SR-071696-6C
6C "IJ
';~r
CA:f:\atty\munl\strpts\mhs\bdc -
City Council Meeting 7-16-96 Santa Monica, California -
JUt 1 6 1996
TO: Mayor and City council
FROM: City Staff
SUBJECT: BAYS IDE DISTRICT CORPORATION CONFLICT OF INTEREST CODE
The Bayside District Corporation has amended its conflict of
Interest Code. Under the regulations adopted by the Fair Political
Practices Commission, the City council is the code reviewing body
for any changes to the Conflict of Interest Code. The Bayside
District amended Conflict of Interest Code is atached for review
and approva 1. The Bayside District Corporation Executive Director
states that the primary modification to the Code is to update
postition titles for designated employees and officers, but that no
change to disclosure categories or designated positions has been
made.
RECOMMENDATION
It .ts respectfully recommended that the accompanying amended
Conflict of Interest Code be approved.
PREPARED BY: City Staff
6C ;14
-
JUL 1 6 1996
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FPPC
CON FLICT OF I NTEREST CODE
e A RESOLUTION OF THE BA YSIDE DISTRICT
CORPORATION BOARD OF DIRECfORS
AMENDING CONFLICT OF INTEREST CODE
WHEREAS, the Political Reform Act, Government Code Section 81000 et seq_,
reqUlres every state or local government agency to adopt and promulgate a ConflIct of
Interest Code, and
WHEREAS, Government Code Section 87303 reqUIres organizations such as the
Bayside District Corporation to submIt Its adopted Conflict of Interest Code or
amendments thereof to the CIty of Santa Monica (Code Revlewmg Board) for approval;
and
WHEREAS, the BaysIde Distnct Corporation is commItted to excellence in
public service and has adopted and made part of thIS resolution Its own Code of Ethics
that provides addlhonal standards and guidance to the Duectors, offIcers and
employees of the CorporatIon in their dealings on behalf of the Corporation
WHEREAS" 2 California Code of Regulations SectIOn 18730 authonzes
incorporation by reference of Its terms, along with the designation of employees and the
formulation of disclosure categories, as a Confhct of Interest Code; and
WHEREAS" the Bayside Dlstnct CorporatIon Board of Directors has determined
that Exhibits No "1" and No "2," attached hereto, accurately set forth those positions
which should be designated and the categories of financial interests which should be
- made reportable, as required by Cahfornia Code of Regulations Section 18730
NOW, THEREFORE, THE BAYSIDE DISTRICT CORPORATION BOARD OF
DIRECTORS DOES RESOLVE AS FOLLOWS:
SECTION 1. The terms of 2 Cahfornia Code of Regulations Section 18730
(attached hereto as AppendIX 1) and any amendments to It have been duly adopted by
the Fair Political PractIces CommissIOn, along with the accompanying ExhibIts "1" and
"2" in which offlcials and employees are designated and disclosure categorIes are set
forth, and hereby mcorporated by reference and constitute the Confhct of Interest Code
of the Bayslde Dtstnct CorporatIon
SECTION 2. Future amendments to the terms of 2 California Code of
Regulations SectIOn 18730 that are duly adopted by the FaIr Pohttcal Practices
CommlSsion shall automatically become part of the Corporation's Code of Ethics and
Confhct of Interest Code
SECTION 3. The proVISIOns of 2 Cal Admin. Code Section 18700 through 18706,
whIch delmeate the circumstances under WhICh a publ1c offIcial must refrain from
partiClpatmg In a deciSIOn due to a conflIct of mterest are also attached hereto as part of
Appendlx 1 for reference The Bayside Dlstnct CorporatIOn recogmzes that these
regulatIons, and any duly adopted amendments thereto are apphcable to the actIons of
the Bayslde DlStnct CorporatIon Board of DIrectors and Its offIcers and employees
SECTION 4. Statements of Economic Interest requIred to be filed by this
. COnflIct of Interest Code shall be fIled wlth the CIty Clerk of the CIty of Santa Monica.
1
. SECTION 5. The Executive Director shall certIfy to the adoptIon of thIS
Resolubon and thenceforth and thereafter the same shall be m full force and effect.
Approved as to form::
Marsha Mou e, CIty Attorney {}.--. ?fI
A:O~~YOf , 199
,f1 t!
t
/yrr~if~rt Corporation
I hereby certify that the foregoing ResolutIon was duly adopted by the Bayside DIstnct
CorporatIon Board of Threctors at a meetmg thereof held on ma... q. jqq (,
u.~ J'
.ft"xecutlY'lbrrector, BaysIde DIstnct Corporabon
.
.
2
ApPENDIX I
~ 18700 BARCLAYS CALIFORJ.-...rr..\ CODE OF REGULATIONS Title 2
. pam tIDg power, or to an y oilier person specIfied ill a Confuct of Interest
Chapter 7. Conflicts of Interest Code adopled pursuant to Government Code Secl10n 87300
(c) A public official "pamclpat.es m makmga govemmentaldeclSlon"
except as provided m SUbdivISion (d) of thIS regulal1on, when, actmg
Article 1. Conflicts of Interest; General wllbm the aulhonty ofblS or her posll1on. the officiaL
(I) Negotiates. without slgmfic8Ut substantlve reView, WI!h a govern-
Prohibition mental enuty or private person regarding a governmental decISIOn refer-
enced m subdlvlSlon (a)(2XA) above,
~ 18700. Public Official Making, or Participating In Making (2) AdVises or makes recommendal1ons to the declSl(lt1m.lrer, either
a Governmental Decision (87100). directly or wuhout Slgmficant mtervenmg substaniJve reView, by
The proVISIOns herem clef me terms as used m Olapter 7 of lhe Pohllcal (A) Condyctmg research or makmg any mvestigaUon whlcb reqUlres
Reform Act of 1974, as amended, Government Code Secuons the exercise of JUdgment on the part of the official and the purpose of
87100-87312 which IS to mfluence a governmental decISion referenced m SUbdtVISIOD
(a) "PublIc offiCial at any level of state or local government" means a (aX2)(A) above. or
member, officer. employee, or consultant of a state or local government (B) Prepanng or presentmg any report. analysIS, or opDllon, orally, or
agency The term "pubhc OffiC18I" also mcludes mdtvlduals who per- m "mtmg, which requt.res the exefClse of JUdgment on the part of the offi-
form the same or substanllally the same duUes as an IlldlVldual holdmg c181 and the purpose of whlcb IS to mfluence a governmental decISion ref-
an 0 ffice or a poSitIOn listed m Government Code SecIJon 87200, mclud- erenced m SUbdlVlSlon (a)(2)(A) above
mg "other public offiCials who manage public investments" as rhat term (d) M" Inn g or paruclpatIDg m die makmg oC a governmental declSloo
IS defmed m 2 Cal Code of Regs Section 18720 shall not mclude
(I) "Member" shall mclude, but not be hmtted to, salaned or unsala- (1) Acl10ns of pub!Jc OffiC18ls which are solely mnustenal, secretanal,
ned members ofboards or romml!;SIOllS Wlth declslonmakmg authonty manual, or clenca1,
A board or commH;Slon possess declSl(lY1m,,1cmg authonty ","nenever (2) Appearance by a publIc offiCial as a member of the general pub!Jc
(A) It may make a fmal governmental decISIon, before an agency m the course of Its prescnbed governmental funCtlon
(B) It may compel a governmental d~JSlon, or It may prevent a gov- to represent himself or herself on matters related solely to the offic18l's
emmental deciSion ellher by reason of an excllmve power to 1llltJate Ihe personal mterests, or
decISIon or by reason of a veto V\inch may not be ovemdden, or (3) Acllons by plb!Jc offiCials reJaung to thelr compensal1on or the
(C) It makes substanUve recommendations wblch are, and over an ex. terms or condJuons of thelr employment or contract. In the case of publIc
tended penod of tune have been. regularly approved WIthout slgmficant offiCials who are "consultants." as defmed above. thIS mchJdes aeUons
. amendment or mocbficallon by another publIc offiCial or governmental by consultants relatmg to the tel1ll8 or conditions of the contract pursuant
agency to wblch they proVide services to the agency, so long as the) are acting
(2) "Consultant"' means an mWYldual who, pursuant to a contract With m theU' private capaCIty
a state or joe,gj govcmment agency: CCIMMESr Nollllng m tins rcgulaUOn should be read 10 authonu a public official
(A) Makes a governmental decISIon whether to to participate m makmg I. conlract m wlllch lhe officJal has 8, finmctal mtercst
If such partlclpallon IS prohibited by any ollier law indIVIduals who do not fall
1 Approve a rate, rule, or regulaUon, Wllhm the definitIon of Mconsultanl'" under lIilS rcgulauon may, oever1heless,
2 Adopt or enforce a iaw, be conslderu:l ")lublJc officl3l.5" under Government LOOe SectIon 1090 (See.
3 Issue, deny, suspend, or revoke any permit, lIcense, apphcatlon, cer- ThompSOll v Call (1985) 38 Cal.3d 633, Sdtaefer.. Bermstem (1956) 140
uficate, approval, order, or s1D11lar authonzatJon or enllUement, CalApp 2d 278, 70 Ops CalAtty Gm 271 (1987). and 46 Ops. CalAtty Gen
74 (1965) )
4 Authonze the agency to enter mto, modIfy, or renew a contract pro. NOlE. AuthorIty CI1ed Secoon 83112, Govemmenl Code, Reference Secllons
vlded It IS the type of COlltract which requIreS agency approval. 87100 and 82048, Government Code
5 Grant agency approval to a contract which reqll1res agency approval HIsrOll y
and m which the agency IS a party Or to the specilical10ns for such a con- I Repealer and new sectJ()n filed 12-17-76. as an emergency; effect1\ e upon fil-
tract, mg (RegISter 76, No 51) For prIor hIStory, Eee Register 76, No 40
6 Grant agency approval 10 a plan, deSign, report, srudy, or sUJ1Jlar 2 Certmcale of ComphaQce filed 3-31-71 (RegJSlcr 77, No 14)
Item, 3 Amendment of secllon headmg and repealer of subsectIons (e) and (f) filed
7 Adopt, or grant agency approval of, pohcles. standards. or gUlde- 8-2-85. effectIVe thJrt.ll~th day thereafter (Re@.lSter 85, No 33)
4 Amendmenl of secuon and "'on; med 6--23-94, operatIVe 6-23-94 (Register
lIDes for the agency. or for any SUbdlvlslon thereof, or 94. No 25)
(B) Serves m a staff capacity With the agency and m tbatcapaclty per-
forms the same as substantIally all the same dulles for the agency that ~ 18700.1. Using Official PosItion to Influence (87100).
wouldotberwlse be performed by an mdlvldualboldLDg a position Specl- (a) With regard to a governmental decISIon which IS Wlthm or before
fied m tlJe agency's Conflict ofInlerest Code an official's agency or an agencyappomted by or SUb~l to the blldgelaJ)'
(b) A public offiCial "makes a governmental deCISion," except as pro- control ofbls or her agency, the official IS attcmplmg to use hIS or her offi-
vided m subdiVISIon (d) of thiS sectIOn, when the offiCial. acting wIIDm c181 posIUon to mtluence the declSlon U, fat the p..1rpose of mfluencmg
the aulhonty of hiS or ber office or poslUon !he deciSIon, the offiCial contacts. or appears before, or otherwise al.
(1) Votes on a matter, tempts to influence, any member, officer, employee or consultant of the
(2) Appoillts a person. agency Attempts to mfluence, mclude, but are not IIDllted to, appear-
(3) Obligates or COmmlts hiS or her agency to any course of aclton, ances or contacts by the offic181 on behalf of a busmess entity, chent, or
(4) Fllters mto any colltractual agreement on behalf of hiS or her customer
e agency; (b) Not wlthstandmg subseCllOl1 (a) an official IS not attemplIDg 1.0 use
(5) Determmes not to act, wlthm the meanmg of SUbdiVISions (b)(1), his or her OffiC181 poslUon to mfluence a governmental decISIon of an
(b )(2), (b )(3), or (b X 4) above, unless such detcrmmallon IS made becau se agency covered by subsecIJon (a) tf the offic181
of his or her fmanc18! rnteresL \linen the determmatJoD not to act occurs (1) Appears m the same m.nn-:r as any other member of the general
be<.;ause of the official's fmanclal mlerest, the offiCial's deterrnmahon pIlbbc before an agency ill !he course of Its presenbed governmental
must be accomparned by dlsclosure of the rl11anclal mlerest, made part funcUon solely to re presenthimself or berself on a matter which IS related
of the agency's offiCIal record or made m wnllng to lheofficlal's SUpervl- to hiS or her personal mterests An official's' personahnterests" mclude,
sor as proVided ill 2 Cal Code of Regs SectIOn I 873C(b)(IO), to the aI>" but are not lImIled to
.................... .....,.., ~ ~_n... \.:'.....11;: ~...~~
,
Title 2 Fail" Political PraCbces Comnusskm S 18702.1
e (A) An Interest m real property which IS wholly owned by the official If a quorum can be convened of other members of the agency who are not
Or members of hiS or her unmed13.te f.m,ly dlSqtlaldied underGo~'emment Code SectIon 87100, whether ornot such
(B) A busmess enllty wholly 0....'000 by the official or members of hIS other members are aCll.lally present at the tune of the <hsquahfical1on
or her tmme<hate famIly No7E. AulhOClty ccled. Secoon 83112, Govemm"!1t Code Reference SecUon
(C) A busmess enUty over whlcb the offiCial exercISes sole drrecl10n 87101,Govenunenl~
HiSTORY
and control, or over which lhe officJ.a1 and hIS or her spouse jOmrly exer- 1 !\;"ew sectJon filed 1-22-76, effecl1ve t1urlteth daylhereafter (ReglSler76. No
elSe sole d1recUon and control 4)
(2) CommunIcales With the general pubhc or !he press 2 Amendment of subsccbon (c) filed 4-2S-S2, effective lhJrt1elh day thereafter
(3) Negol.1ates hIS or her compensal.1on or the terms and conml.1ons of (RegISter 82, Ko 18)
hIS or ber employment or contract 3 Am!ndment of 5UbsectJon (b) filed 10-1~9, <>perattve 11-18-89 (RegJS~r
( 4) Prepares dea wmgs or subIWSSlons of an arclnteclllral, engmeermg 89. ~o. 42)
or sl.lI!.llax nature to be used by a chent m connectron WIth a proceedmg ~ 18702. Material Financial Effect-Speclflc Rules, General
before any agency However, thIS prOVISIOll appl.1esonly lithe officl.3.lhas Rules.
no other drrect oral or wnttc::n contar;-t WIth the agency WIth regard to the (a) Specific Rules The foUowmg regulatJons. governing spe.:tfi,
chent's proceedmg before the agency excepl for necessary contact With types of governmental decISIOns which affect cerLam specific types o'
agecc y staff conCernIDg the processmg or evaluatwn of the draWIDgS or econOIDlC mterests, shall be uuhzed m determmmg whethertbe reason
subIWSSlons prepared by the offiCial able foreseeable effects of the decISion will be matenal with respect Ie
(5) Appears before a deSign or arcb1tectural reVIew committee or SJ1l1J- the ecooonnc mterest
lax body of winch he or she lS a member to present drawmgs or SUbOllS- (1) EconomIC Interests Drrect.Iy Involved m the DeclSlan-SectlOr
slons of an arclntectural engmeenng or sUIlllar nature WhiCb the offiCial 18702 1
has prepared for a clIent If the followmg three cntena are met. (2) Ecouormc Interests Indrrectly Involved m 1he Dectsion.
(A) The review COlD.lll1ttee 'I> sole funcuoo IS to review arcllltectural or (A) Busmess entIUes-SectIOQ 18702 2.
engmeenng plans or designs and to make reconunendattons m that m- (B) O....'Uerslnp mterests m real property-secl.1on 18702 3,
stance concemmg those plans or deSigns to a plot1t1mg C(>t11m'~$lon or (C) Leasehold mterests III real property-Sectroa 18702.4.
other agency. (0) Nonprofit source of mcom.e-Secbon 18702.5, md
(B) The ordmance or other prOVlS10ll of law reqwres that the review (E) IndiVIdual source of mco~tlon 18702.6.
COOlQllttee mclude architects, engmeers or persons m related professwns, In order to determme If II ~ISlon' s effect IS material. it must firsl b
and the official was appomted to the bOOy to fu!fill thIS requirement. and determmed If Ihe officJaI's ecOllOllllC mterest lSduectly mvolved md rh
(C) The officwlS a so1e pracl1uoner effect of the declSlon IS matenal under SecUon 18702 1 If the officw'
e (c) Wrth regard to a governmental decmon whICh IS withm or before ecooOIIDC mterest IS not dltectly invol ved m the decision, or Ihe effect c
an agency not covered by subsect:.Oll (a), the offlCwlS attemptmg to use the deciSion is not material. under Section 18702.1, then It must be dew
hIS or her officul poSI:Ion to lIlfluence the deciSion If, for Ihe pu.rpose of mmed If the effect IS matenal under the appropcateregulatian ofSecUoz:
mflueIicing the decISIOIl. the offieul acts or p.1rports to act on behalf of, 18702.2 through 18702.6
or as the represeDlal1ve of, bls or her agmcy to any member, officer, em- (b) General Rule. %enever the specific proVJSIODS of Secnoc
ployee or cO[lS1lltant of an agency Such aeUons mclude, but are not 1m1- 18702 1 through 18702 6. mdUSlVe, cannot be applJ.ed. 1he folloWUl
lted to the use of offic1.al staUonery general rule shall apply:
NOTE. Authonty ClcOO- Seeben &3112., Governmenl Code RefelQ:lOe SectJ.oo The fmanclal effect of a governmental deClSlOll is material if the dec
87100, Govemm.ent Code SlOn will have a slgrnficant effect on the official or a member of the off
HiSTOlt y Clal's lTTunedJate faIDJ.ly, or on the source of moome. the source of gift
1 New JectJon filed 8-2~S. effecttve llurt1e1h day 1b.e~ (RegISler 65. No
33) the busmess enUty, or the real property, whIch IS an ecOD.OIDlC mterest (
legally Required Participation. the offic181
~ 18701 (c) Pubhc Generally Ex.cepuoll NotWlthstancbng any detenmnauc
(a) A public offiellllls not legally required 10 make or to participate m that the reasonable foreseeable effect of a decISion IS matenal under th
the makmg of a governmental d<<:ISIOll Wlthm the meanmg of Govern- regulatIon or under Secuons 18702 1 through 18702 6. an offiCial is n
ment Code S<<:tIon 87 ! 01 unless there exISts no alternal1ve source of de- dIsquahfied from partJclpal.1on III a govemmental de-cISIOD. 1fthedeclSl(
ClSlon consIStent With the purposes and terms of the statute authonzmg aff<<:ts the offiCial's mterest m a manner which is not distmgUlshab
the decISion from the manner m wh Ich -the deciSion Will affect the publIc generally
(b) \\'henever a publIc offiCial who has a fmancIaI mlerestma deemon setforth m SectJon 18703
(s legally required 10 make or to partiCipate m makmg such a decISion, be NoTE. AulllOnty Clted. SectJon 83112., Government Code ReferenlX Sect!
or she shaU 87103. GovemmenlCode
(l) DISclose as a Ill1ltler of offiCial public m;ord !be eXistence of lhe HtSTOR. Y
f mancIal mterest, I New secllon filed 1-22-76, effectJ'ie lIurtJeth day thereafter (RegISter 76,l'-
(2) Descnbe wllh par1.1cuLmty the nature of !be fmancIaI mterest be- 4)
2 Amendment filed 3-19-76 as an emergenc}~ effective upon fihng CertJfic
fore be or she makes or partJClpateS m makmg the deciSion, ofComphance rncluded (RegISter 76, No 12)
(3) State the reason there IS no altema!J.e source of declSlOIl-iIlakmg 3 Amendment filed 12-20-78, effecUve llurueth day therufter(Repster 78 r-
authonty. 51)
(4) PartlClpJlte m the decISIO!J ool}' m an open meelmg of the agency, 4 Amendmenlof:>ubsecuon (ll) U1d(b) filed 7-S-79;etfect1Velhiruech day the
as requrred by Government Code Secl.1ons 11123 and 54953, or ID closed after (ReglS~r 79. r-; 0 27)
. seSSion, as proYlded m GovelIlI1lent Code Secuons IJ126. 549567, S. Amendment of subsectJon (b) filed 4.--2B-82. effectIVe tiurtJetlt clay lhereaf
54956 8,54956 9,54957 and 54957 6. where paruClpaUOll by the offiCial (Register 82. No 18)
6 Amendmenl ftIed 6-22~7. opuatlve 7-22-87 (RegISter 87, No 26)
IS legally reqUIred for the agency to act 7 Repealer and new JectJon fIled 10-17-88. operatlVe 11-1&-88 (Register.
(c) ThIS regulauon shall be construed narrowly, and shalL 1\0 43)
(1) Not be constlUed to pemut an offiCIal who IS otherwIse msqualI- Material Financial Effect: Official'S economic
fied under Government Code 5<<:UOD 87100. to vote 10 break a !.Ie ~ 18702.1.
(2) Not be construed to allow a member or any pubhc agency, who IS Interest Is Directly Involved In the DecIsion.
otherwise disqualIfied \lIlder Government Code Sectlon 81100, to vole (a) The effect of a decISion is matenal .r any of the followmg apph
~ .~~ .. ___CW'! N... "III; ~"L
~ 18702.2 BARCLAYS CALIFOID..:U CODE OF REGULATIONS Title 2
. (1) Sourl::e of Income or Gifts-Any person (mcluding abusmess eutl- on the persQll or busmess enUty who appears before the offiCIAL oron the
ty) wmch has been. a sourre of mcome (mcludmg gUts) to the offiCial of real property
S250 or more m the precedmg 12 months IS duectly mvolved m a deCISIOn (d) There IS a nexus between the purpose for which an offic181 receives
before the offiCl8.l"s agency or there IS a nexus) as defmed U1 SUbdI".1S IOn Inoome and a govemroental deemeD If we offlCJ3.1 receIves mcome to
(d)) between the p.1rpose for which the offiCial receives mcome and the achieve a goal or purpose whIch would be achIeved. defeated, atded, or
governmental declSlon. or hmdered by the deciSIon
(2) Investment m Busmess Entlty-Any busmess entIty (other than NOTE Aulhonly CIted Secoon 83112. Go'lemme.nt Code. Referenoe SectlOrl
one covered by SecUon 18702 2(a) or (b)) m which the offic18lhas a dl- 87103,GovenmnenlCod~
rector mchrect mvestmentof $1.0CI0 or more, anybusllless enUty covered lliSTOR Y
1 l\;ew sectJon filed 9-5-&5. effectNe ttuItJeth day thereafter (RegISter 85, Ko
by &chon 18702 2(a) or (b) I.ll whICh an offiCial has a drrect or mdt.rect 36} f
mvestment of S 1O.<XlO or more, or any busmess enUty m whIch the offi- 2 Ameodmell,l filed 10-17-88, operaltve 11-16-88 (RegJS~r 88. No 43)
CWIS an officer, director, partner, trost.ee. employee, or holds any POSI-
tion of m"t1'1.gemenl, 15 dlrectly mvolved m a ~ISlon before the offi- ~ 18702.2. Material Financial Effect Business entity
clal. 's agency; or Indirectly Involved In the Decision.
(3) Interest m Real Property- The effect of a decISIon IS malenal as to a bus mess enUty m whlch an
(A) The declSlon mvolves the zonmg or rezonmg, annexatlon or dean- OffiCIal has an economic mterest If any of the followmg applies
nexatlon, sale, purchase, or lease, or mchJS10n m or exclusIon from any (a) For anybusmess entity hsted on the New York Stock Exchange or
city. county. dIStrict or other local governmental SUb&'VISIOI1, of real the Amencan Stock Exchange
property m WhICh the offiCial has a d1rect or mdrrect mterest (other than (1) The declSlon wtllresultman mcrease or decrease to the gross reve.
a leasehold mterest) of S 1.000 or more, or a smular declSIOII affectlng nues for a ftscal year of$250,OOO or more, exceptm the case of any bus 1-
such property; ness enUty hsted m the most recently pubbsbedFortune Mae:'l71ne Duec-
(B) The decISion mvolves me ISSUance, denial or revocaUon of a 1I- tory of me 500 largest U S mduslnal corporalions or the 500 largest U S
cen <:e, pennrt or other land use entttlement autbonzmg a specific use or non-mdustnal corporations, m wbICb case fbe increase or decrease m
uses of such property; gross revenues must be Sl,OOO,OCIO or more, or
(C) The decISion mvoIves the IW.pOSitlOn. repeal or mochficaUon of (2) The declSlon will result m the busmess entity mcumng or avoldmg
any taxes or fees assessed or lIllf'OSOO en such property: or addJuonal expenses or reducmg or elunmatmg extstmg expenses for a
(0) The decISion IS to desIgllate the survey area, to select the projeCt fiscal year m the amount of S 100,000 Or more, except m the case of any
area, to adopt the pII'hmm.ry plan. to form a proJCCt area C(lmmlttee, to busmess enUty hsted m the most recently pubhshed For1une Mag~ 71ne
cert1fy the envlJonmental document, to adopt the redevelopment plan. to Dm:ctory of the 500 largest U.S mdustnal corporauonsorthe SOO largest
. add temtory 10 Ute redevelopment area, or to rescmd or amend any of the U S non-mdustnal corporal1ons, m winch case the mcrease or decrease
above deciSions, and real property m whICh the offiCial has an mteresl, m expendlwres must be $250.000 or more, or
or any part of It 15 located wlthm the boundartes (or me proposed bound- (3) The decISion will result in an mcrease or decrease m the value of
8nes) of the redevelopment area. assets or bab1blles of$250.000 or more. except m. tbecase of anybusme5s
(E) For purposes of tlus SUbdJVl5IOD, the terms "zonmg" and "rezon- entlty hsted m the most recently publIshed Fortune Magazme Directory
mg" shall refer to the act of establlSbmg or changmg the zonmg or land oftbe500largestU S mdustnaloozporauonsorthe500largestU S non-
use deSlgIlallon on the subject property, but shall not refer to an amend. industrial corporations. m which case the increase or decrease in assets
ment of an eXlstmg zonmg orrlm"t1ce or other land use regulauon (such or habuIl1es must be $1,OCIO,OOO or more
as changes m the uses penmned. or development stmldards applIcable, (b) For anybusmess enl1ty llSted on tlte Nahonal Associauon of Secu-
Wlthm a parucular zonmg category) which IS applicable to all oilier prop- nUes Dealers Nauonal MarketLlSt (secuntles of compames on thiS over-
ertles deSIgnated m that category the-counter market hstare registered WIth and subjeCt to the Secuntyand
(4) The OfftClal or Immedtate F"m.!y-- The de(:ISl00 Will result m the Exchange CommiSSion's role requ=g tape reportmg of last sale mfor-
personal expenses, mcome, assets (olber than lllterest 111 real property). matlon {17 CFR SecI10D 240 77 Ad-I])
or bAbuIl1es of ::he officlJll or hIS or her unmedtat.e famuy mcreaslllg or (I) The declslOD wul result m an mcrease or decrease m the gross reve-
decre8smg by at least $250 nues for a fiscal year of S 150,000 or more, or
(b) A person or busmess enuty 15 chreclly mvolved m a declsJon before (2) The decl5JOn will result m the busmess enlJly mcum.ngor avoldmg
an offic18I' s agency V\nen that person or enl1ty. eIther personall y or by an addluonal expenses or redlJ(:mg or elImmatmg e:us11ng expenses for a
agenL fISCal year m !he amount of $50,000 or more, or
(1) InltJates the proceedmg m which the decISIon will be made by fllmg (3) The decISion will result man mcrease or decrease m the value of
an appl.tcat.lOn. claun, appeal or sl.lDll.arrequesl or. assets or llabiliues of S 150,000 or more
(2) Is a named party m, or IS the subject of, the proceedmg concernmg (c) For any busmess enUty not co\'ered by SUbdiVISIOns (a) or (b) but
the deciSion before the offiCial or the offiC18I's agency which IS hsted on tlte Pac1fic Stock Exchange or IS qualIfied for public
(3) A person orbusmessenUtyIS the subJectofa proceedmg If a decl- sale m thIS state and 15 lISted on the Ehgible SecuntJes LIst mamtamed
Slon mvolves the 15suance, renewal, approval, denial or revocat.!on of any by the CahfoIDla DepaI1mellt of Corporations (which applJes to partner-
lJcense, permIt. or other enuUement to, or contract With. the sub~t per- ships and other busmess enUUes as well as corporatJons)
SOD or busmess en1.tty (1) The declSlOll wllf resu It m an mcrease or decrease m the gross reve.
(c) Notwlthstandmg subsection (a) an offic181 does nothave to dlsqual- nues for a f15cal year of $30,000 or more. or
tfy hlDlself or herself from a governmental decISion If (2) The deciSion willresult m the busmess enUty mcurnng or a vOldmg
(1) The declSIOQ ooly affects the salary, per dtem, or reWloors.emenl addwonal expenses or reducmg or ehmmatmg eXlstmg expenses for a
e for expenses the offic181 or hIS or her spouse receIves from a state or local fIScal year m the amount of $7,500 or more, or
government agency ThIs SUbsecUOD does not apply to deciSions to hrre. (3) The dccmon will result man mcrease or decrease w the value of
fire. promote. demote, or dJsclplme an offiCIal's spoil se, or 10 seta salary assets or llablhues of SJO.OOO or more
for an officIal's spouse which IS dlfferentfrom salanes paid to other em- (d) For anybusmess enUtynot covered by subchvlSlOll (a) ",lllch meets
ployees of the spouse's agency m the same JOb class1ficauon or poslllon. the fmanclal standards for hsting on the most recently publIShed Fortune
(2) Although dlSquahficatlOn would otherwise be requrred under sub- Magazme Dt.recto'Y of !he 500 largest U S mduSlnal corporations or the
secUon (a)(l). (a)(2), or (a)(3) the deciSion Will have no fmanclal effect 500 largest U S nonmdustnal corporatJons, the tests m subdJvlSlon (a)
~e 434 Res..... 94 "0 25 &--24.-94
Title 2 Fair Political PractIces Commission ~ 18702.4
. applIcable to non-Fortune 500 business enlll1es hsted onlhe New York which make tt reasonably foreseeable lhat the f81[ markel value or the
or Amencan Stock Exchanges may be appl1ed renlal value of !be real properly ill whIch !he offICial bas an mterest w111
(e) For any busmess enllly not covered by subdlv ISIOl1S (a) or (b) which be affected by the amounts set forth m submvlSlons (a)(3)(A) or
meelS the [manClal standards for lIslIDg on the New York Stock Ex- (a)(3)(B), and
change, the lests III SUbdlVISlOO (b) maybe applied The standards are as (2) Ellher of th e followmg apply-
follows The busmess enttly has net tangible assets of at least (A) The effect Will not be substanllally lhe same as the effect upon at
$ I 8 (X)Q,OOO and had pre-tax lDcome for the last fiscal year of at least least2S percent of all the properties which are wlthm a 2,500 foot radius
$2.500,000 of the boundanes of the real property In which the OffiC181 bas an mterest,
(f)For any busmess ClIOlynol covered by subdiVISions (a) or (b) which or
meets the fmanclal standards for hstmg on the Nauonal ASS()ClaIlOQ of (8) There are notat least 10 properties under separate Ov.TIershlp wilh-
Secunues Dealers National Market Llsl, the tests m subdivIsIon (c) may In a 2,~OO foot radiUS of the property In which lhe offic18lhas an Interest
be apphed The standards are as follows The bUSiness enllty has net tan- (c) for dectSlons which may affect an mlerest m real property but
glble assets of alleast $4.000,CXXl, and had pre-tax Income for the last fis- which do not mvolve a subject property from which lhe distances pre.
cal year of at least $7S0,()J(J, With nel mcome from !bat penod of at least scnbed In subdiVISions (a) and (b) can be determmed, the monetary stan-
$400,000 dards contamed m subdlvlSIOll (a)(3)(A) and (B) shall be appiled
(g)ForanybusmessenlllynotcoveredbysubdtvlsIClDS (a), (b), (c), (d), (d) For a deciSion which IS covered by SUbdlvlSlon (a){3) or (b){l) or
(e) or (0 (c), factors which shall be cOIlsldered m determmmg whether the decl-
(1) The deciSion wul result m an mcrease or decrease m the gross reve- Slon will have the effects set forth m SUbdIVISion (a)(3)(A) or (B) mclude.
nues for a fiscal year of $10,000 or more, or bUl are not hm.1led to
(2) The declSIon will result m the busmess entlt y mcumng or aVOIdlllg (1) The prOlOmtty of the property which IS the subject of the declSlOO
addJuooal expenses or reducmg or elnnmatmg eXtSl1ng expenses for a and the magmwdeof the proposed prOjeCl orcbange muse m rel1uOllsb rp
fiscal year m the amounl of $2.500 or more. or . to the property m which the offiCIal has an mteresl,
(3) The decISIon wlll result m an mcrease or decrease m the value of (2) Whether It IS reasonably foreseeable that the decIslCIl Will affect
assets or habllIues of 510,000 or more the development pot.enual or mcowe producmg poteDUal of the property,
NOTE. AuthOrity Cited SectJon 83112, Government Code Refe~nce SeCl1011 (3) In admlJ.on to the foregomg, m the case of rcsldenual property,
SiI03, Go\'emment Code whether 1l IS reasonably foreseeable that the decISIon will result in a
HISTORY change lD the character of the neigh borbcod mcludmg, but nOllltD1ted.lO,
1 New sectIOn filed 7-24-85, effectIVe t/urtlelh day lhereafter (Reg,lster 85,1'0
30) effect 00 lraffic, view. pnvacy, mlenslly of use, nOise levels, AIr emJS-
2 Repealer ohubseclJoll (h) filed 6-22-87, operallvt 7-22-87 (Reg,lster 87. No SlonS, or SlID1lar lra1ts of the neighborhood
26) (e) Redevelopment DeCISICllS For PuIpOses of lhls secUoo "the
. 3 AmendmCIII filed 10-17-88, operal1ve tl-I6-8S (Reguter 88, No 43) boundanes (or proposedboundanes) of the property which IS the SUbJCCl
f 18702.3 Material Financial Effect Ownership Intere5t In of the deciSion" are the !xxmdanes (or proposed brondanes) of the rede-
veloprnenl prOjeCl area wheoever the deciSion IS a redevelopmeot dec 1-
Real Property Indirectly Involved In the SIOO to deslgnale the survey area, to make fmdmgs of bilgbt, to selecl the
DecisIon. prOject area. 10 adoptlhe prellmmary plan, to form a proJecl area commit-
(a) The effect of a deciSIon IS matenal as to real property m which an tee, to cerllfy the eDvlroomental document, to adopt the redevelopmenl
offic181 has a drrecl, mdlfect or benefiCial ownel'5hlp mterest (not mclud. plan, to add lemtory to the redevelopment area, or to reSCind or amend
mg a leasehold mteresl), If any of the followmg applies any of 1he above decISions
(1) The real property m which the offiCial has an mteresl, or any pan NOlE Au thOl"lty CIted. ~Cl1on 83112, Government Code Refe~nce Secuoo
of thal real property, IS located wlthm a 300 fOOl ramus of the boundanes 87103. Govenunenl Code.
(or the proposed boundanes) of the property wblch tS the subject of the HISTORY
declSlCll. unless lhe decISion Will have no [illaIlClal effecl upon the offi. 1 New seCllQn filed 10-17-88, operal1ve 11-16-S8 (Register 88, No 43)
claI's real property mlerest f 18702.4. Material FInancial Effect Leasehold Interests In
(2) The declsl(XJ lnvolves construcllon of. or IlIIprovements la, streets,
water, sewer, storm dramage or slDlilu faclhlles. and the real property Real Property Indirectly Involved In the
Decision.
m which the offiCial has an mteresl wIll receIve new or substantially lID- The effecl of a declSIOD IS matenal as to a leasebold mterest m real
proved services propert}' If any of the follol'.'mg applIes
(3) The real propertym whIch the offiCial has an mterest IS located out-
Side a radIUS of300 feet and any part of the real property IS located wlthm (a) The de<::lSlOn Will change the legally allowable use of the leased
a radIUS of 2,500 feet of/be boundanes (or the proposed boundanes) of property, and the lessee bas a nghtlo sublease the property;
the property which IS !be subject of the decISIon and the deCISion wlllbave (b) It IS reasooably foreseeable lhat the lessee will change the aCUlal
a reasonably foreseeable [manclal effecl of use of the property as a result of the dec:ISICll,
(A) Ten thousand dollars ($ 10,000) or more on the faJr market value (c) IllS reasonably foreseeable that the deciSion wu! result m a change
of the real property Ul which lhe offiCial has an illterest, or m the actual use of properly wlthm 3((l feet of the leased property, and
(B) W1l1 affecl the rental value of lhe property by $1.000 or more per the changed use will slgmflcantly enhance or Slgzuficantly decrease the
12 month penod. use or enjoyment of the leased property,
(b) The reasonably foreseeable eITeCl of 11 dXlSlQl IS not conSidered (d) The declston wul mcrease or decrease the amount ofreut for the
matenal as 10 real propeny m whICh an offiCial has a direct. Uldrreclor leased property by $250 or 5 percent. whichever IS greater, during my
beneficlalmterest (not Indudmg a leasehold Interest), 1f the real properly 12--month period followmg the deciSion, or
(e) The declSlon wu! reSll]c m a change tn the termmal1Ol1 dire of lhe
. m wh Ich the offic lal has an mterest IS locale<! en lIrely beyond a 2.SOO fool lease
radIUS of the boundanes (or the proposed boundaries) of the property NOTE AU~10nty Clled SecUOn 83tl2, Government Code Refe~nce S~Uon
whIch IS the subject of the declslOD, unless 87103,Go~enunentCOde
(1) There arc specmc Circumstances regardtng the decISICO. 115 effect, HJSTOPY
and the nature of the real property m ...blch !be offiCial bas an mlen:'s!. I I-iew ~ctlon fik<1lo-17-8S, opcralJ"e 11-16-88 (Register 88, 1"0 43)
Page 435 Rq"'<f 114 ,",,0 4~ IJ.-~
~ 18702.5 BAR CLAYS CALIFORNIA CODE OF REGULATIONS Title 2
~ 18702.5. Material Financial Effect: Nonprofit Entity Non:. AuthOClty c1led Secuon SJ112. Governmenl Code Reference Section
. Source of Income or Gifts Indirectly Involved 87103,GovenunentCOde
In the Decision. HISTORY
The effect of a declSIOD IS matenal as \0 a nonprofit enUly which IS a 1 New sectJon tiled 10017--S8, opel1lUve 11-1&--88 (RegISter 88. Ko 43)
source of mcome or guts \0 the officl8lu any of the followmg applIes ~ 16702.6. Material Financial Effect. Source of Income or
(a) For an enlJly whose gross annual receIpts are $400,000,000 or Gifts Who Is an IndIvidual Indirectly Involved
mOre, the effect of the decISIon WIll be any of the followmg In the Decision.
(1) The declSIOD will result m an mcrease or decrease of the enuly's The effecl of a de<:lslon IS matenal as to an mdlvldual who IS a source
gross annual receipts for a fIScal year m the arnounl of $1,000,000 or of mcrnne or guts 10 an official If any of lhe followmg appbes
more,or (a) The de<:ISIOO w.lll affect the mdlvldual's mcome, mvestments, or
(2) The decISIon WIll cause the enltty to mcur or aVOid addt.uooal ex- other tangtl:>le or mtanglble assets or 118blhues (olher than real property)
penses or 10 reduce or el "l'nnate eXlstmg expenses for a fiscal year In the by $1.00:> If'!" more. or
amounl of S250,OOO or more. or (b) ThedeCl5lon will affecl the mdlYldual'sreal properly mteresl ID a
(3) The deCISion w1l1 result m an mcrease or decrease m the value of manner thaI IS consu!ered materIal under Secuon 187023 or &cuoo
the entity's assets or hablllues m the amount of $l,OOO.Q(X)or more 18702 4
(b) For an enuty wbose gross annual receipts are more than NC1IL AUthOClty ctled Secuoo 83112, Government Code Reference Secuoo
$lOO,()(X),OOO bulless than 5400,000,000. \be effect of the decision wilI 8?103,(iovenunenlCOde
be any of the followmg lhSTOR Y
(1) The deciSion will result m an mcrease or decrease of \be enUly's 1 New EectJonfiled to-l7--S8,opera\JVe 11-16-88 (ReglSler88, No 43)
gross annual recelpls for a fiscal year m the amount of $400,000 or more, f 18703. Effect on the Public Generally.
or (a) General Rule Except as prOVided In Govemmenl Code Secuons
(2) The deCISion Will cause the entlly to wcur or avoid addtuooal ex- 87102 6 and 871 03.5, and CalIforma Code of Regulalloos, Title 2, Sec-
penses or to reduce or e1,mTt11\.le eXlstmg expenses for a fiscal year m the bons 18703 I, 187033, and 18703.5, the matenal fmanclal efTecl of a
amount of $ I OO,<XXJ or more, or governmental deClsIOIl 011 a pjbhc officl8./'s ecODOl1l1C mterests IS mdlS-
(3) The decISion w1l1 resull m an mctease or decrease m lhe value of tmgulshable from Its effect oolhe pubhc gmerally tf both subdivlSlons
the entity's assets or habdlues m the amount of $40;),000 or more (a)(l) and (aX2) of thiS regulalton apply
(c) For an enuty whose gross annual receipts are more than (1) Slgmficant SegmenL The governmental declSlon wtll affect a "Sig-
S 10.000,000, but less than or equal to 5100.000,000 the efTeclofthe decl- nlficant segment" of the p.tbhc generally as sel forth below
SIOll will be any of the followmg (A) The deCIS10n will affecl
(l) The deClSlOO will result m an mcrease or decrease of the enuty's (l) Ten percenl of more of \be pop.dalloo m the JUnsdtcuon of the offi-
. gross annual receIpts for a fIScal year m the amount of $200,000 or more cal's agency or We dlslncllbe o{flCul represenls, or
(2) The decISion Will cause lbe enl1ty to Incur or aVOid ackbucoal ex- (u) Ten percenl or more of all propertyowoers, all home owners, or
penses or 10 reduce or ehm1nate eXlstmg expenses for a fiscal year m lhe all households In the ;unsdlcuCIl of !he offiCial's agency orlbe dIstnct the
amount of 550,000 or more offic18.l represents, or
(3) The deCISion wlll result in an mcrease or decrease in the value of (lll) Fifty percent of all busmesses in lhe JUnsdlCUCIl or the dlStnct!he
lhe enuly's assets or hab1l111es m the amount of 5200.000 or more official represenls, so long as lhe segment IS composed of persons other
(d) For an enuly whose gross annual receipts are more lhan than a smgle mdustry, trade. or profeSSion, or,
S1,()(X),OOO, bUlless man or equall.OSIO.000,OOO the effect oflhedecl- (B) The declSlOO wlll affect 5,000 mdlVlduals whoareresldenls of me
slon will be any of the follOWIng JUnsdlcuoo. or,
(I) The deCISlon wlll resull m an mcrease or decrease of the enUty's (C) The deCISion WIll affect the segment of persoos ldenufied III Cab.
gros s annual receipts for a fiscal year III the amounl ofs I 00,000 or more fornia Code of Regulauons, TIlle 2, Secucns 18703 2. or,
(2) The deciSion will cause the entlly to incur or aVOid additicoal ex- (D) The decislOll will affect a segment of the population whIch does
penses or lo reduce or ehmmale eXlsung expenses for a fiscal yea; m lhe notmeel any of the standards in SUbdIVISIons (aX 1 XA)through (aX 1)(C).
amount of $25,{XXl or more bowever, due 10 excepltonaI ClfCumstanCes regardmg the declSlOIl. It IS
(3) The deClSlon wlll result m an mcrease or decrease m the value of determmed such segmenl crn.sll.l111eS a s1gD.1ficant segment oftbe public
lhe entity's assets or bablhUes 10 the amounl of $100,000 or more generally
(e) For an enl1ty whose gross annual recelPts are more than SlOO,OClO (2) SubsWlually the Same Manner The govemmenlal decISIon will
but less lhan or equal 10 $1,000,000 lhe effect oftbe declSIOll WIll be any affect the officl8l's econOlnlC Interest m subslantlally the same m.t1ner
of me followmg as It will affecl the econODllC interests oftbe segment Idenufied In sulxh-
(1) The deCISIon will result m an mcrease or decrease of Ibe enuly's V\S100 (a)(l) of thiS regulaurn.
gross annual receipts for a fiscal year m the amount of $50,000 or more (b) Special Rule for Rates, Assessments, and Stmilar DeclSlonS The
(2) The declSlOll Will cause the entity 10 mcur or aVOid addtuonal ex- fmanclal effect ofa governmental declSlOll on an offiCial or the officur S
penses or 10 reduce or ehmmale eXlstmgexpenses for a fiscal year m the econormc lIllerest IS llldlslmgUlshable from the declSlon'S effect on the
amount of $12,500 or more public generally tf any of the followmg apply
(3) The deClSlon will resull m an Increase or decrease m lbe value of (1) The declSIOll IS 10 establtsh or adjUst assessments. taxes. fees
the entIty's assets or UabUltleS m the amount of $50,000 or more charges, or rales or other sunrlardeclsrons whIch are applll::d 011 a propor-
(f) For an enulywhose gross annual receipts are $100,000 or less. the ltonal baSIS on the offic181 or lhe offiCial's econOm.1C mterest and 011 a Slg-
eff&t of the deCISion Will be any of the followmg nlficant segment of the JInsd1CUOIl as defmed m SUbdIVISion (aXl)
(1) The deCISIon will resull m an mcrease or decrease of the enUly's above
. gross annual receipts for a fiscal year m lIle amoont ofS 10,000 or more (2) The declSlon IS made by \be governmg board of a lando....ner voung
(2) The deClSlon Will cause the enl1ty 10 Incur or aVOid adchUOQal ex- dlStnCl and affecls the offiCial or Ibe official's ecOl101lllC mlerests and a
penses or to reduce or elunmate eXlslmg expenses for a fiscal year m the slgmficant segment of lhe landowners or waler users liUbJCcl to the JUns-
amount of $2.500 Of more dIction of the dlSII'lcl (usmg the Ihresbolds sel forth m subdIvlSlOD (a)( I)
(3) The deCISion w1ll result m an mcrease or decrease m the value of above) m prOporl.1OllIO lheJ[ real property mterests or by the same per-
the entity's assets or hablll11es m the anl(Jl..lnt of 510,000 or more centage or on an "across-the-board" baSIS for all classes
Page 436 R.........9oI No"" 1)..-9-110:
Title 2 Fair political Pracbces ComnusslOn S 18703.5
(3) The declSlOll IS made by the govemmgboardof a wateT,1mgalLon, ~ 187032. SignIficant Segment: Industries, Trades, Ot
e or sumJar dlstnct to estab!Jsh or adjust assessments, ta~es, fees. charges. Professions.
or rates or other s1ID1lar declsloos, such as the aUocauoo. of serVIces. For purposes of Cal1fonlla Code of RegulatJons, Title 2. Secllon
WhICh are applied on a proporhonal or "across-the-board" baSIS ()[] lhe I 8703(a)(1 Xc), where a dec ISlCO wlll affeCl an mdustry. trade or profes-
offictal or the offiCial's ecoooollc mlerests and a slgmficant segment of slon m substa.'ll1ally the same manner as the decISIOn will affect an of 11-
the propeI1y owners or Olber persons recelvmg servIces from the oft!- CUll's economIC mlerest, the mduslI}', trade, or professIon constItutes a
ctal's agency usmg the thresholds set forth In subdrvlSlon (aXl) above "slgIllficant segment" of the JUnsdlcllOll only as set forth below
(c) States of Emergency Notwlthstandlllg SUbdiVISionS (a) or (b) of (a) In the case of an elected state officer. an mdustry, trade, or profes.
thiS regulatIOn. the fmanclal effect of a governrnentaldeclSlon on an offi- SIOO c<::lnstltutes a slgnw.cant segment of the public generally, as set forth
ctal ts mdlstmgUlsbable from ns fmanctal effect 00 the pubhc generally m SecUoo 871026 of the Government Code
Ifbotb of Ihe followlllg applr (b) In the case of any other elected offiCial. an mdustry, trade, or pro-
(1) The declSlon will affect an economic mterest of the offiCIal. other feS5lon~oosUtu tes a slgnlficant segmenl of \he publtc generally If that Ln-
than an ecOllOlIllC 10terestas defmed 10 Secu0ll87103(e), tn substanl1ally dustry, trade, or professlon IS a predommant 1Odustry. trade, or profeSSion
the same manner as Olher persons subjCcI to a slate of emergency, pro- m the officl81'sJUnsd1cuon or m the d1stnct represented by \be offiCial
clalIIled by lie Governor ~rsuan( (Q Government Code Section 8625. or NoTE. AuthOrity Cited Section 83112, Government Code Reference Secuon
proclalIDed by the govemmg bo.:ly of a city or cWDty 87103, Govenunenl Code
(2) The deelsWlllS requlIed to ml!lgateagamsllhe effu-ts dlIeclly ans- HtSTORY
mg out of the emergency, and sine! adherence to the Act Will prevent, hm- I l'ew secllon filed 11-29-93. operallve 12-29-93 pursuant 10 Government
der, or delay the mltJgatJOll of the effects of the emergency Code seCUOn 11346 2(d) (RegISter 93. "'0 49)
NOTE. Authority c'\e'd Secuon S3112. Goverrunenl Code Referenct SecUon ~ 18703.3. Significant Segment: Appointed Members of
g7103,C;ovenunent~ Boards and Commissions.
I-bSTOR Y (a) For the purposes of Govemment Code Secuoo 87103, the "pubhc
1 New seCllon filed 2-20-76, effectlve durtJelh day thereafter (Register 76, No generally" excepUoo appltes to appo1Oted members ofboards and com-
8) DllSSlOUS who are appomted torepresenl a specllic eronomtc IDteresl. as
2 Amendment of subsecbon (d) filed 4-2S-B2. effecUve th~th day Ihereafur specified m Section 87103(a) through (d). If all of the followmg apply-
(RegIster 82. No 18) (1) The statu te, ordmance. or other prOVISion of law wh Ich creates or
3 Amendmenl of uuual par8.gnph only filed 11-13-&5, effecuve thJ;rtJelh day authonzes the creauooofthe boani or commisSion contams a fmdmg and
thereafter (Register 85, No 46) du-laralIOIl !hat Ihe perSOllS appamled lo the board or commlSSlOO are ap-
4 Repealer and new sectIOn filed 11-29-93, ope~uve 12-29-93 p\1rSW.llt to pomted to represent and further the mterests of \he specific econOnI.lC m-
GovemmentCode secUon 11346 2(d) (RegIster 93,1-;0 49) terest
. 5 &lltona1 correcUon of prmlmg error 111 rubsecuon (a) (RegIster 94. Xo 25) (2) The member IS required to have lhe economic mterest the member
(j Amendment of,ubseclIons (b)-{b}(3) filed 12-5--94. opera live 12-5-94 pur- represents
wanl to GO\'ernrnent Code secUon 1134tl2(d) (Register 94, f\; 0 49) (3) The board's or commlSS100'S deCISIon does not have a malenal fi-
nanCial effect on any other econOIDlC Dlterest held by the member. other
than the ecOllomJC mlerest the member was appomted to represent
~ 18703_' Public Generally-Small Jurisdictions; (4) The det::lslon of the board orComnuSSlon will fmancIally affecllhe
PrIncipal Residence member's economic mterest m a manner that IS subslanually the same or
(a) The effect of a governmental dec1S1011 on the pnnclpal reSidence proporttonately the same as the declSlOll Will fmanclally affect a slgnlfi-
of a public offiCial IS notdlSlIngulShable from the ef(ecl on thepubl1c gen- cant segment of tbe persoos lbe member was appomled to represent
erally where all of the followmg condmOllS are met (b) In the absence of an express f mdmg and declarauon of the type de-
(I) The publIC offiCIal's agency bas JUnsdlC1IDn over a f'OF'llalfOll of scnbed m SUbdlVISIOll (a)(l) of thIS regulauOD, the "public generally" ex-
25,000 or less, ccvenng a geographlc area of ten square nules or less cepuon 001)' applles If such a fmrlmg and declaration 15 unplIclt, takmg
(2) The ~bhc offiCial IS required to reSIde wlthm the JlmsdtClJon mto account the language of \he statute, ordmance. or other prOVISICD of
(3) The pubhc officl8l. If be or she IS an elected officer, has been law creallllg or authonzmg the creatJon of the board or comrmsslDIl,lhe
elected 10 an at-large electJoo naOJre and purposes of the program, any apphcable leglSlauve history,
(4) The declSlon does not have a duect effect (as prOVided m Regula- and any other relevant Clfcumstance
Uoo 18702 1 (a)(3)) on the publIc OffiClal'S prtnclpal reS1(ience NOTE. Authonty Cited Sectron 83112, Government Code Reference Secuon
(5) The prmclpal resilience IS more than 300 feet from the boundanes 87103, Government Code
of lhe property which IS the sub)Cct of the decISIon HiSTORY
1 Ne\\' $ectJOn fIled 11-29--93, operatIVe 12-29-93 pUffilant to Gm'emment
(6) The pnnclpal reSidence tS located on a parcel of land not more than Cod~ secuon 11346 2(d) (Reg,sler93, No. 49)
one-quarter acre In Slze or, altemauvely, a resldentJallot nOllarger than
125 percent of Ihe medl4n remlentl<lllot sue for !be pmsmclJon ~ 18703.5. Sources of Income to Owners of Retail
(b) For p.lrposes of thiS regulauon. 'pnnclpal residence" means the Business Entities
d01ructle of a person, m which the persoo 's habllal1011 1$ fixed, wherem (a) For purposes of Government Code Secuon 87103 5, the retau cus-
the person has the mtentlO11 of remalllmg. and to v. blch lhe person, when- tamers of a bustlless entity CODSUtUIe a slgnwcant segment of the pubLc
ever he or she IS absent, has the mtenUon of returnmg At any gIVen tmJ.e. generally tf either of lhe followmg IS true
a person may have only one pnnClpal reSidence (1) The retaIl customers of the busmess entity durmg lhe precedlOg 12
(c) Even If lhe above cood1tlOns are not met, the effect of a governmen- month $ are su fficlent m number to equal 1 0 percent or more of the p.:>pu-
tal declSlon on t~e pnnclpal reSidence of a pubi.Jc offiCIal may be deter- latlOD or households of the JUmdlcuon, or
. muted not to be dlsllngmshable from the effeCI 00. the {Xlbltc generally (2) The retall customers of the busLness entllY dUrmg the precedmg 12
In accordance With Regulauon 18703 or any other regulalloos of the months number at least len thousand
CommiSSion not apphcable solely to small JunsdlCUOllS For purposes of thIS subdiVISion, a customer of a retall bustness roUty
NoTE. Aulhcnl}" clled SN'lJOn 831l2. Qo"crnmelll Code Reference Secrwos IS each separate ADd dlslmcl ~rcbaser of goods or services. whether an
87100 and 87103. Government Code mdlvldual. hau sehold. bUSllless or other enhty If records are not ffiatlJ-
HISTORY lamed by customer name, a good faith esl1D1al.e shall be wade to deter-
1 '>:ew sectron flkd 9-12-90; operauve 10-12-90 (RegJster 90, ~o 43) mme what percentage of sales transactIons represent mulup1e transac-
Page 437 RqLllC"' 94 ,",0 c~ l2-ll-....
~ 18704 BARCLAYS CALIFORi"llIA CODE OF REGULATIONS Title 2
.
Uons by repeat customers The total number of sales transactJons shall (b) "CommlsSioo mcome" means gross payments receiVed as a result
. then be reduced by lhe esUmated percentage of repeat cuslDtne[S to Yield of services rendered as a broker, agent. or o!ber salesperson for a speclfic
the number of customers for purposes of applymg thiS SUbdiVISion sale or sun1lar transacuon ComnnsSIOll mcome IS received when It IS
(b) For purposes of Government Code SecUOll 871035, the amount of paid or credned
mCOme received by a busmess enUty from a retail cuslorner IS no( dlstm. (c) The sourt:eS of COiIlIIUSSlOO mOODle III a speCific sale or sIDlJlar
gUlshable from the amount of mcome received from Its other retail cus- transacUon mclude for each of the followmg
tDmers 1f the amOtml spellt by the cuslomer m questIon dunng the preced. (1) An msurance broker or agent
mg 12 months IS less than one-tenlh of 1 percent of the gross saIesreve- (A) The msurance company providing the pohcy;
nues of the retall busmess enut}' for the precedmg fIscal year (8) The person purchasmg the policy; and
(c) For purposes of Government Code SeClJon 87100, an offiCial wbo (C) The brokerage fll1ll., agency. company, or other bUSiness eollty
owns 10 percent or more of a relall busmess entity which meets the rote- through which the broker or agent conducts busmess
na U1 eIther subdiVISion (a)(l) or (aX2). does nol "have reason to know" (2) A rd.) estate broker
thaI a QeclSlOO Will aff(X:t a source of lUcome to the retatl busmess enUty (A) The Persoo the broker represents Ul the transactIon,
when ellher of the followmg applIes (8) If the broker receives a COlIlIDJSSIDn from a tranSacUon cooducted
(1) If all of the followmg are true by an agent workmg under the broker's auspices, the persoo represented
(A) The customer does nothave a charge account OTOpen book account by !be agent.,
With the reta1.l busmess, (C) Any brokerage oosmess entity rbrougil which the broker oonducts
(B) The retail busmess does not mamtam records for noncharge cus- busmess, and
tomer transacuons by customer name or other method for trackmg tranS- (D) Any person who receives a fmder's or other referral fee for refer-
actions WblCh would prOVIde the CIlslomer name, and nnga party to the transacll.oo 10 the broker, or who makes a referral (Xlr-
(C) The fact that the person IS a customer IS not perscnally known to sualll to a ccnl.ract With the broker
the offiCial. or (3) A real estate agenL
(2) If all of the followmg are true (A) The broker and brokerage busmess enl1ty under wbose auspIces
(A) The acCOUllts and boob of the rewl busmess entity are mamtamed the ageDt works;
by someooe other than the offiCial or a member of the off lClal's ;mm...dl- (8) The person the agent represents lU the transacl1oo, and
ate fAmIly; and (C) Any perscn who receives a fmder's or other referral fee for refer-
(B) The fact that the person 15 a customer IS not persooally known to nng a party to the transacUOD to the broker, or who makes a referral PJr-
lhe offic 181 suant to a cootract Wllh lhe broker
(d) For purposes of SUlxhv1510n (e), a credll card Iral1sactIon uhhzmg (4) A travel agent or saleSpernxl
a cred1t card not ISsued by the retad busmess enUty IS ConSIdered a "non- (A) The all'hne,ho(el.louroperaloror odler persoo who provl(ied trav.
. charge customer transaction .. el services or accommodaUOl1S l11 the transacUon,
(e) SUbdiVlS10Il (c) shall not be uul1zed In determining whether an offi- (B) The person who purchases or has a contract for travel services or
etal "knows" of a fmanclal interesl m a deciSIon wllhm the meanmg of accommodal1oos throogh the agent or salesperson. and
Government Code Secl10n 87100 When such knowledge eXIsts. or the (C) The persoo. (ravel agent., company, travel agencYlX'other buslUess
fact that a person is a SOUrce of mcome IS brought to the attentioo of the enUty for whIch the agent or salesperson is an agent.
offienl pnor to lbe govemmenta) declSJoo, the prDV\SIClIlS of SlIbdIV!SIOO (5) A stockbroker
(c) shall have no effect on the officlal's duty lD dIsqualIfy (A) The brokerage busmess enut)' through which the broker conducts
Non:. Aulbonty cJled Secuon 83112, Government Code Refu-cnce Sccuons busmess. and
87100 and 87103.5, GovernmcntCode. (8) The peI'SOO. wbo trades the stocks, boods, securities or other invest-
HISTORY mel1ts through the stockbroker
1 New sectJoo mod 11-21-88, opec-alive 12-21-88 (RegISter 88. No (8) (6) A retaIl ()f" wholesale sa.lespersm
(A) The person, store or other busmess alUly which provides the sales-
f 18704, Souroe of Income (87103(c)) persoo With the product or service 10 sell and for wlucb the salesperson
Source of Income, as used m Government Code Secl100 87103(c), aets as a representative m the transacuoo, and
shall not include a former employer If All mcome from the employer was (6) The person who purchases the produCI or servICe
received byoracerued lo the pubhc offiCial pnor Eo the tunehe or she he- (d) foc plJrpJScs of determml11g whether d!SqUal1ficatIon !s requited
came a public offiCial. the mcome was received m lhe normal course of under lhe prOVISlOOSof Secuoos 87100 and 87103(c), the full gross value
the preVIOUS employment., and there was no expectatJoo by the publ1c of- of any COlJlDllSSlOO mCOIDe for a specific sale or smnlar lransactlcn shall
fic J3.1 at the tIDle he or she assumed office of renewed employment with be attn'buted to each SOUtce of meome m that sale or transacucn
the former employer (e) For purposes of dISClosure under SecUoo 87'2fJ7 or under a connlcl
NOTE. Authority CIted Section 83112. Govcnunent Code Reference mUon of mleresl code adopted plrsuant to Secuoo 87300, a publIc offiCial who
87103(c), Government Code receives commIssion mcome on a regular baSIS IS a buSiness entity The
HIS1QRY full gross ...alue of any omiSSion mcome for a spectfic sale or SlD11lar
1 N e..... seeUon filed 1-20-76 as an emergency; effecuve upon filmg (RegISter 76. transacUoo. shall be aunbuted to eacb soorce of mCOllle m that sale or
No 4) transacUoo The offiCial shall report comml~Slon mcome as follows
2 Repeakrby operatlOll ofl8."". SectIOn 11422 1,00\' C (Reg1s~r ?6.No. 25) (1) On Ibe mcome schedule, \he LOlal amount of COlllll11SSI00 mcoroe
3 N'ew secuon rued 6-17-76 as In emergency; dfecllve upon fllmg CertJfica~ received dunng the penod covered by the statement., 1f It exceeds $250
of Complumce mc1uded (Register 16. No. 25) The S01lrce of !he mcoroe shall be lISted aslhe offiC131lfhe or she 15 self-
~ 18704.3. Sources of Commission Income to BrokeNl, employed If the offiCIal oonducts busmess through a firm or other bUSI-
ness enUt)', the source of mcome shall be hsted as the rum or other busI-
. Agents end Salespel'9ons. ness enuty.
(a) This sechon conlams the dtsclosure IUld dtsqualIfical101J requITe- (2) On the mcome to busmess enl1l1es schedu Ie, the name of any source
roents for any publIC offiCIal who receIves Comm'5SIOD meome far sec- of gross COmmlSS Ion mcome (oCher than one listed on Ibe mcoroe scbed.
vices rendered as an lOsurance broker or agent. a real estate broker or ule) of $10,000 or more dunng the penod covered by the statement
agent. a travel agent or salesperson, a stockbroker or a retail or wbolesale NOll':. Autlwnly Clled SectJoo 83112. Government Code Refeunce Set:tIOllS
salesperson. 82030. 87103, 87207 and 87302. Government Code
Page 438 Rtp<... 94 H.. ,~ 1~~9'
Title 2 FaIr Political Pracbces Commission ~ 18723
. H1STOIt'. Deys held by II f manc181 mSl.1tlltJon under a trust mdenture to wluch a pub-
I ";ew section filed 12-21-&4 effectIve tlurtJeth daythereafter(ReglS~r S'l, No hc agency 15 a party
51) (3) ")I,.1anagement of public mvestments" means the followmg non-
~ 18705. Academic DecisIons. mIDlstenal funcl.1ons dlfectIDg the mvestment of public moneys, fomlU-
(a) Except as prOVided m subsecuon (b). neither disclosure of fmanctal latmg or approvmg mvestrnent (Xlhcles. approving Or establlShmg gulde-
mterests nor disquahficatlon IS reqUIred under Government Code See- Ime for asset allocatlons. or approvmg mveslmenl a-ansacl.1ons
tlOas 87 HX), 87302, or any Confhct of Interest Code, m connecl.loo wIth (b) "Other Pubhc Officials Who Manage Publ1c Investments," as Ibat
(l) Teachwg decISionS. mcludmg the selection by a teacher of books term lS used III Government Code Secl.loo 87200. means
or other educauonal materials for use wlmm hIS or her o.....n school or m- (l) Membe~ of boards and comm{~SlOD5. mcludmg penSlOn and re-
Sl.1WtIon. and other deciSIOns mCldentallo teacltmg; tu"ement boards or COrnmt<;Slons, Or of comft11ttees thereof who exercIse
, '
(2) DecISIonS made by II person who has teachmg or research respensl- responsibulty for the management of pubhc mvestments,
bUllies at an mstltuUon of higher educallon to pursue personally a course (2) High-level officers md employees of publIc agencIes wbo exer-
of acadeOllc study orresearch, ID applyforfunds to fmance such a proJect, me pnmary responsiblltty for the management of pub!.lc mvestments,
to allocate fmanc181 and matertal resources for such acadermc sttJdy or such as chief or pnnClpal mvestmentofficers or cblef fmanclal managers
resea.n:h, and aU de(;lSlons relatIng to the manner or methodology With ThIS category shall not mclude officers and employees who work under
which such study or research win be conducted Provlded, however, that lbe supeCVLSlon of the chIef or pmlclpal mvestment officers or the chief
the prOV1S1Dns of thIS subsecuon (2) shall not apply WIth te5p<<t to any fmanc181 mlln'l.gers, and
deciSion made by the person m the exercISe of mruU1llon- or campus- (3) Indlv lduals who. pursuant to a contract With a state or local govern-
Wide admmlStrallve responsiblhl1es respectmg the approval or rev lew of ment agency. perform lhe same or substantIally all the same functIOns
any phase of academIC research or study wmiucted at that msUlllllon or that would otherwise be performed by the pJblIc offiCials descnDed III
cam?1s subdlVlsioo (b )(2) above
(b) Disclosure shall be required under Government Code &cuon Comment. Those publIc otTicWs commg withm the defmitIon con.
87302 or any ConflIct of Interest Code m cODllecUon wllb Ii decISIOn tamed Pl SUbdtvlSlOD (b) abovearesub)ect to tbeconfhct-of-mt.erestdis-
made by a person or persons at an mstJ.tuuon of hIgher educaUon With c:losure requuements of Article 2, (bapter 7 of the Pohucal Reform Act
pnnClpal responsIbility for a research projeCt to Ulldertake such research. and must fIle a Form 721 The others are subject to the confbct~f-mter-
If It IS to be funded or supported. m whole or In part. by a contractor grant estdzsclosure reqUIrements of Artlcle 3. O1apter 7 oftbePohtrcalReform
(or other funds earmarked by the donor for a specific research project or Act and must file a Form 730, rl' they are designated m the Coofhct of In-
for a specifiC researcher) from a nongovernmental enuty, but msqualt.fi- terest Code of the agency (See, 2 Cal Code Regs ~ 18700(a) and Gov
cation may not be reqUIred under Government Code Scx:uons 81100, Code ~ 82019
. 87302 or any Confhct of Interest. Code m counect.t.on With any such decl- NolE. Authonty Cited Sccuon 83112. GOV.;iUu,<mt Code Reference Sections
slon 1f the declSlon IS substantively reviewed by an mdependent comnut- 82QI9.81048 and 87200, G<lvemmentCode
tee established Within the mstituuon ffiSTORY
NOTE. Aulhonty CIted Sectlon 83112. Government Code. Reference &ctJons 1 ro1ew section med 5-25-94. opentIYe 6-24-94 (Regu.ta 94, No 2 t)
82019,87100 and 87302, Govemmcnt Code. ' ,
HIsToRy Article 2. Disclosure
1 New sectlon fIled 1-24-78. effectJve durtJeth day 1ha-eafter (ReglSta 78. }\o
4) ~ 18722. Statements of economic Interests for New
2 ArnendrneDt hled 6--4-82. effecrrv" lhlrtlelb day theru&r (RegJS"'f 82. ~o
23) Members of the California COastal
Commission and Regional Coastal
~ 18706. Financial Interests In Decisions Affecting Commissions (87200 and 87202).
Parents, Subsidiaries or Otherwise Related Nore. Authonty CIted Secl100S 81014 and 83112. Govemment Code Reference
Business EntIties. SectlORS 87200 and 87202. Government Code
An offiCial has a fmanctal mterest m a deCISion wI!hm the meanmg of IhSTORY
Govermnent Code S~llon 87100 lf1t IS reasonably foreseeable lhat the 1 "'" ew 5CCoon filed 11-24-76 as an emergency; effective upon filing (RegISter
76. No 48)
decISion wtll have a mater181 fmancia.1 effect, dlStingu IShable from its ef- 2 Repealed byopemtJOll ofSecuoll 11422 l(c), Government CQde (R"grs~r 77.
fe~.ton thepubltc generally, on a busmess enlJty which lsa parent or sub- 1'0 14)
sld18lj' of, or IS otherwise related to. a busmess enUly m which the offiCIal ~ 18723. Dates for Filing Annual Statements of Economic
has one of the mterests defmed III Government Code ~l.1on 87103(a). Interests.
(c) or (d) (a) Each person who holds an office specified m Governmenl Code
NOTE Authority CIted. Section 83112. Goverrunent Code Reference Secuon
87103.Govenunent~ Sectton 87200 shall file a Stalemenl of Econonuc Interests each }'ear m
IiJSTQR Y accordance With the scheilille set forth m subsection (b) dlSclosmg hIS or
I Xew sectJon filed 8-16-84. effectJve tturtJt:th day then:after (RegIster 84 'fo her mvestments. mterests In real property and mcome durmg the penod
33) since the closmg cia te OfblS or her last sla It:ment filed r;ursuanllO Govem-
~ 18120. Other Public Officials Who Manage Public ment Code Sections 87202 or 87203 The statement shall mclude any tn-
vestments and mtereSlS m real property held at any tune durmg the penod
Investments covered by lhe statement. regardless of wbether they are soll held at the
(a) The followmg deflllil.101lS shall apply to \hIS regulallon tune of filmg
(1) "Pubhc mvesUnents" means the Investment of public moneys m (b) The closmgdate forall persons requlIed to file Statements of&o-
. real estate, secuntles. or other economIc Ulterests for the production of nOITllC Interests plJrsuantlo Government Code Secl.1on 87203 shall be
revenue or other fmancul return December 31 The filmg deadlmes for the Statements are as follo....s
(2) "Pubhc moneys" means all moneys belongmg to, receiVed by. or (1) For the Governor. Lieutenant Governor. Attorney General, Con
held by, !he state. or any city. county, ta....n. dlstnct. or pubhc agency troller, Secretary of Sute. Treasurer. Supermtendent of Pubhc Inst....uc
therem or by an officer thereof actmg m hiS Or her offic181 capaCll)', and llon. members of !.he LegtslalUre, members of the State Board of Equal
Illcludes the proceeds of all bonds and other eVidence of mdebtOOness l:z.atton, JUdges and COlD.lIl1SSlOners of courts of the jUmc181 branch 0
trUst funds held by public pensIOn and retlrement systems, deferred com- go\'ernment, members of the Pubhc UtUlues ComnllSSlOrl. lDembers 0
pensatlon funds held for mvestmenls by publtc agencies. and publrc mo- the State Energy Resources ConservalJon and Development CoIDDllS
Page 439 ~1>1<< 901 ~o 2.:1 6-2<--9<
Title 2 Fair Political Pracbces CommissIOn ~ 1873<l
. 2 New subsecIJon (e) filed 6-26-90, operalJve 7-26-90 (Register 90, Ko 35) (4) ProVIde the date upon whIch the lease became effecuve or tenID-
3 Renumbermg of former secllon 187267 to ne..... se<:tJon 18944 1 filed 6-22-94, naled If ellher such dale occurred dunng the penod covered by the state-
operal.i\'e 6--.22-94 (Register 94, No 25) ment
~ 18726.8 Valuation of Gift Tickets to Charitable and (5) DISclose the value of the leasehold mterest m the manner required
by Govemment Code Secuon 87206(d)
Political Fundralsers. (b) The value of a leasehold mterest IS the amount of rent owed dunng
Non:. Authonly CIted Section 83112, Government Code Reference SeclJOO a 12-momh penod For purposes of disclosure on a Statement of &0-
82028,(}ovcnunentCOde
HiSTORY noIWc Interests, the value of a leasehold mterest IS the amount of rent
1 Ne..... sectJon filed 5-2&--87, open.IIVe 6-25..,ll7 (RegIster 87, r-; 0 26) owed dunnga 12-monlh penod The 12-month penodshall becomplted
2 Renumbcnng of section 18726 8 to sectJon 18946 4 filed 1-25-93, operatJve as follows
1-25-93 (Register 93, No 5) (1) In the case of an annual or leavmg office statement. the first day
~ 18727. Gifts to Officials. Sectlon 87207(a). of the 12-mooth penod 15 the first day of the reportmg penod or the flrst
da y of the lease, which occurs later
NOTE. Aulhomy Cited. Se.;,Uon 83112, Government Code Reference SeclJon (2) In the case of an assummgoffice orcandJdate's statement. the first
B72Q7(a), Govermtlenl Code day of the 12-month penod IS the date the statement IS due
HtsroRY
1 Amendment filed 10-11-78, deslgnalod effectJve t-I-79 (RegISter 78, No (c) If the value of an OffiCIal'S leasehold mterest is less than S1.000
41) when the rent owed IS compuled tmder subsectlon (b), but the offiCial
2 Repealer filed 1-25-93. operative 1-25-93 (RegIster 93, No 5) knows that the actual fat! market value of the leasehold dunng the
12--month penod exceeds $1.000. the value of the leasehold IS the actual
f 18727.5 Travel Costs and Other Payments from fat! market value, rath er than the rent owed, dunng the 12-month penod
CampaIgn Committees NoTE. Aulhonty CIted SectIOn 83112, Governmenl Code. Reference Sections
(a) Travel costs and relIDbursements lherefor patd by a "commtttee" 82033 and 87206, (}ovemmenl Code
as defmed by Government Code Sel;;uon 820I3(a), mcludmg a "con- HnTOl/.Y
trolled COmmlttee," shall be valued as follows 1 New sec:uon filed 1-8-86. effecuve lluruelh day thereafter (RegISter 86. '""0
(1) Aretmbursement, advance, or other payment for actual travel ex. 2) For hIStory of former sectJon St:e RegIsters 85, No 25 and 76, f' 0 40
penses (mcludmg meals and lodgmg) or for oilier actual and legltunate ~ 18730. ProvisIons of Conflict of Interest Codes.
campaign expenses made by such a commlltee or controlled commIttee (a) IncorporaUoo by reference of (be ternlS of thIS regulauon along
ts neither mcome nor a gift to an officwand need not be fisc lased on the With Ihe desIgnauoo of employees and the formu lauoo of t.hsclosure cate-
offic181's Statement of Econonuc Interests If the expendItures are reo gones m the AppendIX referred to below conslJWte the adopuon and pro.
. ported by the conumttee m accordance With the proVISions of Govern- mulgauOIl of a conflict of mterest code wlthm the meanmg of Go v ern.-
mentCode SectIons 84100, et seq ment Code sectIon 87300 or the amendment of a COnflict of mteresl code
(2) A re1lllbursement, advance, or other payment for personal travel '-\'lthm the m~ntngof GovernmentCode secUon 873071fthe terms of thIS
expenses not covered by subsecllon (1) shall be reported by the reCIpient regulation are subsututed for terms of a confhct of mterest code already
pursuant to Government Code Secuons 87207 Or 87302 In effect A code so amended or adopted and promulgatedrequrres the re-
(b) Anyotberpayment not covered by subsectIon (a), mc1udmga pay- pJrtmgof reportable Items m a mannersubstanuallyeqUlvale:ot to the re-
ment for personal services, such as salary, consultmg fees, honorana, qurrements of arucIe 2 of chapter 7 of the Pohucal Reform Act.. Govern.-
etc , from a (;Ommlltee IS mcome or a g1ft (except as prOVIded m Secuon ment Code secuons 81000, et seq The requlrements of a conflIct of
18728) and reported by Ihe recipll~nt pursuant to Government Code Sec- mterest code are m add1uonlo other requlrements of the Pohl1cal Reform
l.1on 87207 or 87302 Act, such as the general prohful!.Iou agamst collfucts of mlerestcontamed
Non:. Authonty CIted Socuon 83112. Government Code Reference Sections m Government Code secUon 87100, and to other state or localla ws per-
82028 and 82030, Government Code. t~mmg to confliCts of mterest
IilSTOll Y (b) The terms of a conflict of mterest code amended or adopied and
1 New secllon fded 1--8-86, effectIve l1urt.telh day lhereafter (Register 86, No promulgated pursuant to thIS regulatJon are as follows
2) (1) Secuon 1 DeflnJuons
~ 18728. Reporting of Income and Gifts; Honorana and The de[IDIUons contamed m the Poliucal Reform Act of 1974. regula-
A wards (87207) Uons of the Falr PolIucal Practlces COll1JIllSslOn (2 Cal Code of Regs
CO/oNENT For fru awmsslOn food. beverages. lean sporta1Ion, lodgmg, and sub- sectIOns 18100. et seq ). and any amendments to the Act or regulauons.
slStence prOVided to an offiCial or s13~ candIdate m conneclJon "'1m a speech. are mcorporated by reference mto thiS conflIct of mterest code
panel semmar, or Sllllllar servICe, SC{! Caltforrua Code of RegulaIJom. TIlle 2. (2) SC<;bon 2 DeSignated Employees
Section 18950 3
NOTE. AuthOrity Cited Section 83112. Govenunent Code Reference SeclJOO The persons boldmg posl1l0ns lIsted m the AppendIX are deslgnaled
87207,C;ovenunen1COCe employees It bas been determmed mat these persons make or partlClpate
HiSTORY In the making of decISions whICh may foreseeably have a matenal effect
1 Ne" sectIon filed 10-24-75.effec\Jve tIurueth day lhereafter (ReglSter 75. Ko on [manclalmtereslS
43) (3) Sectlon 3 Disclosure Categones
2 Repealer and new secLJon filed 6-17-76 as an emergellq~ effective upon filing This code does not esta bl1Sh any dISclosure obligation for those des! g-
Certificate ofComphance mduded (ReglStet' 76, ,",0 25) Dated employees who are also speCified m Government Code seCtlor:
3 Amendment of rubseclJOn (b) flied 1-26--ll3, effective tlurtJelh day thereafter 872(Xhftbey are deSignated m 1111S code m that same capactty or If Ih(
(RegIster 83. Ko 5) J
4 Repealer and new CO~NE'lT filed 1-27-93. operatIve 2-26-93 (RegISter 93, geograplllcal Junsdlctlon of lhls agency IS the same as or lS wholly ID-
. 1"05) eluded w llhm the JUnschcl10n ill which those persons must report Ihelr fi
nancul mterests pursuant 1O article 2 of cbapter 7 oflhe Political Reforn:
~ 18729 leasehold Interests-Value, DIsclosure. Act.. Government Code secUons 87200. et seq
(a) 'When an offiCial IS required to dISclose a leasehold mterest as de. In ackhllon, tillS code does not establish any disclosure obhgatlon fa;
fined m Government Code $ecl1on 82033. the offic181 shall any designated employees ",ho are deSignated m a conflle! of IIlteres'
(1) ldenufy the mlerest as a leasehold mterest code for anolher agency, If all of the followmg apply
(2) DIsclose the number of y~ remal.Olllg on the lease (A) The geographical JUnsdtctlon of 11l1S agency IS the same as or IS
(3) Provide the address or other preclselocatJon of the leased property wholly mcluded wlthm the JUnsdlctlon of lhe other agency.
PROP ~ 1 R~ulC"'94 ....-0 ~ 6-~4..-~
~ 1873(J BARCLAYS CALIFORNIA CODE OF REGULATIONS Title 2
. (B) The dIsclosure assIgned m the code of the oilier agenCYIs the same whIch are of the land descnbed m !he dIsclomJ'e categorIes to whtch he
as that requJrCd under ArtIcle 2 of Olapter 7 of the PohtJ.cal Reform Act, or she IS asstgned in the Appendu. It has been determm.ed that the fman-
Government Code secbOn 81200; and clal mterests set forth m a deSIgnated employee's disclosure categones
(C) The fIlmg officer IS the same for both agencIes I are the kmds of fmancta.l mterests winch he or she foreseeably can affect
Such persons are covered by thIS code for dIsquahf'JCauon pulp05eS matenally through the conduct ofblS or her office
only With resf'C(:t to all olberdeslgnated employees, the dlsclosurecal.e- (4) Sect10n 4 Statements of EoonoD1IC In[eres{s- Place of FIlmg
ganes setforth m theAppendtxspectfywhlchkmds offinancw mterests The code revlewmg body shall mstnlctaU deSignated employees wIth-
are reportable Such a designated employee shall dIsclose in blS or her m Its code to tile statements of economtc interests With the agency or Wtth
statement of ecooOD1IC mterests those fit1l1ncial mtetests he or she has
l
.
.
[The next page is 441.]
e
Po.... Lfi'I ., R_.d~ 94 No 2:S 6-14--94
Title 2 Fair Political Practices Commission 9 18730
. the code revlewl11g body, as proVided by the code revIewmg body In the (A) Investment and Real Property Disclosure
agency's conflIct of lllterest code 2 When an mvestment or an l11terest m real propertr IS required to be
(5) S~tton 5 Statements of&onolnlc Interests Time of Flimg reported. 'the statement shall coot.am the followmg
(A) Initial Statements. AU deSignated employees employed by the I A statement of the nature of the mvestment or mterest.
agency on the effectIVe date of thIS code, as ongmally adopted. promul- 2 The name of the busmess entity m which each mveslment IS held.
gated and approved by the code revlewmg body, shall fue statements and a general descnphon of the busmess actiVity m whl(:h the busmess
wlthm 30 days after the effectIve date of thiS code Thereafter. each per- entity IS engaged.
son already m a poSItIoD when IllS deSIgnated by an amendment 10 thiS 3 The address or other precise locatIOn of the real property;
code shall flie an ml1la1 statement wlthm 30 days after the effeclive date 4 A statement \\nelher the fair market value of the mvestment or mter-
of the amendment est m real property exceeds one thousand dollars ($1,000), exceeds ten
(B) Assummg Office Sutements All persons assummg deSIgnated thousan4 dollars ($10,000), or exceeds one hundred thousand dollars
poSIIIOns after the effective date of thIS code shall file statements wlthm ($100,000)
30 days after assummg lhe designated poSItiOns, onf subject 10 State Sen- (B) Personal Income DISclosure When personal mcome IS requrred to
ale confinnal1on, 30 days after being nommaled or appomted. be reporta:l;~ the statement shall cont.a..m
(C) Annual Statements All desIgnated employees shall me statements 1 The name and address of each source of Income aggregatmg two
no later lhan Apnll hundred fIfty dollars ($250) or more In value, or fifty dollars (S50) or
(D) Leavmg Office Statements All persons wbo leave deSIgDated po- more In value If the mcome was a gIft, and a general descnptlon of the
slUons shall me statements wlthm 30 days after leaving office busmess actiVIty. d' any, of each source
(5 5) SecUon 5 5 Statements for Persons \\'ho Resign Pnor to Assum- 2 A statement whether the aggregate value of mcome from each
ing Office source, or in 1he case of a loan. the highest amount owed to each source,
Any person who resigns Wlthm 12 monlhs of mIl1al appointment, or was one thousand dollars ($1,000) orless. greatet than one thousand dol-
wlthm 30 days of the date of noUce proVided by the f1lmg officer 10 file lars ($,1,000), or greater than ten thousand dollars (S10,OOO),
an assummg office statement. IS not deemed to have assumed office or 3 A descnpuon of the consideration, If any. for whIch the mcome was
left office. proVided he or she dId not make or paruClpate m the makmg receIVed,
of, or use hiS or her poSll1on to mfluence any decISIon and dldnotrecelve 4 In the case of a gUt. the name, address and busmess acuvlty of lhe
or become enutled to receive any form of payment as a result Ofhl5 or her donor and any mtermed1ary through WhICh the gift was made, a descnp-
appomtment Such persons shallnotflle either an assummg or leavmgof- uonofthe gift. the amountorvalueoftheglft, and the date on WhICh the
flce statement. gUt was received,
(A) Any person who resIgns a poSIUon Wlthm 30 days of the date of 5 In lhe case oca loan, the annual mterest rate and lhe secunty. d' any,
. a noUce from the filing officer shall do both of the followmg: given for the loan
(1) Ftle a wntlen reslgnatron Wlth the appomtJng power; and (C) Busmess EntIty Iocome DIsclosure When mcome of a busmess
(2) Fliea wnttenstatement with the filing officer declanngunder pen- entlty, mclndmg mcome of a sole propnelOrshlp, 15 requued to be re-
alty of perJUrY that durmg the penod between appomtment and reslgna- ported. II the statement shall con1am
non he or she d1d not make, partIcipate In the making. or use the jJI:J5ll1on 1 The name, address, and a general descnptlon of the b-'smess acUvlty
to influence any declSlon of the agency or receive. or become enutled to of the business entity:
receIve, any form of pa}mentbyvutueofbemg appomted 10 the poSition 2 The name of every person from whom the busl11ess entity received
(6) SectIon 6 Contents of and Penod Covered by Statemenfs of Bco- payments If the mer's pro rata share of gross receipts from such person
nOlIllc Interests was equal to or greater than ten thousand dollars (SlO,OOO)
(A) Contents of Jmtlal Statements (D) Busmess POSIUon DISclosure When busmess posIuons are re-
Imual statements shall disclose any reportable mvestments, interests qUlred to be reported. a designated employee shall hsl the name and ad-
m teal property and busmess POSIUonS held on the effective date of the dress of each busmess enl1ty m whlcb he or shelss director, officer, part-
code and mcome receIVed dunng the l2months pnortothe effe<:tive date nero trustee, employee, or m whlcb he or she holds any jX)S1t1on of
of the code management, a descnptlon of lhe busmess actlvlty In which the busmess
(B) Contents of Assummg Office Stalements enUty IS engaged. and the deSignated employee's poSll1C)n With lhe busI-
Assummg office statements shall disclose any reportable mvestments, Dess enl1ty.
lOterests m real property and busmess poSitionS held on the dateof assum- (E) ACqulSlUon or DISposal Dunng Reportmg Penod In the case of an
ing office or,1f subject to State Senate confmnatlon or appomtment. on annual or leavmg office statement. If an mvestment or an Interest III real
the date of no=atlon, and mcome receIved dur.ng the 12 months pnor property was parttallyor woolly acquued ord lSpoSed of dunngilie penod
to the date of assummg office or the date ofbemgappomted ornommated. covered by the statement. the statement shall CDnt.am the date of acqulSl-
respecuvely tIon or dlSprn;al
(C) Contents of Annual Statements Annual statements slJaU dlS(:Jos.e (8) Sectron 8 Stale Agency ProhibItion on ReceIpl of HOllorana
any reportable wvestrnents, mterests m real property. mcome and busl- No member of a state board or C0QJII11SSI0n, and no deSIgnated em-
ness poSitronS beld or received durmg_the preVIOUS calendar year pro- ployee of a state agency, shall accept any honorarIum from any source,
vlded, however. that the penod covered by an employee's rust annual If the member or employee would be requITed to report the receIptofID-
statement shall begm on the eff~l1ve date of the code or the date of as- come or gUts from that source on hIS Or her statement of econormc mter-
summg office whichever IS later ests This secllOD ~aU not apply to any part-1.1me member of !be govern-
(D) Contents Df Leavmg Office Slal.emenls ing board of anypubhc mstitullon ofhlgbereduCatlOn. unless the member
Leavmg 0 ffice statements sbaU msclose reportable mvestments, m ter- IS also an elected offiCial
. ests m real property, mcome and buslDess poSItions held or receIVed duro SubdlVlSlOns (b), (c). (d). and (e) of Government Code Section 89502
IDg the penod bet ween the closwg date of lbe last statement med and Ih e shan apply to the prOhlbluons m this s~tlOn
date ofleavmg office (8 1) SectJon 8 1 Stale Agency ProhibItion on RecelplOfGlftsof$250
(7) Seclton 7 Manner of Reportmg or More
Statements of economic mterests shall be made on forms prescnbed No member of a state board or COmmiSSiOn, and no deSIgnated em-
by the FaIT Political Practices CoIDmlSSlOn and supphed by the agency, ployee of a state agency, shaU accept guts With a \Dtal value of more lhan
and shall contallllhe followmg mformallon
P",.... U 1 Reo-IR<'" 94 -':0 17 4-29-~
S 18730 BARCLAYS CALIFORNIA CODE OF REGULATIONS Title 2
. two hundred fifty dollars (S250) In a calendar year from my smgle (11) SeclWn 11 ASSIstance of Ihe CoDlllllsslOn and Counsel
source, Jfthe member or employee would be requ rred to report the receipt Any designated employee who tS unsure of hI> or her duUes under thIS
of Income or gifts from that source On hl5 or her statement of econoUllc code may request aSSIStance {rom lhe Fau Pollucal PractIces CommlS-
Interests This sectIon shall not apply to my part--Ume member of the slon pursuant to Government Code secUon 83114 or from the attorney for
governing board of any p...Iblic msUtullon ofhlgber educaUon, unless the hiS or her agency, prOVided that nothmg m thiS secUon requues the attor-
member 15 also an elected offiCial ney for the agency to lSsue any fOIIlllll or mformal opmlOn
Subsecl10ns (b). (c), (d), and (e) of Government Code SecUon 89504 (12) Secuon 12 Violal101lS
shall apply to the prohiblUons m thIS sectIOn ThIS code has the force and effect of law DeSignated employees VIO-
(9) Secuoo. 9 IAsquahficaUon latmg any proVISion ofthl5 code are subject to the admmtstrauve, cnnu-
No deSignated employee shall make, partICIpate In makIng, or m any na1 and clVlll sanctIons prov1ded m the Po ImcslReform Act, Government
way attempt to use hIS or her offiCial posluon to mfluence the rnaktng of Code secuOJlS 8 1000-9 L014 In addluon, a decmon In relauon to winch
any governmental declSlon which he or she knows or has reason to mow a vlOlauon of the dlSquahficatlOn prOVlSlons of thl5 code or of Govern-
will have a reasonably foreseeable matenal fmancta! effect. wstmgtllSh- mcot Code sectIon 87100 or 87450 has occurred may be set aSide as v01d
able from its effect on the publIc generally, on Ibe officlal or a member pursuant to Government Code sectIon 91003
onus or her lIDIDedJate fJl1I1llyor on Non:. AulborJly Clled SCCUOn 83112. (kJvemme.n1 Code. Reference SectJOns
(A) Any busmess enUty Jll whJch the deSIgnated employee has a d1rect 87300-87302, B9503 and 89504, Government Code
or mdirect Investmenl worth one thousand dollars ($1,000) or more, HtSTQRY
(B) Any real property m wInch the designated employee bas a d1rect 1 New leCt.Ion filed 4-2-80 as an emergency; effectJ.ve upon filmg (Regrster 80,
1'0 14) C<<btkate of Compliance mcluded
or mdll'ed mterest worth one lhousand doHan (51,000) or more, 1 EdItorial couecl1on (Regaster 80. No 29)
(C) Any source of mcome, other than guts and other than loans by a 3 Amendment of wbsecwn (b) filed 1-9-81, effectIVe lhn11eth day thereafter
commerclallendmg mstItutJon m the regular course of bus mess OIl terms (RegiSter 81. No 2)
avaJJable to the public w1thOUt regard to offiCial status. aggregatmg two .s Am~nt of 5IIb5ectlOll (b)(7}{B)1 fi10d 1-26--83. effcctm: thzrueth day
hundred fifty dol.la.rs (S250) or more m. value proVlded to, received by or thereafter (RegISter 83, No 5)
5 Amendmenl of sub;ecUon (b)(7}(A) fikd 11-10-83, effcctlve tlurtJeth day
proIDlsed to the deSignated employee l\1thm 12 months pnor to the ume thereafter (RegISter 83, No <16)
when the dectsion is made, 6 Amendrnenlfiled 4-13-87. operalIVe 5-13-87 (ReglSter 87. No 16)
(0) Anybusmess enuty III whiCh tbedeslgPlIted employee is l1director, '1 Amendment of Il.Ibsecuon (b) fik:d 10-21-$8, open.trve 11-20-88 (RcglSle{
officer. partner,ln1stee, employee. or holds any POSIUon of management., 88,No.46)
or 8 Amendment of subscctJons (b)(8)(A) and (b)(8)(B) and numerous edrtonal
. (E) Any donor of, or any intermediary or agent for a donor of, a gift changes fib! 8-28--90. operatIVe 9-27-90 (Reg 90, No 42)
9 Amendmentof suoseclfOru: (b){3). (b){8) 4l\d l'edUIttOecIllg'Offonowmgsubsec-
or gUts aggregaung $250 or more In value proVided to, recelVed by. or bons lIDd .-mendmenl of Non: filed 8-7-92. operatIVe 9-7-92 (RegISter 92,
promised 10 the deSIgn:;.t.ed employee wlthm. 12 months pnor to the time No 32)
when the decISion IS made 10 Amendmen1 of subsecuon (b)(5 5) and ~W SllMed10DS (b)(5.5)(A}-{A)(2)
(9 3) Secuon 9 3 Legally Requrred PartlClpaUOtt rUed 2-4-93, operatIVe 2-4-93 (Regaster 93. No 6)
No designated employee shall be prevented from makmgor partIcipat- 11 Olange WI!bout regulatory effect adopting Conllict ofIn~ Code furCalt-
fonuaMental Hea1thi'IanmngCouncdfJled 11-22-93 pursuant to bile 1. =.
mg m the makmg of an)' decISIon to the extent hIS or her partJclpatJon IS lion 100, C4hfunua eo.u of Regulations (Regliltlc 93, No_ 48) Appr-oved by
legally requued for the declSlOn to be made The fact that the vote of It FIJI" Po1111calPracUces CtmmJSSJOD 9-21-93
deslgnatedemplo}ec WOOlS on a VOlIng body l5needeil to break a tJ.e doe~ l2. Otange wJIbOUlregulatory effect wiesJgnalmg Conllict of Interest Code for
not make his or her partlclpatIoo legally requ lred for purposes ofthts sec- Cahfomia Mental Health Planl11ng Councll11S clIapler 62. sect.lOn 55100 filed
1-4-94 pursuant to title I. section 100. Call1ornJa Code of Regula lions (RegiS-
lion tel" 94, No 1)
(95) SectIOn 9 5 DIsqualtficatlon of State Officers md Employees 13 Etbtonal correction addmg HlSTOll Y 11 and 12 and deletmg duplicale section
In additIon to the general dIsquahficatIOll prOVisIonS of sectIOn 9. no Ilumber (Regl5ler 94. No 17)
state admunstraUve offiCial shall make. partICIpate m makmg, or use hIS lDesagnaled employees who are requx-ed 10 file statements ofecooomlC mler-
or her ofticlal posl1:Jon to mfluence any govemmenlal deciSion dIreCtly e!itli under any olher agency's conthct of m1c:r~1 code. or under arUCle 2 for a du-
relating to any contract where the state admmistratlve officJ8.1 knows or ferent }JCls(l1ClIon, may expand lhelr statement of economlC interests to cover te-
has reason to know that any party to the contract is a person With whom portable mlerests m both ptlsdlCtlons, llIld file copies of thIS expanded statement
the state admmlstratlve offiCial, or any member of hIS or her lIDllledla Ie wllh bolh enlltles DI lieu of filing ~parate and dastlnct slalemenls, prov1<led that
farmly has, wahm 12 months pnor to the tnne when the offICial action IS each copy of web expanded ~talemenl flled 111 place of all ongmal IS SIgned and
verified by !he deslgl1ated employee as If It were an orlgmaL See Government
to be taken Cooe secl1<ln g 1 004
(A) Engaged In a busmess transaction or transactions on terms not 1 See Govemment Code section 81010 and 2Cal Code of Regs sectton 18115
available to members of the public, regardmg my mvestment or mlerest for the duties of filmg officers and persoos UI agencIeS who make IJId retaUl cop ICS
m real property. or of st1lrolents and forward the ongmals to me filmg officer
] For the PUl'pOS<: of disclosure only (nol dlsqWlhflC3uon). lilt Illleresl m re<<!
(B) Engaged In a busmess transaction or transacl10ns on terms not propel1y does nol mclude the pnnClpal resl(k1lCe of Ihe filer
available to members of the publIc regardmg the tendenng of goods or 4lnveslmenls and mleresls m real propel1y whJCb have a fm market value of
servIces totalmg III value one thousand dollars ($1,000) or more less lhan S 1.000 are not JDvestmenls and IDle'reslS m real property wldun the
(10) Secuon 10 Manner of DlsqualJficaUon meaJ1D1g of \he PolJucal Reform Act However. IDVeSlments or mterests m real
propertyof an mdlv ldual1l1clude !hose held by \he indiVIdual's spouse and de pen-
When II deSIgnated employee det=es Ihat he or she should not dent duldren as weUas a pro rata share ofanym\'esrrnenloc mlereslm realpwl'er-
make a governmental decISIOn because h e or she hlls a dIsquahf}ing ill- Iy of lily bUSl1Iess enlJIy oc trust Jll wlud, lhe mdJV Jduat spouse and depend en'
. Wrest In It, the determmallOD nollo act must be accompawed by dlsclo- chlldren o"''Il. III lhe aggregate, a dm:d. mdrrector benefICial lIllefe.Slof 10 percent
SUre of the disquahlymg UlteresL In Ihe case of II volmg body, thIS deter- or greater
S A designated employee's mcome mcludes his or her commllIUly property m-
rnmaUon and disclosure shall be made part of the agency's offiCial tel"est Ullfae moome of hIS Q{ her spouse bul does not mclude salary or relmburse-
record, Ul the case of a deSIgnated employee who IS the head 0 [an agency, men! foc expenses rocclved from a stale. local or federal gov=.em agency
thIS determmal.1on and dlsdosure shall be made m WI1tlllg to hiS or her ~lnrorne of a busmess enlJly IS reportahle If the duect. mdlfCctot benefiCial D1-
appomung authonty; and In the case of oilier deSignated employees, thiS tcresl oflbe faler and Ihe fJI~'s spouse DI the busmess entll)' aggregates a IOper.
<<nl Or greater mlere.L In addll1on, the dISclosure of peISOns who are clients o{
determmatIon and dlscloSllre shall be made m "''nlmg to the deSIgnated customers of a busll'less enUly IS ~wred only lfthe cbenls or custom= are WIlh-
employee's SUperviSor m one of !he dISClosure categories of Ihe filer
'Dn""..." A-4., R....... 94 'lo n 4.-19--<;4
EXHIBIT No. I
......4a
- EXHIBIT NO.1
GENERAL PROVISIONS RELATED TO DISCLOSURE CATEGORIES
When a designated employee is required to disclose investments and sources of
income, he/she need only disclose investments in business entities and sources
of income which do business in the jurisdiction, plan to do business in the
Jurisdiction or have done business in the Jurisdiction within the past two years.
In addition to other activities, a business entity is doing business within the
jurIsdIction if It owns real property within the jurisdichon. When a deSIgnated
employee is required to disclose mterest in real property which is located in
whole or in part within or not more than two miles outside the boundaries of the
Bayside District or within two miles of any land owned or used by the local
- governnrrentagency.
Designated employees shall disclose their financIal interest pursuant to the
appropriate category as indicated in ExhibIt No.2.
DISCLOSURE CATEGORIES
Category No. 1
Investments, business positions, and income from sources located m or doing
busmess in the Bayside District}' or which may foreseeably be materially affected
by decisions of the Bayside District Corporation.
Interests in real property located in the BaysIde DIstnct, or which may
foreseeably be materially affected by deciSIOns of the Bayside DIstrict
-
13
-...... Corporation, including property located within a two mIle radius of any
- property owned or used by the Bayside District.
-
Category No.2
Investments, business positions, and mcome from sources of the type which are
subject to the permit or licensing authority of the Bayside District Corporation.
Category No.3
Investments, business position, and income from sources of the type which
provide services, supplies, materials, machinery or equipment of the type
utilIZed by the Bayside Distnct Corporation.
-
.
.
14
-
EXHIBIT No. 2
. EXHIBIT NO. 2
BDC USTING OF DESIGNATED POSmONS AND DISCLOSURE
CATEGORIES
Positions Disclosure Category
Chairman and BOC Board Members No.1
Execuhve Director No.1
Marketing, Special Events and Planning Manager No 2
Operations and Maintenance Coordinator No.2
Office Manager No.3
Appendix No.1: Section 18730 Provisions of Conflict of Interest Codes
. Exhibit No 1: General Provisions Related to Disclosure Categories
Exhibit No.2: Bayside District Corporation Listing of Designated Positions
and Disclosure Categories
.
15
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