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SR-10-A (73) 10- A- CDD:CNS:JR:fr9192b Council Meeting 1/29/91 JAN 2 9 1991 Santa Monica, California TO: Mayor and City Council FROM: City staff SUBJECT: Recommendation to Hold Community Development Block Grant Performance Hearing and to Approve the FY1991-92 Community Development Program Funding Rationale INTRODUCTION This report presents a funding rationale for the City's FY1991-92 Community Development Program for approval by the City Council. This rationale will serve as a guide to City staff and the City council in soliciting proposals and allocating funds for the coming year's .....",ding program. The report fu' hearing on th -S0b -06 2-1'-, ! '-I . the city Council hold a public y Development Block Grant-funded portion of ~view FY1989-90 performance as required by ommuni ty Development Block Grant Ordinance. Pursuant to requirements of this Ordinance, attached for Council review is the city's annual CDBG Grantee Performance Report for FYI989-90. BACKGROUND Each year the city's Community Development (CD) Program allocates up to approximately $5 million in local and federal funds for operating grants and special projects to non-profit human service organizations (Community Service Projects) and support for - 1 - / z;... A- JAM 2 9 1991 capital projects including low-income housing (Community and Neighborhood Improvement Projects). Over the past decade, the CD Program has grown significantly in funding level and scope. It has become a major source of support for ongoing community programs for the City of Santa Monica. In the current fiscal year, the CD Program funds over 50 programs. This includes forty-four community service proj ects for $3,549,693. These funds support ten programs for homeless people, eleven for children and youth, thirteen for seniors and persons with disabilities, and ten for the general population, especially those with low-incomes. Additionally, the City currently funds six Community and Neighborhood Improvement (CNI) Projects for a total of $1,098,485, primarily for housing development and rehabilitation efforts. The funding process for FY1990-91 was primarily a non-competitive process whereby only programs funded in the prior year were eligible to reapply for funding through a renewal application. This was the result of the two year funding cycle which began in FY89-90, designed to offer funding stability to those agencies exhibiting continued effectiveness in the del i very of needed programs. However, in the area of services for children and youth there was an open and competitive process which encouraged collaborative new programs and effecti ve existing programs to compete for enhanced City funding through The Kids and Family Support Network-- a concept first presented and conceptually - 2 - approved by the Council as part of the City's Ten Year Youth Action Plan. FY1991-92 will represent "year onen of the next funding cycle. Therefore, the funding rationale proposed in this report will serve as a basis not only for the coming year but for FY1992-93 as well. Approval of the rationale does not preclude changes or additions in the second year if a critical need arises but does serve as the primary tool for allocating available resources during the entire cycle. Second year funding is, as in the past, contingent upon the continued effectiveness of the program and availability of city funds. As a result, City staff, with input from city commissions and interested community members have seriously considered community needs to develop a set of priorities to guide the city council on how best to allocate the range of funds falling under the Community Development Program. Through meetings with city Commissions, local advisory groups, other community forums, formal planning studies recently conducted, and a series of focus groups with local Executive Directors, patterns have become evident. It is out of these patterns that City staff has developed the following priorities for funding and program refinements in the context of the two program components: Community Service Projects and Community and Neighborhood Improvements. - 3 - DISCUSSION The overall goals established in the CD Program continue to be: o to provide support to a wide range of community and human services in order to sustain or enhance the quality of life for residents of the Santa Monica community: o to support important lower- income res idents the maintenance of programs: capital projects that benefit and neighborhoods, prioritizing support to affordable housing o to target a significant portion of these services and projects to those most in need -- especially low-income persons: o to remove any remaining obstacles to service for those significant segments of the community that are traditionally underserved -- including low-income and minority residents and persons with disabilities: o to provide funding stability to effective, proven agencies that deliver these services: o to foster innovative new programs and collaborative programs that meet emerging or unmet critical needs: o to continue to plan for future improvements in those service areas where gaps in service still exist: o to leverage City resources with funds from other sources thus lending to a diversified funding base and increased self sufficiency for city-funded service providers. In order to continue to achieve these goals and contingent upon the availability of City funds, approximately $5.2 million in City resources will be allocated to the two major categories of projects in FY91-92. I. community service projects In response to the dramatic reduction in the role and resources of the federal, state and county governments to address human - 4 - service and housing needs, Santa Monica and many other city governments across the country have been faced with the challenge of developing programs, pOlicies and funding strategies for local human services. While the expectation may continue that it is the obligation of the federal government to play the major role in supporting the social needs of its citizens, in reality since the early 1980's, this obligation has decreased substantially. Now that it has been over a decade since the erosion of federal and state support for human services, this role has become much more solidified and institutionalized in local communities such as Santa Monica. What was once considered an extremely non-traditional role for local government, human service planning and funding, is becoming a necessary and essential city government function. As has been described earlier in this report, the goal of Community Service Projects is to continue support for a comprehensive, responsive and accessible network of human services in Santa Monica. It is essential that, in a time of increasing competition for inadequate public and private funding and increas ing and deepening needs in our community, the City reaffirm its substantial commitment to provide operating support for effective ongoing community-based programs as well as respond to new emerging critical needs. Community Service Projects include a wide range programs targeting services from infancy to seniors. Types of services include: emergency assistance and shelter; independent living; legal services including mediation; family advocacy and - 5 - counseling, leadership and skill building; and health care outreach and assistance. FY1991-92 Proposed Level of Punding and Funding Sources This report proposes that the city, in its funding rationale and subsequent Request for Proposals (RFP), be much more specific than in past funding cycles about potential funds available for targeted areas and new programs at the onset of the funding process. This approach enables community organizations to document need and describe programs with a realistic understanding about resource availability prior to spending considerable time writing proposals. The following table outlines current and proposed funding levels for Community service Projects. Sources FY90-91 FY91-92 General Fund $2,953,905 $3,197,061 CDBG 140,973 155,000 Prop A 386,440 401,440 IA County/FEMA 50,000 50,000 Developer Fees 18,375 19,110 Total $3,549,693 $3,822,611 The City's General Fund is the primary source of funding for Community service Projects. The $243,156 proposed increase includes $118,156 of projected cost of living adjustments (4%) and $125,000 of new funding for emerging and unmet human service needs as specified in the next section. The Community Development Block Grant (CDBG) annual entitlement - 6 - is projected to increase by ten percent with a total of $155,000 for community Service Projects. Proposition A Transportation funds are projected at $375,000 for paratransit services for senior and non-senior disabled people along with $26,440 for transportation for homeless people, an increase of $15,000. LA County FEMA funding is expected to remain level and will continue to be utilized for the Emergency Cold Weather Shelter Program. Local fees from developers provide a small revenue source to sustain new homeless programs funded in the last funding cycle. It is important to underscore that these funding levels are contingent upon the availability of funds. The City Council will be better able to make such final commitments when it approves the final funding recommendations and allocations as part of the City's budget process. However, assuming the level of support indicated from the revenue sources described above for ongoing and new targeted community Service Projects, there will be approximately $3,822,611 available for FY91-92 projects. PY1991-92 Proposed Funding Rationale and Priority Areas In the spirit of supporting ongoing and effective programs while carefully targeting additional resources to unmet or emerging needs, the followinq funding rationale has been developed for City Council approval. It is important to note that, except for specified new child care programs and AIDS and homeless services, only those agencies that are currently funded by the city of Santa Monica will be invited to submit proposals. All proposed programs must show success and intent in the following areas: - 7 - availability to low-income persons, persons with disabilities (including people with AIDS), ethnic minorities, and must demonstrate a program design that is appropriate and relevant to these groups. The following funding priorities are also proposed. o Ongoing Program Support o Child Care - Increased Subsidies and Parenting Resources o AIDS Services o Management Incentive Grants Onqoinq Program Support: ($3,520,000) It is essential that existing services continue to have access to stable funding through the City's Community Development Program. However, given the need to provide new support for child care and AIDS services as well as the probability that the City will embark on new homeless services in the coming year, it is proposed that all currently-funded programs be restricted to their current base of funding with a cost of living adjustment. However, there are still some particular program areas which the city staff have identified, through the comments and input of commissions and community groups, as requiring program refinements or planning which may yield additional support in the future. These areas include: o Kids and Family support Network: To facilitate the continued implementation of the City of Santa Monica's Ten Year Action Plan for children and youth, specifically in the area of human services, City staff will continue to work with the newly formed School Based Consortium to better coordinate and more comprehensively serve Santa Monica's youth through the schools, provide assistance and resources in the development of training, and assist in the - 8 - further refinement of programs and initiatives created and strengthened through last year's funding cycle. o seniors: Senior serving agencies will be asked to demonstrate coordination of case management services among senior serving agencies, specifically the development of common in-take forms, procedures and clarification of expertise of agencies and basis upon clients are referred and seen by each agency. o paratransit Services: For the purposes of the program directions outlined in this funding rationale, increased or redesigned paratransi t services for senior and non-senior disabled people in Santa Monica will not be included. Rather, due to the scope and complex nature of such possible changes (including a new taxi coupon program or changes as required by the new Federal Americans with Disabilities Act), City staff from several departments under the direction of the City Manager's Office will evaluate current paratransit expansion options and may make recommendations in the context of the City'S budget process. This is particularly appropriate since expanded services may not be operated by a non-profit organization and therefore, would not be eligible for Community Development funding. Therefore, for the purposes of the funding rationale and services for FY91-92, this report recommends maintenance of effort funding and services in the area of paratransit services. o Homeless Services: Programs will be asked to identify the range and scope of services they provide and further articulate and report on the outcomes of services (numbers of people placed in shelter, permanent housing, employment) A "self-sufficiency continuum" will be developed (with the input and suggestions of the agencies) which will be utilized to better describe the steps and levels of assistance provided by agencies as they work with homeless people to move from emergency services to more mainstream living. Programs will have the opportunity to request a small enhancement for bus tokens to facilitate transportation access to other support services and to increase mobility for homeless people. In addition, proposals from currently-funded and new organizations will be accepted for the administration and operation of the City's Emergency Cold Weather Shelter Program for FY 1991-92. Any successful program would be funded within existing budgeted levels for this program. A City Manager's Working Group on Homelessness will be appointed within the next month. Its role will include identification of additional program steps required for the homeless service network in Santa Monica. Given that this planning process will most probably result in the creation of new homeless services, no new service enhancements have - 9 - been proposed for priority in this report except as specified under capital projects specified on page 16. Child Care and Parent Supports: (minimum of $100,000) Based on preliminary findings from a community chi1dcare planning process currently underway and sponsored by the Ci ty wi th the participation of the Santa Monica/Malibu Unified School District, Santa Monica college, Connections for Children and the Santa Monica Childcare Task Force, funding of new child care initiatives will be a priority of this funding cycle. Special consideration will be given to applications from currently-funded child care support organizations that propose to serve as an umbrella organization for a coordinated subsidy program for non-profit direct service childcare providers. This program may also include a start-up deferred loan or grant program for non-profit and family day care providers. The intent of any subsidy program should be to provide partial operating or start-up support for licensed providers with priority given to programs that meet the critical needs of full-time care for working families, infant care and services to low-income families. Local non-profit direct service childcare providers will not be eligible to apply directly to the City for available funds but would be eligible to receive funding through the subsidy program administered by the ll~~rella agency. Exceptions to this restriction will be considered if an urgent need is documented by an agency that cannot be met by an umbrella program in a timely fashion. - 10 - Consideration will also be given to proposals that offer services to better coordinate or provide new parenting support activities consistent with Year 3 priorities in the 10-Year Youth Action Plan. It is important to note that findings of the Santa Monica Commi ttee for Youth indicated that there is a wide array of existing parenting programs with little or no coordination. Therefore, any proposals for new programs, in addition to meeting all selection criteria, must clearly demonstrate how the program would be coordinated with existing parenting programs. New proposals must also specifically provide services to minority families in the community and promote bilingual and bicultural services as a major priority. Currently-funded or new organizations are eligible to apply for funding of parenting services. AIDS Outreach, Education Support Services: ($60,000) Aside from limited educational activities, the City's support for AIDS services has been minimal. However, a need exists for the City to consider ways to respond to the AIDS crisis, including support for prevention and intervention efforts, without duplicating an already extensive network of AIDS services in Los Angeles and without involving city staff directly in the detailed planning for or provision of direct services. Now that the AIDS needs assessment commissioned by the City is completed, there is a base of information about existing services, needs and gaps. Proposed programs must include an office in Santa Monica to provide a focal point in the community and may include the development of education or prevention activities for targeted populations, - 11 - outreach efforts to high risk and underserved populations (e.g., homeless persons), and joint ventures or collaborations between established AIDS programs and existing Santa Monica agencies. Manaqement Incentive Grants: ($32,000) These grants are intended solely for special one-time projects which will enhance the effectiveness of agency management, service delivery, program effectiveness or the ability of the agency to collaborate and provide community leadership. Examples of one-time projects include: long range planning projects, extensive board training, computer equipment, software or training, and fundraising and resource development. These grants will be made only to currently funded agencies. In making difficult funding decisions, the following minimum eligibility requirements and selection criteria will be used: Minimum Eligibility Requireaents (a) The applicant has non-profit, tax-exempt status under section 501 (c) (3) of the Internal Revenue Service Code or Section 2370l(d) of the California state Franchise Tax Code at the time of application. (b) The applicant is in compliance with the civil Rights Act of 1964 and the Rehabilitation Act of 1973, as amended, which bars discrimination in the hiring of staff or provision of services on the basis of race, religion, sex, age, national origin, disabilities, AIDS, political affiliation or beliefs, or sexual preference: and provides assurances that it will comply with all Federal and local provisions regarding political and lobbying activity. (e) The applicant is a private, non-profit organization located in or serving Santa Monica or provides a rationale for expanding services to Santa Monica. All City funds and match to City funds, must be utlized for services to people living in Santa Monica. (d) The applicant has formal approval of its Board of Directors to submit a proposal for city support. - 12 - (e) The applicant must be currently funded by the city of Santa Monica through the Community Development Program, unless the appl icant is submi tting a proposal for Child Care or AIDS funding. Selection criteria Each eliqible proiect will be assessed according to the extent the organization: (a) addresses a need that is clearly documented; (b) provides effective and responsive services to clients most in need; (e) if a current City grantee, meets the specific program performance standards for FYI990-91; (d) provides a high level appropriate geographic physical accessibility, sensitivity; of access to services including location and hours of operation, bilingual capacity, and cultural (e) effectively serves minority, residents with disabilities; no- and low- income, and (f) does not duplicate services, rather coordinates and collaborates with other agencies, resulting in improved direct services delivery and elimination of unnecessary service duplications; (q) has a procedure for continually evaluating program effectiveness and proposes prograD improvements as necessary: (h) provides a minimum of 25% of the total budget for the Santa Monica program from non-City sources, thus lending to the financial stability and the ability to sustain itself as part of the community services network; (i) provides a cost-effective budget that is consistent with the amount of service provided to Santa Monica residents; (j) demonstrates fiscal and administrative capacity which supports and enhances program effectiveness and the ability to meet program goals; (k) exhibits a high level of community support through ability to retain a broad-based Board of Directors and procure community resources (e.g., fundraising, use volunteers, donated services) . its to of In addition, due to the specific nature of the Management Incentive Grants, additional criteria will be applied as follows: - 13 - Management Incentive Grants (a) documentation to substantiate the amount of the proposed expenditures; (b) the organization has fully explored alternative means of funding; (e) the proposed expenditures will have a documented impact upon improving the management and administrative capability or service delivery of the agency, or encourage collaborative efforts among agencies. Use of Contingency Contracts During last year's funding process, the city Council directed staff to clarify the use of "Contingency Contracts" with funded agencies. The City staff proposes the use of these contracts in the following situations: (l) an agency has not been able to meet prior years' performance objectives or contract requirements in spite of ongoing technical assistance by the City or repeated attempts by the agency to respond and such unresponsiveness affects the type of administration or program delivery outlined in the City'S funding criteria, or (2) the City would like to support a new program or direction but feels that the program should be funded only under very specific situations (e.g., a specified cash match, increased Board commitment to the program). city staff proposes that contingency requirements be very specific so that the agency understands the specific outcomes that are necessary to receive continued funding in the future. In the event contingencies are not met, the city staff may then propose to the Council that the agency no longer be funded in subsequent funding cycles. - 14 - II. Community and Nei9hborhoo4 Improveaent Projects Based on national priorities of the Community Development Block Grant (CDBG) Program, this component prioritizes the use of available funds for housing projects and other community development activities that benefit lower income residents and lower income neighborhoods. In the past, this component has provided core funding for some of the city's affordable housing efforts, has supported the acquisition and rehabilitation of facilities for social and community services, and has enhanced lower income neighborhoods through revitalization activities. Unlike the Community services component, it is more targeted in scope and supports a small number of more capital-intensive projects. The Community and Neighborhood Improvement component relies almost entirely on federal CDBG funds, Redevelopment Agency funds and a limited amount from the City'S General Fund. FY1991-92 proposed Level ot FUDdinq and Fundinq Sources Since 1982, the CNI component has experienced a steady reduction in CDBG entitlement funding. The reductions in recent years have been due primarily to federal efforts (Gramm-Rudman) to reduce the overall federal budget deficit. The cuts in funding during this period have been significant (approximately 32% or $450,000 over the past four years) which has resulted in a corresponding reduction in the number and scope of projects. The City has attempted to minimize the impact of the reduction in funding by utilizing unexpended carry-over funds from completed CDBG-funded - 15 - projects and Redevelopment Agency repayment of loans from prior years to support current projects. The sources for funding for CNI projects for the current fiscal year and proposed sources for FY91-92 are outline in the table below. Sources FY90-91 FY91-92 General Fund $229,000 $238,160 CDBG 639,485 903,434 Redevelopment 195,000 202,800 Developer Fees 35,000 -0- Total $1,098,485 $1,344,394 It is projected that the FY1991-92 CDBG entitlement may be increased by up to ten percent. While it is impossible to be certain at this early date, preliminary discussions with the federal Department of Housing and Urban Development lead City staff to anticipate up to $700,000 of CDBG funds available for CNI Projects in FY91-92. This represents an increase of approximately $64,000 over FY90-91. In addition, approximately $200,000 in CDBG program income may become available due to the projected disposition of CDBG-funded property. The proposed funding rationale assumes that contributions from the General Fund ($229,000) and Redevelopment Agency ($195,000) will be sustained at current FY1990-91 levels with a four percent cost of living adjustment. - 16 - Proposed FY1991-92 Fundinq Rationale Given the limited amount of funds available for CNI projects, the following key elements should guide the funding process in FY1991-92: (1) Funding decisions will be based on the premise that highest priority should continue to be given to provide critical support to the City's affordable housing program. These decisions should be made in the context of the total housing program. (2) Special consideration will be given to proposals that address the transitional housing needs of homeless or recently homeless persons. Proposals may include plans for site improvement, acquisition or renovations of transitional housing. The ability to fund proposals will be contingent upon the projected receipt of CDBG program income from land sale proceeds or other dedicated funds for homeless programs. (3) Other eligible capital projects will be considered if they can be shown to meet a clearly identified and critical community need. However, applicant agencies should be aware of the limited funds available and submit proposals that provide for a high level of matching funds from other sources. - 17 - In making difficult funding decisions, the following minimum eligibility requirements and selection criteria will be used: Hiniaua Eligibility Requireaents o The applicant has non-profit, tax-exempt status under section 501(c) (3) of the Internal Revenue Service Code or section 23701 (d) of the California state Franchise Tax Code at the time of application. o The applicant is in compliance with Title VI of the civil Rights Act of 1964 and section 504 of the Rehabilitation Act of 1973, as amended, which bars discrimination in the hiring of staff, or that persons be denied the benefits of, or be excluded from the participation in provision of services on the basis of race, religion, sex, age, national origin, disabilities, AIDS, political affiliation or beliefs, or sexual preference; and provides assurances that it will comply with all Federal and local provisions regarding political and lobbying activity. o The applicant is a private, non-profit organization located in or serving Santa Monica. o The applicant has formal approval of its Board of Directors to submit a proposal for City support. o If the project is to be implemented by an outside agency, the agency meets the basic eligibility requirements for grantees listed above. o The project primarily benefits low and moderate persons by ensuring that at least 75% of its beneficiaries are of low or moderate income, or income direct o The project primarily benefits low and moderate income persons by ensuring that at least 51% of the population of the project area benefited by the project are low and moderate income persons. o The project meets federal eligibility definitions for CDBG-funded projects. Selection criteria Each eliqible proiect will be assessed according to the extent to which: o the project will result in lonq-term benefit to low and moderate income residents; - 18 - o the project provides evidence that the proposed program or project does not duplicate other programs or projects in the community; o the proposed funding structure leverages city funds with non-City funds; o the project shows long-term potential for a cash return on the CDBG investment and does not require ongoing CDBG or government support for maintenance; o if the project is to be implemented by an outside or- ganization, the proposal application includes documenta- tion of current administrative capacity to implement com- muni ty development proj ects and to sustain the proj ect operations throughout the life of the project, as well as experience with similar government-assisted programs; o the implementing agency presents a program that includes both administrative procedures and a viable implementation plan for timely execution of the project; o if a currently-funded project, the agency requesting fund- ing fully justifies additional support based on timely expenditure of currently appropriated funds; o the project clearly identifies its Santa monica target population and documents community need: o the project will effectively outreach and serve minority, low-income and residents with disabilities and other groups most in need of services: o the implementing agency is guided by an active, broad- based Board of Directors with evidence of providing appro- priate leadership to the organization; o the implementing agency proposes a budget that reflects cost-effective administrative and project activities. In addition, due to the specific nature of the projects eligible for funding, additional criteria will be applied as follows: Housing Rehabilitation Programs o The proposed program conforms to HUD program performance standards with an administrative cost cap of 15% of the total funds requested. One-time Housing Proiects o For one-time housing acquisition/rehabilitation or new construction projects, the total project cost is rea- sonable and the subsidy request does not exceeding $40,000 per unit. - 19 - o The project is located in the City of Santa Monica. o The project benefits at least 70% low and moderate income households. o The project involves no permanent involuntary tenant displacement. III. punding Timeline Based on federal and local requirements for the Community Development Program and consistent with the city's FY1991-92 budget process, the following timeline will be used to implement the funding process: Community Needs Forums: Commission On Older Americans Social Services Commission Latino Resource organization commission on the Status of Women November 21, 1990 November 29, 1990 December 2, 1990 December 12, 1990 Discussions regarding Funding Rationale with city commissions December 1990 city Council Public Hearing on FY91-92 Budget Issues CDBG Performance Hearing by city council Council Approval of CD Program Funding Rationale January 22, 1991 January 29, 1991 January 29, 1991 "Requests For Proposalsu (RFP) Available to Public January 31, 1991 Information Session for Interested Agencies on RFP February 14, 1991 Deadline for Submittal of Proposals March 18, 1991 5pm Proposals Available to commissions March 25, 1991 Proposed Community Development Plan Available for Council, Commissions, Agencies and Public April 12, 1991 Community Review Period April 12 until April 26, 1991 Transmittal of Supplemental Information from Community Review to Council May 10, 1991 - 20 - council Approval of CD Plan and CDBG statement of Objectives May 28, 1991 RECOMMENDATIONS city staff recommends that the City Council: (1) hold the scheduled public hearing to accept public comment on the FY1990-91 Community Development Block Grant Program; and (2) approve the funding rationale as specified in the staff report and authorize the City Manager to implement the grant funding process within the timelines specified. Prepared by: Barbara Stinchfield, CNS Manager Julie Rusk, Human Services Coordinator Department of community Development - 21 - Grantee Performance Report U.S.~tofHouaing and UrMn o.w.OPIIIWII Commu!'llty Oew4Opment BIocIc GIant Program ~ ,r --- - _. - -"-., of Sa::ta :-lo:nca OMS Appro..... No 2506-0077 iexo 1-'31'il01 1:-~-;~~-Qo-0529 ~4t!~~II' '---'-, I _..... II. '.. ~..... c.l'tIM _ ~.... _ ~ 1 -"-alGr_ ) GIW'Iw. Addr_ _cb~ .!au,; St~ee1: Sa.:;ta '!Or~::::a,::::;; 30~Ol Re y =: spc.:1a . T ..:.-;.;;_ ~ .213j~38-87Jl - """"i:~ II ............. . - . --.~,,, -~~ -. ......-.. . " 8 Thlar.pottcon.lltaofth.followlngfonn.lhowIng pI'Ogr....cIll.ved lJ'lI'ough (da.) . .: ~:l e 30, .:. 99 J a ActiVity Summary. form HUO-4949 2 b Status of Funds - PII11 and Put II. form HUo..a4Q 3 c Low I Mod Beneht Work."..!, Iorm HU~94a 3a d Slatus of Funda - Part III. form 4949.. e Direct Benefit ActlViC", form HU0-4lM9 5 fActions tCI Affirmauvely Furltl.. Fair Housing, form HUO....lM9 6 g DISplacement. form HU0-4Q49 7 See I-4UO handbook 65102. "Entitlement GranIH Petformallot Report In,lrUCtIOns"101' guldMcl on OOItIp!ltWlg the GPFl 7 Thl. NfIOr1 ala 0 con.....: I As"slITltltltl by d'I. grin'" 01 the relaDonltllCl of fhe UN of CommUnity Development Block GlInt (COBG) funds ~ (1) Ioc:eJly identified commutllty dewlopment ooJllCli...... (2) the NllIon. Ob)eCtMM wtllch ~n that ut:h COBG a'lIl1d acwIty mUlt "'" __fit low MCI ~. Income p&I'$OI1S, lllCf In the pr;venllon or ellt11lnatlon 01 slUm. or blight, or meet communI\)' nMdt MvI1g I pal1ICUlat urgency. and (3) !he Pnmary 0bIectve whICh requ.,.., ItI.IM ItIe agg~ate ..at 60 perc:ent of II COBO funds UJ*IdId QJMg 1M OM. lWO or ttvH c:on~D". program y..,. tpeClfled by the ~ 1I1ltJ. c>>rtIficallOn 'MI tie lor acGvItie, whIctl tleneftt law 1M modera.. II'IOOIM persons. b Detalpnons 01 (1) the nltunt ot Il'ICl reasons lor chang.. In 1he grw'l"" progrM' objdYes. and (2) hOW tM gran.. would change III proa,.-n .. . result 01 fIIexper..lOeI, c Summary of any commentllWCllwd by 1he gran_ on III PR9M' from ClMztns II III jUriIdCdon I. '"'.gran.....authorlzed Ofllolal A....ta..cerdIIet thai: a. ThI, repctt contllnl II ..,. ICIIndld in iIIrM II and 71bOW b To !he beltot hilI her knowfIdgI and beIief....in iii. report If trueR CiOrNCt.. of lie dIIe In,*" II c FedIrII ....~ m.. ....... undIr Ihe Cammunlly OevIIopment BIclck GlInt (COBO) PI'OgIWn hu not ..., utilizld to recIuc8 Iutlltanlially the amount of IoCIIlllMnciaf t4lppOI't far CDrMU'WIr ....Iopment dvi1IeI btlaw fhe IewI of Iuch !'~~ prtor c the ...-t of the most *-ntly completed CaBO ~ Y'" Warning: section 1OO1.'T1,..1..ftheUnlled ......e~~ {CIIIIIlnMc.teMdC#IInIItM"""'ure} ....1I.p'''.. UMfoftgolngcertlflcadon. Till. 11 provldH, unontolh.thlnp.lhatwll..... knowInglyandwtlfuUyn\lJ"'orUMea cIoouInIMlorwrhlng oonIaInlnganyfal... ftctIdou., or fraudulent .ta..m..ltorenfry.ln_YlM...wtthIft....~1Ion o'any.,.,....entoragencyo,....Un.... ........haItbeflned no'mOf" than $10,000 orlmprtMMcI not...........r-ra,otMd\. S rJ'l*l""'" MIl Tlleal..,..,....,CIIIiIl ~I$ I .... John Jal~li, City Manager J4-~ Retan h' I'8I:Ord for 3 ye.. PreVIOUS edition I' obtoIe. " 0.. 111~ September 28, :g9~ bmHUD.4... 1 {~) rvf hlndbook 6510 2, City of Santa Monica Grantee Performance Report 1989-90 CDBG Entitlement Program Addendum - HUD Form 4949.1 NARRATIVE 7A. Assessment of the Use of COBG Funds in Relationshlp to the City's 1989-90 Community Development Obiectives as described in its final statement. The city of Santa Mon~ca's Community Development Objectives for the 1989-90 Program Year were addressed through a range of projects aimed at providing benefit to the community's low and moderate-income residents. The following describes the use of CDBG entitlement funds expended during Fiscal Year 1989-90. 100% of these expendi tures supported activities which meet the national objective of primarily benefiting low and moderate-income persons. Objective: To maintain and improve affordable housing opportunities for low and moderate income persons. Forty-three (43%) of the program funds were expended for housing projects and programs funded in response to stated housing needs and objectives to maintain and expand the housing stock affordable to low and moderate-income residents. - 1 - During 1989-90 there were two major components of the City's housing improvement efforts: rehabi1i tation of indl.vidual homes (both single-family and mUlti-family), and acquisition of sites and/or acquisition and rehabilitation of apartment buildings occupied by low/moderate-income tenants. A. The City's Residential Rehabilitation activities included the eighth year of a housing rehabilitation grant program, implemented this year by Neighborhood Resource and Development Corporation. Through this program, small grants were provided to lower-income tenants and homeowners in the pica Neighborhood area. This area consists of census tracts 7017.02, 7018.01 and 7018.02 and contains the largest percentage of lower/moderate-income and minority residents in the City. In this past year 83 low/moderate-income households were provided grants for minor improvements and repairs. Of these, 100% were low income, 64% were very low-income, 33% were minority families and 73t female headed households. Additionally, the City implemented a Residential Accessibility Project, a citywide program to assist Santa Monica residents with minor accessibility improvements. The program assisted the need of residents with mobility impairments around the home. Of the low/moderate-income households assisted in this program, 100% were lower - 2 - income, 96% were very low-income households and 22% were minority families and 80% were female headed households. B. Expansion of the affordable housing stock in Santa Monica was facilitated in 1989-90 primarily by community Corporation of Santa monica (CCSM), a local non-profit housing development corporation. The primary target area for the housing activities is the Pico Neighborhood area. CCSM worked closely with the pico Neighborhood Association in proposing the use of CDBG funds, set aSlde as the pi co Neighborhood Housing Trust. Two projects are pending and will be completed in FYI990-91, they are: 1952-56 Frank street (5 units) and 2423-33 Virginia Avenue (12 units) and will benefit 100% low and moderate-income households. The City and CCSM continue to work cooperatively in the development of housing program and identification of potential sites for acquisition by CCSM. Objective: to provide essential community services to residents most in need of these services. Twenty percent (20%) of program funds expended provided resources to programs designed to ensure the provision of important community services to those residents most in need. They also promote selt-sufficiency and provide opportunities for members of the community to better influence decisions that affect their personal lives. These activities emphasized equal opportunity and - J - affirmative action to minorities, disabled individuals, and female heads-of-household. In FY89, two programs were funded with COBG monies in support of this objective. programs included: ( 1) A Youth Employment Program implemented by the Catholic Youth Organization (eyo) which provides job counseling and referrals to youth ages 14 and 15, and provided employment training in non-profit worksites and coordination of the placement of local youth in unsubsidized jobs; (2) The Low Income and Elderly United-Community Assistance project (LIEU-CAP) which supported a variety of direct social services provided to lower-income Pico Neighborhood area residents including advocacy and/or referral services fgr welfare, employment, legal, housing and immigration, An emergency food and clothing program is also operated by the agency. Objective: To stabilize and enhance low and moderate income neighborhoods thorough neighborhood revitalization and other community development efforts. Thirty-seven percent (37\) of the program funds expended were for community and neighborhood improvement projects. The continuation of the Public Works Assessment Assistance Program is an activity which supports - 4 - neighborhood revitalization efforts through public works improvements in low and moderate-income neighborhoods. This program assisted 19 lower/moderate income homeowners to withstand the cost of property assessments for publ~c works ~mprovements in their neighborhoods. Substantial progress was made in 1989-90 to provide a multi-service center for social services in Santa Monica. The project, which was started in May 1988, intended to create more stable, low-cost space where these resources could be shared by participating agencies was completed in January 1990. The center's two principle tenants WISE Senior Services and Senior Health and Peer Counseling assumed occupancy in June and July 1990, respectively. 7b. The Nature of and Reasons for Chanqes in proqram Objectives. There were no changes made to the City's Community Development Objectives during 1989-90. Proposed activities as submitted in the City's Final statement of Objectives were carried out as planned. 7c. Summary of Citizen Comments received durinq the Reportinq Period. The City co-sponsored with the social services Commission a Community Development Needs Workshop in December 1988. Approximately twenty-five (25) individuals participated and provided input into the program planning process for FY89. - 5 - In January 1990 the City Council held a COBG Performance Assessment hearing inviting residents to comment on the recent accomplishments of the 1988-89 Community Development program. Two speakers presented favorable comments on the various projects funded. In May 1990 the City distributed approximately one-hundred (100) 1990-91 proposed Community Development Plans citywide. These plans solicited input from citizens to the City on the proposed FY90-9l Community Development Program. 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QalMmg ItICllMlll1Ullll9 ltlI da.. needld. and campj.ang IIld I'8V1eWIng the COIIeca011 ot Intormaaon Sel'id commenll regardIng :flll burden estimate or V1Y oltllf' aped ot II'Ils co,,;.;,w,, of IIltarmuan Including sugglnon. to!' reducing ltIll burden to ltlI Repons Management Officer Cffice ot InfomlaDan PoIlCI4IS and Systllml. U S O.~t at HClJIlIlq and Ultan O"....lapn'\.nt WastllnglDn 0 C ~tQ-3600 ana tQ 1t\e CffiC8 ot Managemenl and Budget. ~ap~~ ~n ~l'Orea (25QS.OO77) Wasnlngton 0 C 20503 _llIGt_ at.. ~ . p_~.. C.l.t"( of sar.t-: B-a9-MC-06-o~23i=rom 7/1/39 T96/5:'. Single FamIly MultHllnily AcdYltl.. Acllvl~ (On. Unit Structur... (Two or Mor. Unit Structur... Stiffing 1 Number of slatt yurs Activity O"lv~ eo...: 2. Acll\lll'y dill""'" coatlremalllOUl.CII a staff calli b alher dItWCt cosll 3. ActIvny dllI~ COIllrom COBG luncla a. staff calli b alher dnCl calts Unl" RllhuilUated: .. 5. UnItI compl.-d nm.: e. A Obllgltlona: 7. Amount obllQlZeG from .. SOU~ I COBG fundi obllgatlld b olher publll; lFedMl. I..... local) fwIdI obIig-.cl c pnv_ tuncII ObIiplilCl d unltquldaSed obIIplionl It Iftd of ..,.. Expendl'."': I. Amount expltftCllclln:m .. IOUR* I COBG lunds ~ b 0'" public (F..... _. IomI) ... e~ ~ priw. Nnda ~ Alliin ~. recara lor 3 yen 3 . 6 F1"E saJI ~ 3 - =-e S'.a~ ~.atS S Fl1.1ii8 $ 68,046 S S 65,428 79,Qf1R \ s R 1. 1 fl4 S 66,407 I' S "7~.ilQR 63.428 46 37 iJI'oll UnI. 37 Unlll 46 WMIII w_ 1163,136 1133,474 s S 131,835 1 132 s s s S 1639 I ! . s -0- -0- i I. l . I S 131,835 S 1F.l.132 s s , 2,004 ?_nn4 IomI HU 1).oI1ot1. 21 I' ~ag, '" Z. CFR \Wl $70 INl MnOtloclII. i51 0 a Grantee Performance Repan Status of Funds Parts I and II U.s. DlplrtmentofHoualng end Urban OeftIopmenl CommUl'llty Oevop/Mnt BIcIca GrailI Progrul ...... ,r _CItGl_ i 0... H_ i i B-3 9 - "'~ c - oJ 6 - 'J :i 2 ~Fl'Qm -;; 1 ! S 9 To 6 COBa Fundi OMS Approval No 2506-00n lexp 31319:)\ p.Q1 CoY_ :l.:'--i ::.f .sa.r~a ~-.c!l~ca Patti SummlryofRMourcellnd EllpendUur.. 1 Unexpetldecl COBG lunda II end ot IlI'8V1OU, reporting penod I I I $;::. -:' ":l a..... ; ....' I..... J .... 2. Adcllllonal COSG funds re<:8tveG a Enallemenl Granl (HUO-7082, Ilnl lRl) b Sullllu, from Urban FWnew. / NOP SetlIemenI {HU0-7082, I.,,. fOb) , ~93,637 s c Lo.na O~ under Sec:lion 10e s" '"' d Progl'lllllnClOl'l'lll f9CIIWd dumg !he progrMl )'S. {U .hown In Statui 01 Fundi Part III column t) $12:':;' . Rnlm of granl fundi 'J 3, Total COBG fund. IV8l1ab1e lor UN dunng lhlIl'89QI'1Ing penod <Ium of Iinell lhru 21) $1,064,733 4. Total COSO fundi IXpan<*i dunng WI ntporllng penod a Amount lhown on ~V11y Sumnwy forml, c04umn g '916,205 b CDBG funda uMCl far Section 108 PQmentl '0 5. Unllq)end8d balMCI 01 COBG fundi at Ihe and Of 11'1.. rapor'lII'Ig penoc:I (line 3 m1null........1flCI 4b) '148,323 Partll' Overlll Program Benefit to Lowlnd ModerltllncomeP".on. A. Low/Mod Benetlt DurlnQthla Reporting "-riod .. a Total CDBG MIdIaxpandld (from ~1'IiI 4a 8bove), Ixcepl: for See 10a payments b L...: PlamInQ Ind llfoglW?1 adml'llatrallc1n C:Olta (at Ihoiwn In AclMty Summary forml. column ;) I '9 16 ~,,- I ,L...)':) , ., : 166 222 , ' e Net elql8nd11urel aull!8Ct to progrwn Ileneftt cM:ulaion (line 6a tnInul NI'IiI 6b) 7 EJcpencitlns benefitting law and rnodMa. InCOI'I1I penonl (n Ihown n LawIMod Benetit WotkIh_t Part IV) , 749,983 '749 , 9'33 .. PIIWftt beneM to law and modIfaIa ncome penanl (1I1'1i1 7 _ a percenl af ~.. Ie) 100 "" c ' ~ ;...;7....;:::......~ r;. . Progrwn )'ear(I) co""'" n ...bIon Py ~ py _ PY_ B. Low/Mod .....ror...V..,c.aftOlltloM (GDIII,....anlylfaerdflcatlol'l...oct......on.y.r) 10.a CumulafW net ~ IUbjecI tIO progrMl benefiI calculation Yea r 1 0 f 2 yea r '7 4 9 , 9 8 3 b CumulalNe.JlIMI'MftnI benetalng law and ~ IflCOI'M penone $7 4 9 , 9 8 3 c Pert:ent: cum..... baMIII to law and modarUa ncame petIGfll (I.. lOb - . petCItIt of Ine 1(8) I 1 0 0 "" bmHUD.......3 (4-U} AI.n hi ~ for 3 y..-. !'If 2. CFR pan 570 and I'IandbOok 6510 2 PI'IVIOUI acillOna ant oOaoIete T" Grantee Performance Report Low I Mod BenefltWorksheet u.a. OI........,tof......... IftdUtMn 0.... aplMftt ~ o.,.li:IpIMI'It Block a..nt Program '-'-1Ia..-c: l ty :::: Sa:l ta Aonl Cd I~a~lc -0 6 -0 5 2 9 ',rt I' Direct ax,.ndltur.. for tlM Aoq".eltla". ConetrucUan or Reft'lIl1netlon at Pra""1 fOf Ha"eln, I : 'lIo.atlRl I I I : \III.>> lie I TolII ' Mu ACIl'tlty ! AI;Ilvity NMle . 0CICl.IIlIM I =-t lCIw I mod , tlr '-""oIl C*It NlMnller : I tlOUHftolcle I , ; II : cd. COBG ItIere of CIaIt ~ Ot.e ~ No 2!5()S.(l(I77 ('11l :1I3To9O) , ,.... c-.t I I Rom 7 / 1 ,1 a ? To c..':3 J / 0J ~I.~....i I1Il1ll lnil', I~ iii ., LawIlTIOd c::redlt 11'II. ~ pra:I lu. 0' DfNat Ea,endUur.. I c I Pwtl: CDIG~u.d OnlWtar""endo-t..cl.MMltlnt"~ CeMlructIonOf,.......atlgnolPNpertfIDtHouelnl I .. at .". i in pnlVWft TM IiIMrl Achily Numoer 1 AclNitr ,.... 1CI lie ~ lhI. 1 NIIN of Plaerwn AIaia.. oa:Ypied ,....,. pet1ad Ilr IOiIIro'InCld , hauMI'iaIda . I II c d ! lc:M I mod credit .... ~ng penod . .........o.rta.dCae. o .....11: T..............,...... II. ,..............,AIlOU'AalJwllM.a..ItwtnI..Low/......... . 749,983 htIlV: T.... ""1 lied ....lItfNIII hit......... . 749,963 AeTlin "'. ~ for 3 yMn PNviauI ecHon it ... lam H UD"".'.3. (...} rei 2. CFA '*' 570 Ind ~~ 6510 2 ~ Grantee Performance Repon Status of Funds Part III u.s. 0.,.-. tUllel\tof~ 1M UriIM OIl "'plMftt eommu"''Y ~ BIodI. GrMt Pn9Mt ~ ,r ,...,.. .. ~ 0t.8 Appro..,. No 25Q8.-00n (txp 31'311901 : an.. '*"'-' 1"_ c-.aI ! B-89-06-0529 ,F~7!:39 To ':> i ~ - . C~ty of Santa ~an~ca PNgrul i_~"..ofL.l.un.SuIII"-U ~ Number . b Red ; At\o;IljIj l.t.mp ! IlJS~! no i SYm ; .~I FuncI i . ; I d I . Pnl9'l/TIln~ R_* AcvvIty NMIe and Nan 01 Income 1203 ~epaynent earnest funds ~nclud~ng ~nterest X 1136 ?r~or year re~ab~l~tat~on loan Repayment ~nclud~ng ~nterest 68 Re..n !hi, ,.;:ord for 3 Y'" Pr.vIau. edllOn .. 0.... 1'91 of1 ~ I , "~~;r\~ _" :5~~1..lT- !S 1204 bmHUD..t..t.4(4-88) ref 2. CFR _ 570 MCI handbooll65tO 2 · Attactl natI'8IIIM (... Inatn.acdonl) ... ~I=f I ~ In) I C'> .;;..on M. M 0 M t'" 0 1 ..Ill l' CO U"I o::r I 0 '1 It .. "" .!. 00'1 J:: CI'..-l c. ill 0'\>- ~~ I I .....r.., =} i ..... 0 U"I M ,...., jg I :>< L' f ~ Z l/'l ! - I-l i ..... ~ Ii J - '"J :z; 1 :z; It :z; H ~ l' ..... LI'I H L' (.) l' ... ..-l \L? N M \L? l!l t.:l N ~ Jrnl ~ al. i a::l CI I I I I 0 W ~ I ,~ 0 0 0 0 0 Eo< f-< I I I ..... 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