Loading...
SR-203-001-05 (5) 72%(5(&25'('$1':+(15(&25'(' 5(785172 2UULFN+HUULQJWRQ 6XWFOLIIH//3 $66,*10(17$*5((0(17 7+,6$66,*10(17$*5((0(17  WKLV³$VVLJQPHQW$JUHHPHQW´ H[HFXWHGDQG HQWHUHGLQWRDVRIBBBBBBBBBBBBLVE\DQGEHWZHHQWKH6$17$021,&$38%/,& ),1$1&,1*$87+25,7< WKH³$XWKRULW\´ DMRLQWH[HUFLVHRISRZHUVHQWLW\RUJDQL]HGDQG H[LVWLQJXQGHUDQGE\YLUWXHRIWKHODZVRIWKH6WDWHRI&DOLIRUQLD WKH³$XWKRULW\´ DQG%1< :(67(5175867&203$1<DEDQNLQJFRUSRUDWLRQRUJDQL]HGDQGH[LVWLQJXQGHUWKHODZVRI WKH6WDWHRI&DOLIRUQLDDV7UXVWHH WKH³7UXVWHH´  :,71(66(7+ :+(5($6 WKH&LW\GHVLUHVWRILQDQFHDSRUWLRQRIWKHFRVWVRIWKHDFTXLVLWLRQ FRQVWUXFWLRQDQGLQVWDOODWLRQRIFHUWDLQFDSLWDOLPSURYHPHQWVFRQVWLWXWLQJDSXEOLFVDIHW\IDFLOLW\ DQGUHODWHGLPSURYHPHQWVIDFLOLWLHVDQGHTXLSPHQW WKH³3URMHFW´  :+(5($6 LQRUGHUWRILQDQFHWKH3URMHFWWKH&LW\ZLOOOHDVHFHUWDLQUHDOSURSHUW\RQ ZKLFKWKH3URMHFWLVWREHFRQVWUXFWHG WKH³6LWH´ WRWKH$XWKRULW\SXUVXDQWWRD*URXQG/HDVH GDWHGDVRIWKHGDWHKHUHRI WKH³*URXQG/HDVH´ DQGWKH&LW\ZLOOVXEOHDVHWKH6LWHDQGWKH 3URMHFWEDFNIURPWKH$XWKRULW\SXUVXDQWWRWKLV/HDVH$JUHHPHQWGDWHGDVRIWKHGDWHKHUHRI WKH³/HDVH$JUHHPHQW´  :+(5($6 WKH6LWHLVPRUHSDUWLFXODUO\GHVFULEHGLQ([KLELW$KHUHWR :+(5($6 XQGHUWKH/HDVH$JUHHPHQWWKH&LW\LVREOLJDWHGWRPDNH%DVH5HQWDO 3D\PHQWV DVGHILQHGLQWKH/HDVH$JUHHPHQW WRWKH$XWKRULW\ :+(5($6 WKH$XWKRULW\GHVLUHVWRDVVLJQZLWKRXWUHFRXUVHFHUWDLQRILWVULJKWVLQWKH *URXQG/HDVHDQGWKH/HDVH$JUHHPHQWLQFOXGLQJLWVULJKWWRUHFHLYHWKH%DVH5HQWDO3D\PHQWV WRWKH7UXVWHHIRUWKHEHQHILWRIWKHRZQHUVRIERQGV WKH³%RQGV´ WREHLVVXHGSXUVXDQWWRWKH ,QGHQWXUHGDWHGDVRIWKHGDWHKHUHRI WKH³,QGHQWXUH´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