Loading...
SR 06-13-2017 3E Ci ty Council Report City Council Meeting : June 13, 2017 Agenda Item: 3.E 1 of 10 To: Mayor and City Council From: Susan Cline, Director , Public Works, Civil Engineering Subject: Award Construction Contract for Repairs to Parking Garages 1, 2, 3, 4, 5, 9, 10 Recommended Action Staff recommends that the City Council: 1. Award Bid #SP2373 to Slater Waterproofing, Inc., a California -based company for the Repairs to Parking Garages 1, 2, 3, 4, 5, 9, 10 Project; 2. Authorize the City Manager to negotiate and execute a contract with Slater Waterproofing, Inc., in an amount not to exceed $3,273,26 0 (including a 10% contingency); 3. Award RFP #SP1982 to Psomas Inc., a Colorado -based company for construction management and inspection services for the Repairs to Parking Garages 1, 2, 3, 4, 5, 9, 10 Project; 4. Authorize the City Manager to negotiate and e xecute an agreement with Psomas Inc., a Colorado -based company, in an amount not to exceed $330,000 (including a 10% contingency); 5. Authorize the Director of Public Works to issue any necessary change orders to complete additional work within contract autho rity . Executive Summary The City’s parking structures are a vital public asset and their continued operation and functionality are an essential service of the City. In 2009, severe concrete cracking occurred at Parking Structure 3 prompting immediate rep air of the problem and inspection of all City -owned parking structures. Based on these inspections, the City identified Parking Structures 1, 2, 3, 4, 5, 9 and 10 as candidates for repairs. The primary structural elements that would be repaired include th e structural slabs, concrete walls and columns, and vertical walls situated below grade that have shown signs of waterproofing issues. In October 2015, the City hired structural consultant, Walter P. Moore, to perform overall condition assessments of these elements in each of the parking structures, which led to preparation of final construction documentation (plans, specifications and cost estimates) for the repairs. Staff recommends Slater Waterproofing, Inc. for the construction of the p roject in an amount not to exceed $3,273,260 (including a 10% contingency). Staff recommends Psomas, Inc. to provide construction management and inspection services in an amount not to exceed $330,000 (including a 10% contingency). 2 of 10 Background The City of Santa Monic a currently owns eleven parking structures, and maintains nine of them. Parking Structures 1, 2, 3, 4, 5, 6, 9, 10 and the Civic Center structure are maintained by the City while parking structures 7 and 8 are maintained by the Macerich Company (Attachment A). Alternative long -term uses are being considered by the City for Parking Structures 1 and 3, so these structures were not considered in the original repair scope of work. The Civic Center structure and Parking Structure 6 are relatively new structures, constructed in 2007 and 2013 respectively. The original parking structures 1, 2, 3, 4 and 5 were constructed in the 1960s. Parking Structures 4 and 5 were originally built as five story structures with the upper four -story additions completed later in the 1970s and 1980s. Parking Structures 2, 4 and 5 were seismically upgraded in 2010, 2009, and 2005, respectively, as these structures experienced some degree of damage after the 1994 Northridge earthquake. Parking Structure 9 (built in 2001) and Parking Structure 10 (built in the 1980s) were built as three and two level structures, respectively, with housing constructed on top of each. In 2009, severe concrete cracking occurred at Parking Structure 3 prompting the City to inspect all City -owned parking structures. Multiple cracking locations were identified and subsequently repaired in all parking structures. Recently, these structures have shown signs of structural slab wear and distress due to long -term usage and exposure to the elements. Parking Stru cture 1 Structural Issues Parking Structure 1 was excluded from the original repair scope of work due to the uncertainty of its future use, as the City wa s considering future redevelopment of this site. However, on March 8, 2016, two large pieces of concre te fell from the bottom of the second level slab onto the City of Santa Monica Promenade Maintenance Office, located on the ground level of the structure. Due to the severity of the deficiencies near the office, emergency temporary shoring of the second le vel slab was implemented. A permanent structural repair solution would be installed as part of this project to remedy 3 of 10 the issue. As a result, this structure was included in the design scope of work through a contract modification approved by City Council on May 24, 2016 (Attachment B). Diagram 1 - Parking Structure 1 Structural issue Parking Structure 3 Inclusion Parking Structure 3 was also excluded from the original scope of work as private developers for Arclight Theatres have submitted a proposal to the City for the construction of a new movie theatre and mixed -use development, which would require the demolition of Parking Structure 3. On April 26, 2016, the City Council directed staff to include Parking Structure 3 as part of the design and repa ir scope of the project in order to compare the financial impacts related to repair costs of the existing structure versus replacing the structure with the future redevelopment (Attachment C). The design and repair scope of work that was included for Parki ng Structure 3 was consistent with the original scope of work for the other structures in order to extend the immediate operational cycle life of the structure. Additional in -depth repair analysis, such as seismic retrofit analysis, was not included in thi s scope as further explained in the section below. The scope of work was added through a contract modification approved by City Council on May 24, 2016. Parking Structure 1 and 3 Future Seismic Retrofit 4 of 10 In a follow up on Council’s initiative to include s eismic retrofitting of Parking Structure 3 as part of the design scope of the project, staff looked into the opportunity of incorporating seismic retrofitting analysis for both Parking Structure 1 and 3 into the design and construction scope of the project in order to compare these costs with the future potential redevelopment costs of these sites. Staff reached out to the project’s structural consultant, Walter P. Moore, in order to obtain estimated costs to seismically retrofit each of the structures. Tot al budget for design and construction of both structures is anticipated to be $2.6 million with costs to be increased based on future consumer price index (CPI) and labor costs. Due to the uncertainty of the future uses of both sites, these structures had not been previously analyzed seismically. With this uncertainty and limited knowledge of the proposed future uses of each site and costs associated with each proposed redevelopment, staff considers deferring cost comparisons until further information ab out these potential redevelopments becomes available in order make a more informed decision on whether or not to incorporate seismic retrofit capital investments to these assets. Also, because of budgetary limitations and to avoid delays to the current pro ject improvements, seismic retrofit improvements would best be accomplished as separate capital improvements when funding has been identified and when further information is obtained about future redevelopment of these sites. Should Council decide not to pursue the potential redevelopment of PS1 and PS3, C ouncil could ask staff to consider the implementation of the seismic retrofit work at PS1 and PS3 in the upcoming Capital Improvement Program Budget cycle . Discussion In October , 2015, the City hired str uctural consultant, Walter P. Moore, to perform overall condition assessments of the structural slabs, curbing, vertical and overhead surfaces and waterproofing components in Parking Structures 2, 4, 5, 9 and 10. Parking Structures 1 and 3 were added throu gh contract modifications. The condition assessments of these facilities included site observations, documentation of distressed conditions, and various testing of these elements ultimately compiled into a final 5 of 10 assessment report. The final assessment repo rt provides guidance for the repair work. Staff used the information compiled in the final assessment report to collaborate with the consultant in development of final construction documentation. The final assessment report did not document any signs o f structural instability in any of the City’s parking structures , however numerous lower priority deficiencies were identified . Staff emphasizes importance in taking a proactive approach in identifying and addressing issues as they arise in order to prolo ng the useful life of these facilities. The final assessment report indicated that structural concrete slabs in many of the parking structures exhibit various types of cracking, which over time, may result in moisture intrusion and long -term corrosion wi thin the slabs. Treatments would include concrete penetrating sealants, coatings, crack sealing, structural slab repairs and other defined measures, which would extend the useful life of the facilities. In addition, the report identified signs of water in trusion on the vertical walls of Parking Structure 9. Intrusion appears to come from pipe sleeves in the walls, exhaust airshaft, and cracks in the basement walls. A key component of the final assessment report is the Capital Asset Management Plans (CAMP s), developed for each of the parking structures in order to provide a roadmap in making cost -effective decisions to maintain the assets over a 10 -year period. CAMPs are used to organize, prioritize and itemize repair components identified during the condi tion assessment phase and documented in the final assessment report. Maintenance and repair items were divided into the following four (4) categories: High Priority Repairs Medium Priority Repairs Low Priority Repairs Enhancements High priority re pairs include life safety and structural issues that need to be addressed in the short term. Medium priority repairs include implementation of waterproofing and other items in order to reduce the potential of future deterioration and extend the useful 6 of 10 life of the parking structures. Low priority repairs are maintenance items that address the aesthetics and function of the garage (which consist mainly of painting repairs). Enhancements include the aesthetic and functional items (which consist of items like r etrofitting existing lighting to LED lighting). High priority and medium priority items need to be addressed within the first two (2) years of discovery. High priority and medium priority repair items are included in the current CIP program budget and wi ll be implemented as part of this project. Additionally, there are select low priority repair items that will be included in the current CIP program and are within budget. Enhancements are not included in the scope of work. Contractor Selection - Constr uction On March 28, 2017, the City published Notices Inviting Bids for construction services for the Repairs to Parking Garages 1, 2, 3, 4, 5, 9 and 10 Project. The bid was posted on the City’s online bidding site, and notices were advertised in the Santa Monica Daily Press in accordance with City Charter and Municipal Code provisions. A total of 1,856 vendors were notified and 58 vendors downloaded the bid. Two bids were received and publicly opened on April 27, 2017. Bid results are as follows: Bidder Base Bid Amount Alternate Bid Amount Total Bid Amount Slater Waterproofing, Inc. $2,459,632 $516,059 $2,975,691 Howard Ridley Co. $3,701,479 $1,021,465 $4,722,944 Engineer’s Estimate $2,662,850 $516,050 $3,178,900 Bids were evaluated based on crite ria in SMMC 2.24.072, including pricing, understanding of the project scope, direct experience with similar projects, approach to the work, technical competence, qualifications of the proposed staff, and the ability to meet the project schedule. Staff con tacted reference agencies listed by the recommended contractor to ascertain past performance on similar projects, including the City of Pasadena and City of Redondo Beach. Staff also verified with the Contractors State License Board that Slater Waterproofi ng, Inc. and its subcontractors’ licenses are current, active, and in good standing. Based on these criteria, Slater 7 of 10 Waterproofing, Inc. is recommended as the best bidder for construction services of the Repairs to Parking Garages 1, 2, 3, 4, 5, 9, 10 Proj ect. Consultant Selection - Construction Management On September 22, 2015, the City issued a Request for Qualifications (RFQ) for construction management and inspection services for upcoming construction projects on the City’s online bidding website. A total of 1,674 vendors were notified and 124 vendors downloaded the RFQ. The City received 25 proposals. A selection panel of staff from the Public Works Department reviewed responses to the RFQ. The evaluation was based on the selection criteria set for th in SMMC Section 2.24.073, with a specific review of: technical competence, staffing capability, project approach, past performance, dispute resolution, quality control, cost control, management services, customer service, and the ability to meet require d time frames. The top five firms were placed on a pre -qualified list of construction management firms in the Parking Lots, Parking Structures, and Piers categories. The list includes Caltrop Corporation, Civil Source, Hill International, Psomas, and Swin erton Management & Consulting. The firms were invited to participate in the Request for Proposal (RFP) phase posted in January 2017. Based on the selection criteria set forth in SMMC 2.24.073, Psomas is recommended as the best qualified firm to provide co nstruction management and inspection services based on its qualifications, cost of services, and its directly related experience in providing similar services for municipal agencies. Psomas has extensive knowledge and experience on numerous construction pr ojects in the cities of Los Angeles, Long Beach, Irvine, Manhattan Beach, and Santa Monica. Services provided by Psomas would include continuous inspection of the contractor’s night work, verification and management of field changes and unforeseen conditi ons, monitoring and mitigation of construction impacts, attendance at periodic progress meetings, arranging for deputy inspections and materials testing, project document control, and public outreach. 8 of 10 Public Outreach Public outreach during construction of this project would be provided by the City and by the City’s construction management consultant as part of the construction management effort. Public outreach would include notifications distributed to adjacent properties and the surrounding community reg arding the scope of the Project. Periodic updates would be posted on the City’s “Know Before You Go” (KBUG) website and Monday editions of the Santa Monica Daily Press. Properties impacted by the project would receive two separate construction notices. T he first general notice would be hand -delivered to properties adjacent to the proposed project two weeks prior to the start of construction. A second two -day notice would be subsequently hand -delivered to each adjacent property with detailed information re garding the planned construction activity, potential impacts, and contact information. The notices would be prepared by Public Works staff and distributed by the contractor. The construction notices would also be posted in the parking structures adjacent to the elevators and near the structure entrances. The City’s project manager would regularly update Downtown Santa Monica (DTSM) on the progress of the work and address any issues that community members bring to DTSM. City staff from Public Works and P arking Operations met with DTSM in March 2017 to discuss upcoming impacts and work restrictions on the contractor for this project. Schedule and Parking Impacts Impacts to the public would involve the temporary loss of no more than 50 parking spaces p er parking structure during the workday and no more than 25 parking spaces per structure over the weekends. An exception to this parking loss requirement would occur during deck sealing operations that would close the entire top level of the structure. I n addition, Parking Structure 5 would be closed entirely for approximately five days since the sealing operations affect multiple levels. The reason for this closure 9 of 10 is that a section to be sealed on level two of this parking structure is located within th e circulation aisle that all vehicles must use to exit the structure. The sealant product has to be applied in three phases to allow adequate curing time, and the application cannot be phased in a way that would allow traffic to pass due to the limited wid th at certain areas within the structures. The design engineer and City staff have looked at numerous options and determined that closure of the structure is the best solution. The contractor must provide at least one week notice prior to any shutdowns an d before beginning activities in a new structure, as only one structure would be worked on at a time. All work impacts ramps and drive aisles. Additional restrictions have been placed on the contractor’s work during the Pier Concert Series and the Wednesd ay Farmers Markets. No work would take place during the holiday season between Thanksgiving and New Year’s Day. The project is anticipated to begin in September 2017. The project duration is 15 months, but since work would be suspended during the holida y season, the anticipated end date is March 2019. Financial Impacts and Budget Actions The contract to be awarded to Slater Waterproofing, Inc.is for an amount not to exceed $3,273,260 (including a 10% contingency). Funds of $1,687,794 are available in th e FY 201 6 -1 8 Capital Improvement Program budget in account C0109053.589000. Funds of $1,585,466 are included in the FY 2017 -18 Proposed Capital Improvement Program b udget in the following accounts: C019053.589000 $228,000 C019203.589000 $598,485 C019204.589000 $457,466 C779203.589000 $301,515 TOTAL $1,585,466 Future year funding is contingent on Council budget approval. The contract to be awarded to Psomas Inc. is for an amount not to exceed $330,000 10 of 10 (including a 10% contingency). Funds are availabl e in the FY 2016 -17 Capital Improvement Program budget in account C019053.589000. Prepared By: Joshua Carvalho, Civil Engineer Approved Forwarded to Council Attachments: A. City Parking Map B. May 24, 2016 Staff Report C. April 26, 2016 Staff Report D. Slater Waterproofing Oaks E. Psomas Oaks Form S e a s i d e T e r r . O l y m p i c D r . C i v i c C e n t e r D r . K i n n e y S t . A s h l a n d H i l l S t . H o l l i s t e r S t r a n d S t . P a c i f i c B i c k n e l l A v e . B i c k n e l l A v e . B a y S t . M a r i n e S t . M o n t a n a A v e . W i l s h i r e B l v d . A r i z o n a A v e . S a n t a M o n i c a B l v d . Santa Monica Pier B r o a d w a y C o l o r a d o A v e . P i c o B l v d . O l y m p i c B l v d . A p p i a n W a y N e i l s o n W a y 4th St.4th St. 2 n d S t . 5th St. 6th St. 7th St. 11th St. Euclid 14th St. 16th St. 3rd St. 2nd St. S A N T A M O N I C A F R W Y . Ocean Ave.Ocean Ave. M a i n S t .Main St. Lincoln Blvd. Third St. Promenade Pacific Coast Hwy.C A L I F O R N I A I N C L I N E B a r n a r d W a y O c e a n P a r k B l v d . O c e a n A v e . 10 T u n n e l 1 S9 S10 7 8 12 8N7N6N 5AN 5N4N3N 1 S 2 S 3 S 4 S 5 S 2 6 1 1 1 0 9 1N 9N S2S4S6 S5 S 3 S 1 S8 S7 Civic Lot Civic Structure Pier Deck Annenberg Beach House Parking Office Lot 28 Lot 29 KEC Lot 30 Library Lot 27 City Hall S h o r t T e r m L o t P a r k i n g I n f o r m a t i o n 4 05 405 405 2 10 2 10 605 605 10 1 0 5 5 5 1 1 1 2 7 2 118 6 0 170 2 9 1 91 2 2 1 34 101 101 101 10 1 10 110 1 10 1 05 710 G ett y Center B everly Hills Universal S tudios To Santa B arbara Redondo Beach Malibu Hollywood L .A. Convention C enter U CLA P asadena A naheim Long Beach San Pedro D isneyland R ose Bowl Venice Santa Monica Downtown L.A. Marina del Rey Los Angeles International Airport (LAX) L o s A n g e l e s A r e a L o s A n g e l e s A r e a P a r k i n g L o t s & S t r u c t u r e s P a r k i n g L o t s & S t r u c t u r e s P a r k i n g I n f o r m a t i o n S A N T A M O N I C A P U B L I C P A R K I N G F o r r e a l -t i m e p a r k i n g i n f o r m a t i o n , v i s i t o u r w e b s i t e : w w w .s m g o v .n e t /p a r k i n g O r , c o n t a c t t h e C i t y ’s P a r k i n g O f f i c e a t : 1 7 1 7 4 t h S t r e e t , S u i t e 1 5 0 S a n t a M o n i c a , C A 9 0 4 0 1 P h o n e : (3 1 0 ) 4 5 8 -8 2 9 5 E -m a i l : p a r k i n g .o f f i c e @ s m g o v .n e t C e n t r a l P a r k i n g (F o r i n f o r m a t i o n a b o u t p a r k i n g s t r u c t u r e s a n d l o t s , i n c l u d i n g r a t e s a n d h o u r s ) 1 4 4 4 4 t h S t r e e t S a n t a M o n i c a , C A 9 0 4 0 1 P h o n e : (3 1 0 ) 5 7 6 -4 7 4 3 F o r p a r k i n g c i t a t i o n s /e n f o r c e m e n t c a l l : (3 1 0 ) 4 5 8 -8 4 6 6 M a i n S t r e e t P a r k i n g L o t 9 1 1 0 H i l l S t . L o t 1 0 1 1 1 H i l l S t . L o t 1 1 1 7 0 H o l l i s t e r A v e . L o t 2 6 1 5 0 S t r a n d S t . D o w n t o w n P a r k i n g S t r u c t u r e 1 1 2 3 4 4 t h S t . S t r u c t u r e 2 1 2 3 5 2 n d S t . S t r u c t u r e 3 1 3 2 0 4 t h S t . S t r u c t u r e 4 1 3 2 1 2 n d S t . S t r u c t u r e 5 1 4 4 0 4 t h S t . S t r u c t u r e 6 1 4 3 3 2 n d S t . S t r u c t u r e 7 3 2 0 B r o a d w a y S t r u c t u r e 8 1 5 7 1 2 n d S t . S t r u c t u r e 9 1 1 3 6 4 t h S t . S t r u c t u r e 1 0 1 1 2 5 T h i r d S t . K E C 1 5 2 7 4 t h S t . (K e n E d w a r d s C e n t e r ) L o t 2 7 1 3 2 0 5 t h S t . L o t 2 8 1 3 2 3 5 t h S t . L o t 2 9 1 6 3 6 5 t h S t . L o t 3 0 1 6 6 5 O c e a n A v e . L i b r a r y 6 0 1 S a n t a M o n i c a B l v d . C i v i c L o t 1 8 5 5 M a i n S t . C i v i c S t r u c t u r e 3 3 3 C i v i c C e n t e r D r i v e B e a c h & P i e r P a r k i n g A n n e n b e r g B e a c h H o u s e 4 4 5 P a c i f i c C o a s t H w y . L o t 9 N o r t h 5 3 0 P a c i f i c C o a s t H w y . L o t 8 N o r t h 8 1 0 P a c i f i c C o a s t H w y . L o t 7 N o r t h 9 3 0 P a c i f i c C o a s t H w y . L o t 6 N o r t h 9 5 0 P a c i f i c C o a s t H w y . L o t 5 A N o r t h 1 0 1 8 P a c i f i c C o a s t H w y . L o t 5 N o r t h 1 0 3 0 P a c i f i c C o a s t H w y . L o t 4 N o r t h 1 0 6 0 P a c i f i c C o a s t H w y . L o t 3 N o r t h 1 1 5 0 P a c i f i c C o a s t H w y . L o t 1 N o r t h 1 5 5 0 P a c i f i c C o a s t H w y . T o r e a c h L o t 1 N o r t h , u s e O c e a n A v e n u e t o a c c e s s S e a s i d e T e r r a c e a n d f o l l o w g r e e n d o t t e d l i n e o n m a p t o e n t e r v i a A p p i a n W a y . P i e r D e c k W e s t e n d o f C o l o r a d o A v e . o n t h e P i e r L o t 1 S o u t h 1 6 4 0 A p p i a n W a y L o t 2 S o u t h 1 6 7 0 A p p i a n W a y L o t 3 S o u t h 1 7 5 0 A p p i a n W a y L o t 4 S o u t h 2 0 3 0 O c e a n A v e n u e L o t 5 S o u t h 2 6 0 0 B a r n a r d W a y M i d -C i t y P a r k i n g L o t 7 1 2 1 7 E u c l i d S t . L o t 8 1 1 4 6 1 6 t h S t . L o t 1 2 1 2 1 1 1 4 t h S t . A l l i n f o r m a t i o n c u r r e n t a s o f M a r c h 2 0 1 5 , s u b j e c t t o c h a n g e w i t h o u t n o t i c e . N O R T H N O R T H CITY OF SANTA MONICA O A KS INIT I A TI V E NOTICE NO T ICE TO A P PL IC A N T S , B IDD E R S , P R O P O SE RS A ND O T H E RS SE E K I NG DI S CR E T I ON A RY PE R M IT S , CO N T R A C T S , OR O T H E R BE N E F I TS FROM T HE CI T Y O F SA NTA M ONICA S an t a M on i ca ’s v o t e r s adop t ed a Ci t y C ha rt er a m end m e n t c o m m on l y k no w n as t he O a ks I n i t i a t i v e. T he O a k s I n i t i a t i v e r e q u i r e s t he Ci t y t o p r o v i de t h i s no t i ce and i n f o rm a t i on about t he I n i t i a ti v e ’s r e q u i r e m e n t s . Y ou m ay ob t a i n a f u l l copy o f t he I n i t i a t i v e ’s t e x t f r o m t he Ci t y Cl e r k . T h i s i n f o rm a t i on i s r e q u i r ed by Ci t y C ha rt er A rt i c l e X X I I —T a x pa y er P r o t e c t i on. I t p r oh i b i t s a pub li c o f f i c i al fr o m r ece i v i n g , a nd a pe r son o r en t i t y fr o m co n f e rr i n g , sp e c i f i ed p e r sonal ben e f i t s or c a m pa i gn ad v an t a g es fr om a p e r s on or e n t i t y a ft er t he o f f i c i al v o t es, or o t h e r w i se t a k es o ff i c i al a c t i on, t o aw a r d a “pub li c ben e f i t ” t o t h a t p e r son or en t i t y . The p r o h i b i t i on app li es w i t h i n and ou t s i de o f t he g e o g r a p h i cal bounda r i es o f S an t a M on i ca. Al l pe r sons or e n t i t i es a pp l y i ng o r r e c e i v i ng pub l i c ben e f it s fr om t he Ci t y o f S a n t a M on i ca sha l l p r o v i de t he n a m es o f tr u s t ees, d i r e c t o r s , p a rt n e r s , and o f f i c e r s , and na m e s o f pe r so n s w i t h m o r e t han a 10% e q u i t y , p a rt i c i pa t i on or r e v enue i n t e r e s t . A n e x cep t i on e x i s t s f or pe r s o ns se r v i ng i n t h o se cap a c i t i es as v o l un t ee r s, w i t hout co m pens a t i on, f or o r g a n i z a t i ons e x e m pt fr om i nco m e t a x es under S e c t i on 501 (c )(3 ), (4 ), or (6 ), o f t he I n t e r nal R e v enue C ode. H o w e v e r , t h i s e x cep t i on does n o t app l y i f t he o r g an i z a t i on i s a po li t i c al co m m i t t ee or co n tr o l s po li t i cal c o m m i tt ee s . E x a m p l es o f a “pub li c b e n e f i t ” i nc l ude pub li c con tr a c t s t o p r o v i de g oods or se r v i ces w o rt h m o r e t han $2 5 ,000 or a l and u se ap p r o v al w o rt h m o r e t han $2 5 ,000 o v er a 12 -month pe r i od. I n o r d e r t o f ac ili t a t e c o m p li ance w i t h t he r e q u i r e m e n t s o f t he O a k s I n i t i a t i v e, t he Ci t y co m p il es and m a i n t a i ns ce r t a i n i n f o rm a t i on. T hat i n f o rm a t i on i nc l udes t he n a m e o f any p e r son or persons w ho i s se e k i n g a “p ub li c ben e f i t .” I f t he “pub li c b e n e f i t ” i s s o u g ht by an e n t i t y , r a t her t han an i nd i v i dual pe r son, t he i n f o rm a t i on i nc l udes t he n a m e o f e v e r y person who is : (a ) tr u s t e e , (b) d i r e c t o r , (c ) p a rt n e r , (d ) o f f i c e r , o r has (e) more than a t en pe r cent i n t e r est i n t he e n t i t y . T h e r e f o r e, i f y ou a r e se e k i n g a “pub li c ben e f i t ” co v e r ed by t he O a k s I n i t i a t i v e, y ou m u s t s upp l y t hat i n f o rm a t i on on t he O a k s I n i t i a t i v e Di sc l osu r e Fo r m . T h i s i n f o r m a t i on m ust be upda t ed and s u pp li ed e v e r y 12 m on t h s . CITY OF SANTA MONICA O A KS INIT I A TI V E DI S CLO S URE FORM I n o r d e r t o f ac ili t a t e c o m p li ance w i t h t he r e q u i r e m en t s o f t he O a k s I n iti a t i v e, t he Ci t y co m p il es and m a i n t a i ns ce r t a i n i n f o rm a t i on. T hat i n f o rm a t i on i nc l udes t he n a m e o f any p e r son or persons w ho i s se e k i n g a “p ub li c ben e f i t .” I f t he “pub li c b e n e f i t ” i s s o u g ht by an e n t i t y , r a t her t han an i nd i v i dual pe r son, t he i n f o rm a t i on i nc l udes t he n a m e o f e v e r y person who is : (a ) tr u s t e e , (b) d i r e c t o r , (c ) p a rt n e r , (d ) o f f i c e r , o r has (e) more than a t en pe r cent i n t e r est i n t he e n t i t y . P ub li c bene f i t s i nc l ude: 1. P e r sonal se r v i ces co n tr a c t s i n e x cess o f $25 ,000 o v er any 12 -m o n t h p e r i od; 2. S a l e o f m a t e r i a l , e q u i p m ent o r supp li es t o t he Cit y i n e x cess o f $2 5 ,000 o v er a 12 - m on t h pe r i o d ; 3. P u r chase, sa l e o r l ease o f r eal p r op e rt y t o o r fr o m t he Ci t y i n e x cess o f $25 ,000 o v er a 12 - m on t h pe r i od; 4. N on -co m p e t i t i v e f r anch i s e a w a r ds w i t h g r oss r e v enue o f $50 ,000 or m o r e i n any 12 -m o n t h pe r i od; 5. Land use v a r i ance, spec i al use pe r m it , o r o t her e x cep t i on t o an es t ab li shed l and use p l a n , w he r e t he dec i s i on has a v a l ue i n e x cess o f $2 5 ,0 00; 6. T ax “ab a t e m e n t , e x cep t i on, o r ben e f i t ” o f a v a l ue i n e x cess o f $5 ,000 i n a n y 12 - m on t h pe r i o d ; o r 7. P a y m ent o f “c a sh o r sp e c i e” o f a n e t v a l ue t o t he r ec i p i ent o f $1 0 ,000 i n a ny 12 - m on t h pe r i o d . N a m e (s) o f pe r s o n s o r ent i t i e s r e c e i v i n g pub lic be ne f it: N a m e (s) o f t r u s t ee s, d i r e ct o r s, p a r t ne r s, an d o f f ic e r s: N a m e (s) o f persons w ith m o r e t h a n a 10 % e q u i ty , pa r tici pa ti on , o r r e v enu e i n t e r e s t : Prepared by: ____________________________Title: __________________________ Signature: ______________________________________ Date: ________________ Email: ____________________________________ Phone: ____________________ FOR CITY USE ONLY: Bid/PO/Contract # ____________________________ Permit # ___________________________ REFERENCE:    Agreement  No. 10467   (CCS)  REFERENCE:    Agreement  No. 10468   (CCS)