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sr-121377-11aSanta Monica, California, December 6, 1977 T0: Mayor and City Council ~~ D E C 1 3 1977 FROM: City Staff SUBJECT: City's Training Plan Introduction This report describes the City's Training Plan in relation to its background, objectives, present status, projected goals, and particular advantages. ~~, r - ~. ~ ,., f Background and Obi ectives Santa Monica's Training Plan (Appendix I) aims at increased productivity, quality of service and job satisfaction, and continuing adaptation to social and technological change. The Plan provides formal classroom training, seminars and workshops to raise employees to higher levels of performance by modifying present skills, knowledge, and attitudes. Although the City has always provided training in one form or another, in recent years, City wide, comprehensive programs have been developed. In 1975, 1,810 instruction hours were offered; in 1976, the total rose to 1,860 hours. In January and February of 1977, the Personnel Division conducted a training needs assessment with comment from management, supervisory and general members of the permanent work force. By May a formal training plan was devised, with a five-quarter timetable extending through June 1978 and totalling 11,716 proposed training hours. An inventory of training prior to inception of the present Plan revealed a background among department heads, middle managers and supervisors in administrative subjects such as planning, grievance handling, performance evaluation and supervision (Appendix II). To build upon that foundation and to maintain consistency, the present Plan concentrates on improving adminis- trative skills within these professional categories. ~~ DEC 1 3 197? / ~ ; Mayor and City Council ' ''' December 6, 1977 Page Two To that end, the timing of the courses ensures that each quarter's training builds upon the previous quarter's and that no conflicts occur between groups in the use of limited training facilities. Sequential workshops form an integral part of the Plan's cumulative design. For example, next quarter mid-managers and administrative supervisors will get 18 hours'. training in completed staff work, 6 hours in budget justification and emerging concepts of planning and budgeting, and 6 hours in time management. These courses will supplement this quarter's 32 hours of effective middle management and super- vision. .Response to the mid-managers' and administrative supervisors' workshops has been good, with positive comments by participants and their department heads. Department heads' training continued this year with an emphasis. on tem-building and time and stress management courses and will proceed this quarter to planning and goal-setting. During the fourth quarter, Department Heads -- along with Police Captains, Lieutenants and Sergeants -- will study productivity measurement, effective persuasion and stress management. Whether through workshops like these or other cooperative planning programs, the Training Plan will take full advantage of the state-of-the art of organizational development in general, and team-building in particular. Implementation of the Training Plan Implementation of the Plan is proceeding on schedule. Of the 11,716 hours scheduled, 3,874 have been completed or were in process by the end of October. Since April 1977, training courses have been offered in the following subjects: Citizen Contact Skills - Four classes in effective public relations were provided to 79 employees with emphasis on techniques for controlling sensitive situations, establishing rapport, and Mayor and City Council December 6, 1977 Page Three guiding consumers toward solving their own problems. Positive responses from participants and community have helped to relieve the "negative" image frequently attached to certain public services; especially those requiring enforcement, regulation, inspection and licensing. Cardio-Pulmonary Resuscitation - Six four-hour classes were offered. to 90 general employees by City Fire Fighter Paramedics. New Employee Orientation - Since January 1975, ten 2-hour tours have been provided by Personnel Division staff to 334 employees. This program is designed for incoming employees and is offered as the need dictates. So far, in 1977, 45 new employees have received orientation. Occupational Spanish - Twenty employees were given instruction last quarter with highly favorable responses. The teacher, from Santa Monica College, is presently offering the same course to 21 other employees. Telephone Etiquette - Six 50-minute classes, reaching 130 employees, have resulted in notable improvements in communications service. Projected Goals In addition to those management development programs outlined above, the Training Plan will include the following varieties of instruction through fiscal 1978: A series of courses in "training for trainers" will begin during the January and April 1978 quarters. These workshops will assist trade and shop supervisors, Fire Captains. and Battalion Chiefs in teaching job particulars to subordinates. In addition, trade and shop supervisors will receive 24 hours of supervision training. Mayor and City Council December 6, 1977 Page Four One of the components of the Plan which utilizes the talent and experience of the City's own employees will be the assigment of Principal Personnel Analyst Gayel Pitchford to lead a work- shop for appointing authorities. This program will include the design of a personnel procedures manual which will thereafter be available on as ongoing basis. We expect the program to be implemented by March 1978. Another use of in-house resources has been the choice again of Ms. Pitchford to conduct assessment and rater-training centers, These day-long series of job-related exercises are designed to select employees or identify potential training needs of present employees. Three rater-training workshops have reached 40 employees. Six more centers have been assigned. Cardio-pulmonary resuscitation classes will be offered routinely during the January and April 1978 quarters. Due to the popularity and timely nature of this training, an average of 4 four-hour classes is anticipated each quarter, to reach approximately 120. employees. Clerical supervisors will receive a total of 18 hours during the next two quarters in performance evaluation and accountability as well as in office communication skills. During the next two quarters, general employees are expected to receive 24 hours' training in defensive driving, 18 hours in reading and writing skills, 6 hours in citizen contact, and 2 hours in telephone etiquette. Special Advantages of the Plan The Training Plan was designed with flexibility to accommodate changes in scheduling needs. A case-in-point is this quarter's cardio-pulmonary resuscitation training, originally planned as two 4-hour classes. Response has been sufficient to warrant scheduling four additional classes, and the Plan was easily Mayor and City Council December ~, 1977 Page Five able to answer this expanded need. By December 1, 1977 over 90 employees will have received instruction in Basic Life Support techniques. The Plan's adaptability was also demonstrated when the need arose for a course in heavy equipment operation, to be taught by and for City employees. The Plan was used to organize and finance these classes, though they were not an original Plan component. Under the Plan, employees have access to state-funded Southwest Regional Training Center area-wide instruction and in-house workshops. During this quarter, seven City staff are taking part in one-day off-site sessions in time and conflict manage- ment, supervisory skills for secretaries, assertive supervision, and reading improvement. Conclusion The Training Plan is proving an efficient system for skills development, increased productivity and enhanced job satisfaction. These improvements -- singly and in concert -- are contributing to more effective City government and better service to the community. Prepared by: R. N. Aronoff, Directo Administrative Services CITY OF SANTA MONICA FORMAL TRAINING PLAN May 1977 z TABLE OF CONTENTS Introduction .......................................1 Scope of the Training Plan .........................3 Responsibilities Under the Plan ....................4 Management Goals and Objectives ....................5 Desired Results .....................................6 History of Prior Training ..........................7 -Formal Training History Chart .................$ Training Needs Assessment ..........................9 -"S.M.A.R.T." .................................11 -Result of "S.M.A.R.T." .......................20 Training Format ...................................22 -In-house versus Outside Trainers .............22 -Relevance and Flexibility ....................22 -Location, Length of Time, and Size of Training Classes .... .......................23 -Selection and Notification of Trainees.......24 -Breakdown of Supervisory Groups by Job Classifieation ...............................25 -Evaluation ...................................27 -Acceptance and Implementation ................30 Cost of Training ..................................31 Schedule of Training ..............................32 -Department Heads .............................33 -Mid-Managers .................................33 -Administrative Supervisors ...................34 -Clerical Supervisors .........................35 , -Trade & Shop Supervisors .. ............ ....35 -Police Captains and Lieutenants ...............36 -Police Sergeants ..............................36 -Fire Captains & Battalion Chiefs ..............37 -General Employees ......... ..................37 Appendix-Table of Charts and Graphs ................39 INTRODUCTION The overall goal of the Santa Monica City government is to provide the citizens of Santa Monica with needed public services in the most efficient and effective manner. Each year, cities like Santa Monica find it progressively more difficult to meet this goal due to increased demand for ser- vices coupled with increased costs to provide such services. The key to success, however, is to-build and retain a compe- tent and productive work force and to institute the most modern techniques in the conduct of the government's business. Training, as one such technique, is a necessary and integral part of the overall utility of a city. The training plan described in the following pages takes a comprehensive and systematic approach to training based upon a combination of management goals and employee needs. The plan does not attempt to cure all. individual and organi- zational ills; instead, it recognizes the advantages and the limitations of training, The plan proposes to apply training to those identifiable and pressing needs for which training is the most economical and effective solution. As a result, the training outlined in this plan is more than just a "neces- sary evil" for the City or a morale booster for the employee. Instead, it is a means by which the City and its employees can be encouraged to function at their fullest potential. This training plan is intended to serve both the needs of the City and the employee. The skills,knowledge, and attitudes acquired by the employee are applied on the job to the benefit 1 of the City and users of the municipal; rvices, yet, they are retained by the employee for his or her .own self-develop- ment. Finally, this training plan calls for a commitment on the part of the. City and the employee. The investment of time and money made by .the city, coupled with the employee's time and willingness to utilize the training provided, will yield a sub- stantial dividend to both and will insure a time-, cost-, and needs-effective training program. 2 SCOPE OF THE TRAINING PLAN Training means different things to different people, and, therefore, some definition of the term is needed. .Training, as applied to the employees of Santa Moniea, may fall into one of three categories: 1) Informal training or guidance conducted on City time at the work site by a supervisor or co- worker to impart technical skills or knowledge. 2) Self-development training pursued off-the-job on the employee's own initiative which is directed at upward mobility and career improvement. 3) Formal classroom training, seminars, or workshops provided on City time which are aimed at modifying present skills, knowledge, and attitudes of em- ployees. These sessions may be held either on- or off-site. The first category is commonly referred to as on-the-job training while the second implies some form deavor. This plan, however, is concerned w at the third category, formal training. It Lion of the training described in this plan obviate the need for on-the-job training or rather, it is hoped that this training will other two types and will stimulate interest of academic en- Cth and directed is not the inten- to eliminate or off-duty education; supplement the in them, 3 RESPONSIBILITIES UNDER THE PLAN This training plan was prepared by the Personnel Division with the approval of the Gity Manager. It shall be the respon- sibility of the Director of Administrative Services to: i) Implement the schedule of training and assign trainees; 2) Prepare and administer an annual training budget as part of the Administrative Services Department budget; 3) Institute an evaluation process for the training pro- vided; 4) Periodically survey the training needs of employees; 5) Maintain a permanent record of each employee's train- ing accomplishments; 6) Prepare an annual training report which will include the type of training provided, number of trainees, level or function of trainees, direct and indirect costs., evaluation of results, and forecast for future training. Zt shall be the responsibility of department heads and supervisors to create an environment which encourages the training of employees and the implementation of skills, know- ledge, and attitudes acquired through training. Finally, it shall be the responsibility of the employee to make maximum use of the training that is offered. 4 MANAGEMENT GOALS AND OATECTIVES The primary goal of .the City's training plan is to train employees to higher levels of performance by advancing their skills, knowledge, and attitudes. To meet this goal several objectives have been developed and incorporated into this plan. These are listed below and discussed in further detail in the remainder of the plan. I. Future training efforts will build upon past training. II. Training will be based upon a comprehensive and syste- matic survey of employee needs. III. Training will be directed at specific, identifiable areas of need on a priority basis. IV. Training efforts will. be primarily directed at super- visory, middle management, and department head levels. V, Training-will be provided on a "top-down" basis when- . ever appropriate. VI. Training will be scheduled so as to minimize the dis- ruption to dailq operations. VII. Training will be relevant to on-the-job situations oc- curring in Santa Monica, VIII. Training content will be flexible and matched to the needs and level of the trainees, IX. Training will be provided in a familiar and comfort- able physical and social environment, X. Course objectives will be developed and presented to the trainees prior to training. XI. Training will be provided by "in-house" instructors whenever feasible. XII. Outside training agencies will be selected on the basis of their municipal experience, instructor suitability and flexibility, and cost. XIII. Employee attitudes on particular subjects will be eval- uated prior to, during, and following training. 5 DESIRED RESULTS Through the implementation of this. training plan the fol- lowing desired results should occur; l~ increased employee productivity; 2) Increased level or quality of service provided; 3) Continued employee and organizational viability to keep pace with rapidly changing social and technologi- cal conditions; and. 4) Employee self-development and job enrichment. The most difficult aspect of any training plan is the measurement of results. While it is important to state goals, progress toward them can be extremely difficult to determine, particularly when training is directed at the improvement of a non-quantifiable task such. as the level of service provided. Although training plans typically address the topic of desired results, few, if any, are able to identify the attainment of their goals. Instead, trainers become content to measure the subjective attitudes of their trainees toward the training rather than looking for its applicability to the job. It is the intention of this training plan to go beyond the personal likes and dislikes of trainees about a particular topic or instructor and to evaluate, in on-the-job situations, the practicality of the training provided. 6 HISTORY OF PRIOR TRAINING By compiling and reviewing a history of prior training, duplication of effort can be avoided and .future .training can build upon the positive aspects of prior training. The following page gives an inventory of recently held formal employee training sessions provided by the City. Not shown are other types of training such as any on-the-job instruction, or off-duty educational programs. Also not listed are any conferences, seminars, or workshops sponsored by a public or private agency which were open t4 the general public and attended only by a few City employees. While such acti- vibes are a valid and worthwhile type of training that Santa Monica employees frequently avail themselves of, the limited number of participants at any one function does not constitute a broad foundation from which to build future training for large segments of employees. The inventory demonstrates that recent training has been primarily directed at department heads, middle managers, and supervisors, and has dealt mainly with administrative subjects such as planning, grievance handling, performance evaluation and supervision, To ensure consistency and to build upon past training, the emphasis of the training outlined in this plan will be on administrative skills for department heads, middle managers, and supervisors. 7 FORMAL TRAINING HISTORY. CITY OF SANTA MONICA 1975 - 1976 1975 MARCH - NOVEMBER. Heavy Equipment Operator Class.. Conducted in-house. OCTOBER. Personnel Practices and Labor Relations for mid- managers. Conducted in-house. OCTOBER - NOVEMBER. Management by Objectives for department heads. Conducted through Santa Monica College. NOVEMBER. Defensive Driving Instructor Training for Public Works and Personnel employees. Conducted by Los Angeles Chapter, National Safety Council. NOVEMBER, Mid-Management workshop. Conducted in-house. 1976 JANUARY. Fair Employment Practices for mid-managers. Con- ducted in-house. JANUARY - FEBRUARY. Management Workshops far Supervisors. Conducted through Santa Monica College. MARCH, Performance Evaluation Techniques for mid-managers, Conducted by GOMEX Research Project, University of Southern California. APRIL. "Skelley Decision" Workshop for department heads and mid-managers. Conducted in-house. APRIL - MAY. Labor Relations for Supervisors. Conducted in- house. JUNE - AUGUST. Management Workshops for Supervisors. Con- ducted through Santa Monica College. AUGUST. New Performance Evaluation Form training for depart- meet heads, mid-managers, and supervisors. Conducted in-house. NOVEMBER. Handling the Problem Patron for Library personnel, Conducted in-house, 8 TRAINING NEEDS ASSESSMENT The statistical basis of the. training plan is the train- ing needs assessment. In January and February 1977 a train- ing needs assessment was conducted by members of the Person- net Division with 137 City employees (13.6% of the permanent work farce) in various supervisory, middle, and top management positions. For purposes of assessment and later for schedul- ing of training, these individuals were placed into one of eight supervisory groups according to their organizational level or function. It was assumed that the employees. in each group would, for the most part, share common training needs that would be different from the needs of those in the other groups, The eight supervisory groups were: Department Heads Mid-Managers Administrative Supervisors Clerical Supervisors Trade and Shop Supervisors Police Captains and Lieuten- ants. Police Sergeants Fire Captains and Battalion Chiefs The needs assessment took the form of structured inter- views with each group. After a brief feedback session on past training, the individuals were asked to complete three forms: 1) A determination and ranking of personal training needs; 2) A personal history of training received; and 3) An assessment of subordinate training needs. In asking the respondents to determine and rank their in- dividual training needs, it was important that these needs be expressed in reference to the individual's job, To insure this, 9 a comprehensive;" st of job tasks was prepa.- 3 and presented to each individual, Each job task listed was linked to a known training topic or set of topics, They were asked to select up to ten tasks for which additional training would help them bet- ter accomplish their jobs, Next they were asked to rank these tasks in order of personal importance, The results of the data obtained are displayed in a training needs matrix on the fol- lowing pages. The individuals were. asked to complete a personal inven- tory of past training to help start a permanent employee training record and to provide information on possible instruc- tors. Finally, the respondents were asked to review a list of training topics and indicate those which they felt were needed by their employees in order to best improve their job perfor- mance. This information became the, basis for department and general employee training classes. 10 "S.M.A.R.T." Santa Monica Assessment/Review of Training The Personnel Department is appraising the training needs of City employees. A training needs assessment involves: 1. Determining what job-related training is desirable to increase productivity and job-satisfaction; 2. Finding out what the past experience has been with training; and 3. Determining what sources of training can be tapped. You are asked today to help us out with the first two parts of the assessment by completing the attached three questionnaires described below: 1. "Manager's/Supervisor`s Training Needs Assessment" This two-page questionnaire lists forty-one different job tasks. Considering you own job and your personal training needs, indicate those tasks (u to ten) in which you. would like additional training. ease rank your choices in importance of need by giving each a number from 1 to 10, with number 1 being your most essential training need. In completing this exercise please remember to consider only your own opinion of what is essential to you to do your job; do not consider others' views in listing choices unless you share those views. _ - __ The task list has been developed to cover most important leadership tasks that .might be improved through training. However, you may feel that an important category has been overlooked; if so, add it to the list and rank it with the others. 2. "Manager's/Supervisor's Personal Training Inventory" This form will become pour permanent training record and will be kept in the Personnel Department. Please list all job-related training you have received in the past five years. Instructions for completing the inventory are provided an the form.. _ _ __ _,_ __ 3. "Manager's/Supervisor's Assessment of Subordinates' Training Dteeds" -- ------------ It would be difficult to survey the training needs of all City employees through the personal assessment method due to time constraints and the variety of tasks. There- fore, you are being asked as a supervisor to make assessments for your employees. On the first questionnaire we asked you to take a personal viewpoint in listing your own training needs. On this form, we would like you to take an organizational viewpoint and make recommen- dations as to what job-related training would be valuable for your subordinates. 11 The information obtained on these forms will be combined with that gained from personal interviews and management to develop a training grogram for the City. Your cooperation is greatly appreciated and any further suggestions you might have would be welcome. You can contact the Personnel Department on Ext. 260. 12 "MANAGE `S / SUPERVISOR'S TRAINING `TEEDS ASSESSMENT" DATE DEPT./ DIVISION POSITION 1. Please complete this exercise before. doing the other two. 2. Review the list of leadership job tasks.. Not all of them apply to every managerial/ supervisary position. Note which ones do apply to your job. 3. Please ask yourself the following question: "TO ACCOMPLISH MY JOB, I NEED TRAINING THAT WOULD HELP ME T0. ." 4. Put a check mark next to up to ten .job tasks in which you would be interested in receiving training. 5. Rank your choices in importance of need by giving each a number from 1 to 10, with number 1 being your most essential. training need. 6. Transfer your choices in rank order to this sheet below. 7. Give this sheet to the personnel representative and go on to complete the other two exercises. 1. ~,~ 2. ~k 3. ~~ 4. ~~ 5 . 46 6. ~k 7. ~~ 8. ~k 9. ~~ 10. ~~ JOB TASKS Ranking Administrative 1. Establish organizational productivity/effectiveness indicators Z. Plan for long-range fiscal and manpower needs. 3. Establish management information system to receive reliable data 4. Administer a risk management program 5. Implement EEO/Affirmative Action program b. Determine organizational structure and procedures 7. Decide between opposing viewpoints 8. Make the best use of time 9. Function effectively in stressful situations 10. Determine long-range goals and short-term objectives for organization 11. Keep innovating to allow the organization to meet changing circumstances Work Supervision 12. Review clerical work 13. Review subordinates' recommendations 14. Provide on-the-job training for employees 15. Establish work schedules and assign tasks 16. Establish and apply work quality and maintenance standards 17. Establish and enforce safety standards 18. Delegate authority 19. Initiate cost reduction measures 20. Administrative:-perform cost/benefit analyses Employee Relations 21. Develop teamwork and resolve conflicts among employees 22. Conduct interviews for hiring, counselling, and disciplining 23. Motivate subordinates for greater productivity 14 Ranking 24. Assess employee performance (formal - written, daily - informal) 25. Handle disciplinary matters and grievance complaints 26. Utilize the unique talents of individual employees Technical 27. Perform myself the technical/professional/trade functions of my organization 28. Handle my supervisor's duties in his absence Energy 29, Maintain a high level of personal energy, physical fitness, and mental alertness Oral Communications 30. Conduct meetings 31. Develop consensus. among people with divergent viewpoints 32..- Speak in Spanish 33. Speak persuasively before groups 34. Give directions to subordinates 35. Develop-effective lines of communication with my supervisor 36. Deal tactfully with different personalities 37. Coordinate work with other organizations 38. Serve as city government representative to public Written Communications 39. Read reports and letters 40. Write reports for my supervisor's information or action 41. Prepare general correspondence and office memoranda 15 "Manager`s/~~~~ervisor's Training Needs ~, sessment° Data Matrix Group: Date: Cask 1 2 3 4 5 6 7 8 9 10 Administrative 1 2 3 4 5 6 7 8 9 10 11 Work Supervi sion 12 13 I4 I5 16 I7 I8 19 20 Emp oyee Re ations 21 22 23 24 25 26! Technica 27 28 16 Pask 1 2 3 4 5 6 7 8 9 10 '. Energy 29 Oral Communications 30 31 32 33 34 35 36 37 3& Written Communications 39 40 41 17 "Manager's/Supervisor's Personal Training Inventory" Name Date Dept. iv. Position 1. Please indicate any college degrees obtained. and maj 2. Are you presently working for a college degree? If so, what degree and when do you expect to receive it? In the spaces below, please list all Job-Related Tra ing you have received in the LAST 5 YEARS. Please specify where and when training was received. 3, 4. 5. College Courses Date Job-Training Brovidea atFP$evious Job Date_ City-Provided (police - include P.O.S.T.) iF NECESSARY USE BACK OF SHEET Date n, a 0 v a G 0 N N a S-I O W For Personne• Dept.Use Only Indiv., Gp. "Manager`s/Supervisor's Assessment of Subordinates' Training Needs" Dept. iv. nager upervisor N er o mp oyees in Date Dept./Div. __ -- Taking an organizational viewpoint, please specify any areas in which performance and/or teamwork might be improved .through job training.. The following list gives some possible areas to assist you, but it is not complete. Possible Training Needs. Bookkeeping City Civil Service Work Rules Defensive Driving First Aid/CPR How to fill out City forms (such as time cards, requisitions, personnel forms, etc.) Organizing Office Files Public Contact. Skills Public Speaking Regort Writing Safety Rules Spanish Language Speedwriting Supervisory Training for those with promotional potential Telephone Etiquette Training to use new Technology. or to become more proficient in their field Writing general correspondence Do you feel that enough support is provided in training your employees to do their jobs? Yes No RESULTS OF "SANTA MONICA ASSESSMENT/REVIEW OF TRAINING" Composition of Supervisory Groups for the Self-Assessment of Personal Training Needs. January 1977 Administrative - 24 supervisors from Building, Recreation, Li rary, Personnel, EDP, Finance, and Civic Auditorium. Clerical - 8 supervisors and senior secretaries. Department Heads - 16 top management personnel and staff. Fire - 20 Captains, 3 Battalion Chiefs. Mid-Mana ement - 15 participants from all departments except Po ice and Fire. Police Captains & Lieutenants - 7 participants. Police Sergeants - 13 participants. Trade & Sho Su ervisors - 29 participants representing Genera Services, Custodial, Motor Coach, Airport, and Parks Maintenance groups.. 20 CITY OF SANTA MONICA RANKING OF JOB TASKS IN WHICH TRAINING IS NEEDED - FOR DIFFERENT SUPERVISORY GROUPS Tanii~rv 1Q77 2ANKING ADMIN, CLERICAL- DEpT,HEADS ~. FIRE MID-MGT,.- P. D, LTAP~TS P,D. SGTS. S OPE AND 1 23 25 8 27 14 1 23 14 2 8 21 1 14 23 2 25 17 3 14 16 36 8 10 11 36 21 4 10 9 11 32 17 10 21 16 J 5 9 23 2 37 21 25 24 23 6 11 36 33 25 8 9 22 7 2 8 9 9 1 14 36 8 29 32 31 28 29 22 40 9 35 11 35 40 40 2 15 10 27 34 3 33 33 8 37 FORMAL TRAINING HISTORY CITY OF SANTA MONICA 1975 - 1976 1975 MARCH - NOVEMBER. Heavy Equipment Operator Class. Conducted in-house. OCTOBER, Personnel Practices and Labor Relations for mid- managers. Conducted in-house. OCTOBER - NOVEMBER. Management by Objectives for department heads. Conducted through Santa Monica College. NOVEMBER. Defensive Driving Instructor Training for Public Works and Personnel employees, Conducted by Los Angeles Chapter, National Safety Council. NOVEMBER, Mid-Management workshop. Conducted in-house. 1976 JANUARY.. Fair Employment Practices for mid-managers. Con- ducted in-house. JANUARY - FEBRUARY, Management Workshops for Supervisors. Conducted through Santa Monica College, MARCH. Performance Evaluation Techniques for mid-managers, Conducted by COMER Research Project, University of Southern California. APRIL. "Skelley Decision" Workshop for department heads and mid-managers. Conducted in-house. APRIL- MAY. Labor Relations for Supervisors. Conducted in- house. JUNE - AUGUST. Management Workshops for Supervisors. Con- ducted through Santa Monica College. AUGUST. New Performance Evaluation Form training for depart- ment heads, mid-managers, and supervisors. Conducted in-house. NOVEMBER. Handling the Problem. Patron for Library personnel, Conducted in-house. 8 TRAINING NEEDS ASSESSMENT The statistical basis of the training plan is the train- ing needs assessment, In January and February 1977 a train- ing needs assessment was conducted by members of the Person- nel Division with 137 City employees (13.6% of the permanent work force) in various supervisory, middle, and top management positions, For purposes of assessment and later for schedul- ing of training, these individuals were placed into one of eight supervisory groups according to their organizational level or function, It was assumed that the employees in each. group would, for the most part, share common training needs that would be different from the needs of those in the other groups, The eight supervisory groups were: Department Heads Mid-Managers Administrative Supervisors Clerical Supervisors Trade and Shop Supervisors Folice Captains and Lieuten- ants, Police Sergeants Fire Captains and Battalion Chiefs The needs assessment took the form of structured inter- views with each group, After a brief feedback session on past training, the individuals were asked to complete three forms: 1) A determination and ranking of personal training needs; 2) A personal history of training received; and 3) An assessment of subordinate training needs, In asking the respondents to determine and rank their in- dividual training needs, it was important that these needs be expressed in reference to the individual's job, To insure this, 9 TRAINING FORMAT In-house versus outside trainers It is to the benefit of the City to use the talents, experiences, and knowledge of its own employees in formal training situations. The advantages of utilizing "in- house" trainers are that: "in-house" trainers know the trainees and their needs; they are familiar with on-the- job situations which occur in Santa Monica; and the "hard" cost for training is greatly reduced, The main disadvan- tages are that these people often find it difficult to make time available to prepare and present a formal lesson, ex- pecially when the .lesson may have to be repeated to several groups. Also,, the subject. matter and other associated ma- terials may be so specialized that outside trainers and re- sources are needed. In deciding whether to select an in-house or outside trainer, consideration will be given to the number of avail- able instructors, the subject matter to be presented,. the number of sessions planned, and the relative costs. Relevance and Flexibilitg Unlike management goals and objectives, employee needs are uniquely individual. In the development of a training schedule, the differences in needs must be recognized if the training is to prove effective, A standardized course in supervision that is attended by all employees may. meet the needs of some but might miss the mark with the majority. 22 Some may find the,~evel of discussion too sir~ale, while others will feel the subject is too difficult. On the other hand, individual or personalized training is not feasible in most instances. The time involved in structur, ing the course content and the expense for individual sessions are prohibitive. The answer, therefore, is to group together employees who share similar needs and to develop course plans which. address those needs. The training schedule presented in this plan takes into account the diverse second common needs of employees, Training groups are formed according to similar needs, yet the content of training sessions is adjusted to the level of function of the group. These sessions will be fur- ther personalized by discussing actual on-the-job situations and by holding these sessions in a comfortable and familiar environment, Location, Length of Time, and Size of Training Classes. Whenever possible, training sessions will be located in City facilities that can. accommodate large groups comfortably and that are easily accessible to the trainees, These facili- ties will be scheduled for times that cause a minimum disrup- tion to daily operations or other scheduled activities. A normal training day is six hours. Usually, the train- ing day will be divided into two 3-hour periods, a morning and. an afternoon session, in some instances both sessions may need to be presented without interruption. If so, a catered meal will be provided at the training location. In other instances, circumstances may not permit a full day's training in one day, If this be the case, the training will be provided in half-day 23 .'.sessions and will bo-,spread out over a relatively short period of time, The size of the training class is affected by three fac- tors:. size of the training facility, degree of active partici- pation required by the trainer, and average cost of training per trainee. In most circumstances the normal class size will be 20 participants, Selection and Notification of Trainees Selection of trainees will be made from among employees in the supervisory group for which the particular training session has been scheduled, A breakdown of the various super- visory groups bg job classification is provided on the follow- ing pages, It is intended that enough sessions of a particular training topic will be scheduled so that all employees in a group will have the opportunity to attend, In some situations there may not be enough .employees in a particular supervisory group to fill a normal size class (approximately ZO employees), When.. this occurs, employees in another supervisory group who share a similar training need will be added to the class. Care will be taken to insure that the training objectives meet the needs of all trainees. The procedure for notification of trainees varies accord- ing to the supervisory group. Department Heads will be notified of upcoming training sessions by memo and at their weekly staff meeting, Employees in the other groups will be notified through their supervisors, The supervisor will be sent a memo which lists the training topic, location and time, and name(s) of the employee(s) suggested for that training, The supervisor will be 24 asked to confirm the employee's attendance in writing.' Once done,. a memo will be sent directly to the employee o..clining the time, location and topic of training. This procedure should help super- visors to stay informed of the tape of training being provided subordinates, and to re-schedule work assignments well in advance of training. In the case of general employee training courses, flyers des- cribing the training available will be distributed to all depart- ments. Interested employees will be nominated in writing by their supervisors. The selection of trainees for general employee train- ing sessions will be based upon the number of available openings in the class, and the need for such training. as indicated by the employee's supervisor. Once the trainees have been selected, they will be notified by memo. Eligible nominees who are not selected for training will be placed on a waiting list for future sessions should they be scheduled, Breakdown of Supervisory Groups. by Job Classification DEPARTMENT HEADS. (18) City .Manager Assistant City Manager Building Officer City Attorney City Clerk City Librarian Director of Administrative Services Director of Civic Auditorium Director of Environmental Services Director of Finance Director of General Services Director of Grants & Community Services Director of Municipal Airport Director of Planning Director of Recreation and Parks Direc or of Transportation Fire Chief Police Chief 25 MID-MANAGEMENT (24~ Assistant. City Attorney Assistant City Clerk Assistant City Librarian Assistant. Director of Civic Auditorium Assistant Director of Finance/City Treasurer Assistant Street Superintendent Assistant Water Superintendent Cemetery Superintendent City Engineer Deputy City Attorney III EDP Manager Enterprises Manager Human Resources Administrator Maintenance Manager Mechanical Maintenance Superintendent Park Superintendent Public Facilities Superintendent Recreation Superintendent Redevelopment Director Sanitation Superintendent Transit Operations Superintendent Transportation Maintenance Superintendent Assistant Public Facilities Superintendent Assistant Building Officer Principal Personnel Analyst ADMINISTRATIVE SUPERVISORS (34) Accounting Supervisor Assistant Purchasing Agent Associate Planner Auditorium Business Supervisor Auditorium Operations Supervisor Branch Librarian Civil Engineer Departmental Administrative Assistant EDP. Equipment Operator (Supervisor) EDP Programmer Analyst Fire Alarm Supervisor Harbor Captain Human Resources Coordinator Librarian III Librarian II Parking and Traffic Engineer Parking Supervisor Principal Planner Recreation Supervisor Senior Accountant Senior Building & Housing Inspector Senior Identification Technician Supervisory Building Inspector CLERICAL SUPERVISORS (13) Accounting Clerk II (City Clerk) Secretary to the City Manager Secretary to tYe Police Chief 26 Senior Clerk Senior .Secretary TRADE & SHOP SUPERVISORS (42) Assistant Public Facilities Superintendent Asphalt Crew Leader Assistant Water Supervisor/Construction/Meters Beach Cleaning Supervisor Carpenter Supervisor Cementery Supervisor Chief of Survey Party Custodial Leader Custodian II Electrician Supervisor Groundskeeper Supervisor Landscape Supervisor Mechanic Supervisor Motor Coach Supervisor Painter Supervisor Sanitation Supervisor Senior Animal Control Officer Street Cleaning Supervisor Sewer Maintenance Supervisor Street Maintenance Supervisor Traffic Painter Supervisor Tree Trimming Supervisor Water Production & Treatment Plant Supervisor Water Supervisor Motor Coach Supervisor Lead Animal Control. Officer Cement Crew Leader Event Attendant III Aitport Attendant Supervisor Transfer Station Supervisor Water Construction Crew Leader ' POLICE CAPTAINS & LIEUTENANTS (8) POLICE SERGEANTS (23) FIRE CAPTAINS & BATTALION CHIEFS (25) Numbers in parentheses represent number of employees in group as of 4/25/77. Evaluation Evaluation is one of the most important and often over- looked aspects of training. Too often training evaluation only measures the subjective attitudes of the trainees toward the instructor or the topic at the conclusion of the session. 27 lVo attempt is made to measure the attitudes and expectations of the trainees prior ~o the session, although studies prove a cor- relation between trainees' attitudes toward the training they are to receive and the extent to which new techniques are imple- mented. Similarly, little effort is made, in other than the most subjective ways, to measure the results of training upon the trainee and his or her working environment after a period of time. Evaluation of training is extremely difficult to do as a formal cost-benefit analysis. It is not always possible to iso- late the results of training from the results of other managerial influences. The common exception to this situation is in pro- duction type jobs where an increase in performance can be physi- cally measured. In the city these jobs may be certain shop or clerical positions, such as sanitation collector or keypunch operator. Even so, non-routine situations are generally common, making comparisons between pre- and post-training. performance difficult. In the literature of the field, management training is con- sidered to be the most difficult to measure. This is due to the problem of defining what managers, in fact, do. Their work tends to be heavily non-routine and to have a high inter-personal con- teat which does not Lend itself to any form of statistical measure- ment... It, therefore, verges on the impossible to say that "for the cost of X dollars one gets Y dollars of inter-personal re-' sups". Yet, because. of the position of managers and their in- fluence on the organization, effective training for them may, in fact, be enormously cost effective. Therefore, the City should not be discouraged from providing training or attempting to evalu- 28 \-ate the .effects. of *-~aining. Evaluation will be an integral part of the training format, occurring .before, during and following each training session. As such, evaluation, like the training itself, will be tailored to the specific nature. of each class. Before the class is held, the trainees will be asked to describe their attitudes and ex- pectations toward and their needs for the training. They will also be asked to provide actual on-the-job situations related to the training topic. By combining this information with the results of the needs assessment data and with other employee background information, the instructor can have a profile of each trainee's motivation and the. reason he or she is attending the session. At-the same time the instructor will be asked to provide specific training objectives and desired results which can, in fact., be isolated and measured after a period of time, usually three months, following the class, On the day of the class, the trainees will be informed of class objectives by the instructor and the .practical application to on-the-job situations of the theories and techniques presented, The trainees will be asked at the end of class to set personal goals for the implementation of these theories and techniques to resolve problems or increase performance in their own working environment. Then, three months later the trainees will be asked to assess their success in attaining the goals they had set. Also, the trainee's supervisor will be .asked to comment on positive changes which may have occurred in the trainee's performance or in the overall operation of the work unit. This type of data will not be easily quantifiable, but x.11 be far superior to the con- 29 ventional evaluation given at the conclusion of the training ses- sion, because the emphasis will be on implementation and results of training. This type of evaluation. will reflect the interest that management has in the training and should further increase employee participation in training, Acceptance and Implementation No style or type of training will be effective if the em- ployee does not have the opportunity to implement the techniques and theories presented. The only thing worse than providing no training is to provide training and not make use of it, Training., which is not used because it is viewed as inappropriate or ir- relevant by the employee or supervisor, is neither time nor eost- effective and increases employee frustrations,. The key to avoid- ing this problem is to insure that the training provided meets both organizational and individual needs, Supervisors will be encouraged to participate in the training provided to their sub- ordinates whenever gossible, so that a supportive environment for needed change can exist, 30 COST OE TRAINING In computing the cost of training provided in this plan, the following expenses were considered; 1) Cost of instruction; 2) Compensation paid to lecturers and organizations; 3) Registration fees; 4) Purchase and rental of required materials, and supplies; 5) Photostating and duplicating of handout material; 6) Membership fees, if they are a necessary cost directly related to the training, or if their payment is necessary in order to participate in training; 7) Catering fees (luncheons, dinners, and coffee breaks), if they are necessary to achieve the objectives of the training; 8) Travel costs and. mileage for training provided under this plan but held outside Santa Monica; and 9) Costs of other services or facilities which are incurred directly as a result of the training provided, The following expenses are excluded from the cost of train- ing and not considered in the training budget: 1) Salaries of trainees or of City employees serving as in- structors in in-service training sessions; 2) Overtime, shift, or holiday pay for City employees under- going training; and 3) Utility and maintenance costs for City facilities used for training. 31 SCHEDULE OF TRAINING The attached schedule of formal training covers the period from April 1977 through June 1978, It is broken down by super- visory.group, fiscal. year quarter, number of training hours, and the estimated cost for training, The selection of the courses shown is based upon management goals and employee needs, The timing of these courses will in- sure that eaeh quarter's training builds upon the previous one and that there will be few conflicts between groups in the use of training facilities, 32 SCHEDULE OF TRAINING (APRIL 1977 - 3UNE 1978) DEPARTMENT HEADS April-June 1977 HOURS Citizen Contact Skills 6 hrs Time Management 6 hrs Stress Management 6 hrs 18 hrs July-September 1977 Effective Persuasion 6 hrs. Assessment Center 6 hrs 12 hrs October-December 1977 Long Range Planning & Goal Setting 6 hrs January-March 197$ Productivity 6 hrs April-June 1978 Noae Scheduled Total. 42 hrs MID-MANAGERS April-June 1977 HOURS Citizen Contact Skills 6 hrs Time Management 6 hrs 12 hrs 33 July-September 1977 HOURS Time Management 6 hrs Stress Management (2 Sessions) 12 hrs (Two Different groups) 18 hrs October-December 1977 Mid-Management Institute (2 Sessions) 48 hrs Completed Staff Work 6 hrs. 54 hrs January-March 1977 Assessment Center (2 Sessions) 12 hrs (Two. different groups) A ril-June 1978 None sc uled ADMII4ISTRATI~IE SUPERVISORS April-Juae 1977 Grievance Handling Time Management Julq-September 1977 Grievance Handling Time Management Total• 96 hrs Stress Management (2 sessions) October-December 1977 Assessment Center (3 sessions) Completed Staff Work HOURS b hrs b hrs 12 hrs 6 hrs 6 hrs 12 hrs 24 hrs 18 hrs 6 hrs 24 hrs 34 January-March. 1978 HOURS Supervision Workshop 24 hrs Completed Staff Work 6 hrs 30 hrs April-June 1.978 Supervision Workshop 24 hrs Total; 114 hrs CLERICAL SUPERVISORS April-June 1977 HOURS Citizen Contact Skills 6 hrs Grievance Haadling 6 hrs 12. hrs ' July-September 1977 Supervisory Skills for Women 12 hrs October-December 1977 Performance Evaluation i2 hrs January-March 1978 Office Communications Skills 6 hrs April-June 1978 None Scheduled Tot21: 42 hrs TRADE & SHOP SUPERVISORS April-June 1977 HOURS Safety for Supervisors 3 hrs July-September 1977 Supervision Workshop 24 hrs 35 October-December 1977 Supervision .Workshop January-March 1978 Training for Trainers April-June 1978. Training for Trainers POLICE CAPTAINS AND LIEUTENANTS April-June 1977 Citizen Contact Skills Completed Staff Work July-September 1977 Time Management. institute Stress Management October-December Mid-Management Institute Long Range Palnning January-March 1978 Productivity Measurement April-June 1978 None Scheduled POLICE SERGEANTS Aril-June 1977 None Scheduled Total° Total: HOURS. 24 hrs 18 brs 18 hrs 87 hrs HOURS 6 hrs 6 hrs 12 brs 6 hrs 6 hrs 12 hrs 24 hrs 3 hrs 27 hrs 3 hrs 54 hrs HOURS 36 Julq-September 1977 HOURS Citizen Contact Skills b hrs Grievance Handling 6 hrs 12 hrs October-December 1977 Effective Persuasion 6 hrs Januarq-June 1978 None Scheduled Total• 18 hrs FIRE CAPTAINS & BATTALION CHIEFS April-December 1977 HOURS Noae Scheduled 3anuar9-March 1978 Traiaiag for Trainers 12 hrs Aprii-June 1978 None Scheduled ' Total: I2 hrs GENERAL EMPLOYEES April-June 1977 HOURS Civic Orientation 3 hrs Conversational Spanish 16 hrs Telephone Etiquette 2 hrs Cardio-Pulmonary Resuscitation (2) 16 hrs Defensive Driving 8 hrs Citizen Contact Skills 6 hrs 51 hrs 37 July-September 1977 HOURS Civic Orientation 3 hrs Cardin-Pulmonary Resuscitation (2) 16 hrs Defensive Driving 8 hrs Citizen Contact Skills 6 hrs Writing Skills - b hrs 39 hrs October-December 1977 Civic Orientation 3 hrs Cardin-Pulmonary Resuscitation (2) 16 hrs Defensive. Driving - 8 hrs Writing Skills 6 hrs Conversational Spanish (2) 16 hrs English Composition. 8 hrs 57 hrs- January-March 1978 Civic Orientation 3 hrs Telephone Etiquette 2 hrs Cardin-Pulmonary Resuscitation (2) I6 hrs Defensive Driving 8 hrs 29 hrs Aril-June 1978 Civic Orientation 3 hrs Cardin-Pulmonary Resuscitation (2) 16 hrs Defensive Driving $ hrs Writing Skills b hrs Total• 193 hrs 38